Cardinality: Difference between revisions

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imported>Farkle Griffen
Uncountable sets: Added example, and MOS:WE
 
imported>David Eppstein
Let's not continue to perpetrate a lie-to-children when we can just as easily say something simplified but not false. Also, the old phrasing makes it sound like being smaller or larger is defined to mean not equinumerous when it actually has a more specific meaning.
 
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{{Short description|Size of a set in mathematics}}
{{Short description|Size of a set in mathematics}}
{{Other uses}}
{{Other uses}}
[[File:Apples and Oranges v2.png|thumb|318x318px|A bijection, comparing a set of apples to a set of oranges, showing they have the same cardinality.]]
[[File:Apples and Oranges v2.png|thumb|318x318px|A one-to-one correspondence between a set of apples and a set of oranges shows they have the same cardinality.]]
In [[mathematics]], '''cardinality''' is an intrinsic property of [[Set (mathematics)|sets]], roughly meaning the number of individual [[Mathematical object|objects]] they contain, which may be [[Infinity|infinite]]. The cardinal number corresponding to a set <math>A</math> is written as <math>|A|</math> between two vertical bars. For [[finite sets]], cardinality coincides with the [[natural number]] found by counting its elements. Beginning in the late 19th century, this concept of cardinality was generalized to [[Infinite set|infinite sets]].  
In [[mathematics]], '''cardinality''' is an inherent property of [[Set (mathematics)|sets]], roughly meaning the number of individual [[Mathematical object|objects]] they contain, which may be [[Infinity|infinite]]. The concept is understood through [[one-to-one correspondence]]s between sets. That is, if their objects can be paired such that each object has a pair, and no object is paired more than once.


Two sets are said to be '''''equinumerous''''' or ''have the same cardinality'' if there exists a [[one-to-one correspondence]] between them. That is, if their objects can be paired such that each object has a pair, and no object is paired more than once (see image). A set is [[Countable set|countably infinite]] if it can be placed in one-to-one correspondence with the set of natural numbers <math>\{1,2,3,4,\cdots\}.</math> For example, the set of even numbers <math>\{2,4,6,..\}</math>, the set of [[prime numbers]] <math>\{2,3,5,\cdots\}</math>, and the set of [[rational numbers]] are all countable. A set is [[Uncountable set|uncountable]] if it is both infinite and cannot be put in correspondence with the set of natural numbers—for example, the set of [[real numbers]] or the [[powerset]] of the set of natural numbers.
Two sets are said to be '''''equinumerous''''' or ''have the same cardinality'' if there exists a one-to-one correspondence between them. Otherwise, under the [[axiom of choice]], one of the two sets must be equinumerous with a [[strict subset]] of the other and is said to be ''strictly smaller'' than it; the other set is ''strictly larger''. Using this concept, it is possible to show there are different sizes of infinity.  


[[Cardinal number|Cardinal numbers]] extend the natural numbers as representatives of size. Most commonly, the [[aleph numbers]] are defined via [[Ordinal number|ordinal numbers]], and represent a large class of sets. The question of whether there is a set whose cardinality is greater than that of the integers but less than that of the real numbers, is known as the [[continuum hypothesis]], which has been shown to be [[unprovable]] in standard set theories such as [[Zermelo–Fraenkel set theory]].  
A set is [[Countable set|countably infinite]] if it can be placed in one-to-one correspondence with the set of [[natural numbers]] {{tmath|1=\{1,2,3,4,\cdots\} }}. For example, the set of even numbers {{tmath|1=\{2,4,6,\cdots\} }} and the set of [[rational numbers]] are countable. [[Uncountable set]]s are those strictly larger than the set of natural numbers. The set of all [[real numbers]] and the [[powerset]] of the set of natural numbers are proven to be uncountable by so-called [[Cantor's diagonal argument|diagonal arguments]]. [[Cantor's theorem]] generalizes these arguments to show there is an infinite hierarchy of infinities.


== Definition and etymology ==
For [[finite sets]], cardinality recovers the usual concept of size as "number of elements." However, it is more often difficult to ascribe "sizes" to [[infinite sets]]. A system of [[cardinal numbers]] can be developed to extend the [[Cardinal numeral|role of natural numbers in answering "how many"]]. Most commonly, the [[Aleph numbers]] {{tmath|1=\aleph_0, \aleph_1, \aleph_2, ... \aleph_\omega, \aleph_{\omega+1}... }} are used, since their definition naturally extends the process of [[counting]], and it can be shown that every infinite set has cardinality equivalent to some Aleph.
Cardinality is an intrinsic property of [[Set (mathematics)|sets]] which defines their size, roughly corresponding to the number of individual [[Mathematical object|objects]] they contain.<ref>{{Cite book |last=Efimov |first=B.A. |title=Encyclopedia of Mathematics |title-link=Encyclopedia of Mathematics |publisher=[[Springer-Verlag]] |isbn=1402006098 |chapter=Cardinality |chapter-url=https://encyclopediaofmath.org/index.php?title=Cardinality&oldid=12401}}</ref> Fundamentally however, it is different from the concepts of [[number]] or [[counting]] as the cardinalities of two sets can be compared without referring to their number of elements, or defining number at all. For example, in the image [[Cardinality#top|above]], a set of apples is compared to a set of oranges such that every fruit is used exactly once which shows these two sets have the same cardinality, even if one doesn't know how many of each there are.<ref>{{Cite book |last=Clegg |first=Brian |author-link=Brian Clegg (writer) |url=http://archive.org/details/briefhistoryofin0000cleg |title=A Brief History of Infinity |publisher=[[Constable & Robinson]] |year=2003 |isbn=978-1-84119-650-3 |location=London |page=150}}</ref><ref>{{Harvard citation no brackets|Enderton|1977|pp=128-129}}</ref> Thus, cardinality is measured by putting sets in [[one-to-one correspondence]]. If it is possible, the sets are said to have the ''same cardinality'', and if not, one set is said to be ''strictly larger'' or ''strictly smaller'' than the other.<ref>{{Harvard citation no brackets|Bourbaki|1968|p=157}} {{Break}}{{Harvard citation no brackets|Takeuti|Zaring|1982|p=83}} {{Break}}{{Harvard citation no brackets|Tao|2022|pp=57-58}}</ref>


[[Georg Cantor]], the originator of the concept, defined cardinality as "the general concept which, with the aid of our intelligence, results from a set when we abstract from the nature of its various elements and from the order of their being given."<ref>{{Harvard citation no brackets|Stoll|1963|p=80}}</ref> This definition was considered to be imprecise, unclear, and purely psychological.<ref>Imprecise - {{Harvard citation no brackets|Stoll|1963|p=80}}. {{Break}}Psychological - {{Harvard citation no brackets|Takeuti|Zaring|1982|p=82}} {{Break}}Unclear - {{Cite book |last=Skolem |first=Thoralf |author-link=Thoralf Skolem |url=https://archive.org/details/abstractsettheor0008skol/ |title=Abstract Set Theory |date=1962 |publisher=[[University of Notre Dame Press]] |isbn=9780268000004 |pages=3}}
The set of natural numbers has cardinality {{tmath|1=\aleph_0 }}. The question of whether the real numbers have cardinality {{tmath|1=\aleph_1 }} is known as the [[continuum hypothesis]], which has been shown to be both [[Independence (mathematical logic)|unprovable and undisprovable]] in standard set theories such as [[Zermelo–Fraenkel set theory]]. Alternative set theories and additional [[axioms]] give rise to different properties and have often strange or unintuitive consequences. However, every theory of cardinality using standard logical foundations of mathematics admits [[Skolem's paradox]].


</ref> Thus, [[Cardinality#Cardinal numbers|cardinal numbers]], a means of measuring cardinality, became the main way of presenting the concept. The distinction between the two is roughly analogous to the difference between an object's [[mass]] and its mass ''in [[kilograms]]''. However, somewhat confusingly, the phrases "The cardinality of M" and "The cardinal number of M" are used interchangeably.  
The basic concepts of cardinality go back as early as the 6th century BCE, and there are several close encounters with it throughout history, however, the results were generally dismissed as paradoxical. It is considered to have been first introduced formally to mathematics by [[Georg Cantor]] at the turn of the 20th century. Cantor's theory of cardinality was then formalized, popularized, and explored by many influential mathematicians of the time, and has since become a fundamental concept of mathematics.


In English, the term ''cardinality'' originates from the [[Post-Classical Latin language|post-classical Latin]] ''cardinalis'', meaning "principal" or "chief", which derives from ''cardo'', a noun meaning "hinge". In Latin, ''cardo'' referred to something central or pivotal, both literally and metaphorically. This concept of centrality passed into [[medieval Latin]] and then into English, where ''cardinal'' came to describe things considered to be, in some sense, fundamental, such as ''[[cardinal virtues]]'', ''[[cardinal sins]]'', ''[[cardinal directions]]'', and (grammatically defined) ''[[Cardinal numbers (linguistics)|cardinal numbers]]''.<ref>[[Oxford English Dictionary]], "cardinal (adj.), Etymology," March 2025, https://doi.org/10.1093/OED/1490074521.</ref><ref>Harper, Douglas, "[https://www.etymonline.com/word/cardinal Origin and history of ''cardinal'']", [[Etymonline|Online Etymology Dictionary]], accessed April 20, 2025.</ref> The last of which referred to numbers used for counting (e.g., ''one'', ''two'', ''three''),<ref>''[[Oxford English Dictionary]]'', "cardinal number (''n.''), sense 1," July 2023, https://doi.org/10.1093/OED/3193437451.</ref> as opposed to ''[[Ordinal numbers (linguistics)|ordinal numbers]]'', which express order (e.g., ''first, second, third''),<ref>[[Oxford English Dictionary]], "ordinal (n.2)," June 2024, https://doi.org/10.1093/OED/6032173309.</ref> and ''[[nominal number]]s'' used for labeling without meaning (e.g., [[jersey numbers]] and [[serial numbers]]).<ref>{{cite journal |last1=Woodin |first1=Greg |last2=Winter |first2=Bodo |year=2024 |title=Numbers in Context: Cardinals, Ordinals, and Nominals in American English |journal=Cognitive Science |volume=48 |doi=10.1111/cogs.13471 |pmc=11475258 |pmid=38895756 |doi-access=free |article-number=e13471 |number=6}}</ref> In mathematics, the notion of cardinality was first introduced by [[Georg Cantor]] in the late 19th century, wherein he used the used the term ''Mächtigkeit'', which may be translated as "magnitude" or "power", though Cantor credited the term to a work by [[Jakob Steiner]] on [[projective geometry]].<ref>{{Harvard citation no brackets|Ferreirós|2007|p=24}}</ref><ref name=":3">{{Cite book |last=Cantor |first=Georg |author-link=Georg Cantor |date=1932 |editor-last=Zermelo |editor-first=Ernst |editor-link=Ernst Zermelo |title=Gesammelte Abhandlungen |url=https://link.springer.com/book/10.1007/978-3-662-00274-2 | publisher=Springer |location=Berlin |pages=151 |doi=10.1007/978-3-662-00274-2 |isbn=978-3-662-00254-4|url-access=subscription }}</ref><ref name=":4">{{Cite book |last=Steiner |first=Jacob |url=https://archive.org/details/bub_gb_jCgPAAAAQAAJ/ |title=Vorlesungen über synthetische Geometrie / 1 Die Theorie der Kegelschnitte in elementarer Form |date=1867 | location=Leipzig | publisher=Teubner |others=Ghent University | via=Internet Archive}}</ref> The terms ''cardinality'' and ''cardinal number'' were eventually adopted from the grammatical sense, and later translations would use these terms.<ref>Harper, Douglas, "[https://www.etymonline.com/word/cardinality Origin and history of ''cardinality'']", [[Etymonline|Online Etymology Dictionary]], accessed April 20, 2025.</ref><ref>[[Oxford English Dictionary]], "cardinality (n.2), Etymology," March 2025, https://doi.org/10.1093/OED/5444748676.</ref>
== Basics ==


==History==
=== Definition ===
Cardinality is an inherent property of [[Set (mathematics)|sets]] which defines their size, roughly meaning the number of individual [[Mathematical object|objects]] they contain.<ref>{{harvnb|Hazewinkel|2013|p=24}}: "CARDINALITY, cardinal number, of a set A - That property of A which is inherent in any set B equivalent to A. Here two sets are called equivalent (or equipotent or of the same cardinality) if it is possible to construct a one-to-one correspondence between them."</ref> Fundamentally however, it is different from the concepts of [[number]] or [[counting]] as the cardinalities of two sets can be compared without referring to their number of elements, or defining number at all. For example, in the image [[#top|above]], a set of apples is compared to a set of oranges such that every fruit is used exactly once which shows these two sets have the same cardinality, even if one doesn't know how many of each there are.<ref>
{{multiref
|{{harvnb|Clegg|2003|p=150}}
|{{Harvard citation no brackets|Enderton|1977|pp=128–129}}
|{{harvnb|Stewart|1995|p=127}}
}}
</ref> Thus, cardinality is measured by putting sets in [[one-to-one correspondence]]. If it is possible, the sets are said to have the ''same cardinality'', and if not, one set is said to be ''strictly larger'' or ''strictly smaller'' than the other.<ref>
{{multiref
|{{Harvard citation no brackets|Bourbaki|1968|p=157}}
|{{Harvard citation no brackets|Takeuti|Zaring|1982|p=83}}
|{{Harvard citation no brackets|Tao|2022|pp=57–58}}
}}
</ref>


=== Ancient history ===
=== Sets and functions ===
[[File:AristotlesWheelLabeledDiagram.svg|thumb|264x264px|Diagram of Aristotle's wheel as described in ''Mechanica'']]
{| class="wikitable floatright" style="text-align:center"
From the 6th century BCE, the writings of [[Greek philosophers]], such as [[Anaximander]], show hints of comparing infinite sets or shapes, however, it was  generally viewed as paradoxical and imperfect (cf. ''[[Zeno's paradoxes]]'').<ref name="Allen22">{{Cite web |last=Allen |first=Donald |date=2003 |title=The History of Infinity |url=https://www.math.tamu.edu/~dallen/masters/infinity/infinity.pdf |url-status=dead |archive-url=https://web.archive.org/web/20200801202539/https://www.math.tamu.edu/~dallen/masters/infinity/infinity.pdf |archive-date=August 1, 2020 |access-date=Nov 15, 2019 |website=Texas A&M Mathematics}}</ref> [[Aristotle]] distinguished between the notions of [[actual infinity]] and potential infinity, arguing that Greek mathematicians understood the difference, and that they "do not need the [actual] infinite and do not use it."<ref>{{cite book |last1=Allen |first1=Reginald E. |url=https://books.google.com/books?id=3bNw_OmGNwYC&pg=PA256 |title=Plato's Parmenides |publisher=Yale University Press |year=1998 |isbn=9780300138030 |series=The Dialogues of Plato |volume=4 |location=New Haven |page=256 |oclc=47008500}}</ref> The Greek notion of number (''αριθμός'', ''arithmos'') was used exclusively for a definite number of definite objects (i.e. finite numbers).<ref>{{Cite book |last=Klein |first=Jacob |author-link=Jacob Klein (philosopher) |url=http://archive.org/details/jacob-klein-greek-mathematical-thought-and-the-origin-of-algebra |title=Greek Mathematical Thought And The Origin Of Algebra |date=1992 |publisher=[[Dover Publications]] |isbn=0-486-27289-3 |location=New York |page=46 |translator-last=Brann |translator-first=Eva |lccn=92-20992 |orig-year=1934 |translator-link=Eva Brann}}</ref> This would be codified in [[Euclid's Elements|Euclid's ''Elements'']], where the [[Euclidean geometry#common notions|fifth common notion]] states "The whole is greater than the part", often called the ''Euclidean principle''. This principle would be the dominating philosophy in mathematics until the 19th century.<ref name="Allen22" /><ref>{{Cite book |last=Mayberry |first=John P. |url=http://archive.org/details/foundationsofmat0000john |title=Foundations of Mathematics in the Theory of Sets |date=2011 |publisher=[[Cambridge University Press]] |isbn=978-0-521-17271-4 |series=Encyclopedia of Mathematics and its Applications |issn=0953-4806}}</ref>
!
!not surjective
!surjective
|-
!not
injective
|[[File:Total_function_2.svg|alt=Total function|frameless|150x150px|class=skin-invert-image]]
'''general''' '''function'''
|[[File:Surjection.svg|frameless|150x150px|class=skin-invert-image]]
'''surjective''' '''only'''
|-
!injective
|[[File:Injection.svg|frameless|150x150px|class=skin-invert-image]]
'''injective''' '''only'''
|[[File:Bijection.svg|frameless|150x150px|class=skin-invert-image]]
'''bijective'''
|}
The basic concepts of cardinality are developed in terms of [[Set (mathematics)|sets]] and [[Function (mathematics)|functions]], which are somewhat more abstract than their counterparts outside of mathematics. Informally, a set can be understood as any collection of objects, usually represented with [[curly braces]]. For example, {{tmath|1=S = \{1,2,3\} }} specifies a set, called {{tmath|1=S }}, which contains the numbers 1, 2, and 3. The symbol {{tmath|1=\in }} represents set membership, for example {{tmath|1=1 \in S }} says "1 is a member of the set {{tmath|1=S }}" which is true by the definition of {{tmath|1=S }} above. Here {{tmath|1=S }} is [[Finiteness|finite]], but that is not a requirement in general. The only requirement for a set is that it is well-defined. That is, for any object, {{tmath|1=x }}, one can determine whether {{tmath|1=x }} belongs to that set {{tmath|1=(x \in S) }}, or {{tmath|1=x }} does not belong to that set {{tmath|1=(x \notin S) }}. One example of an infinite set is the set of all natural numbers {{tmath|1=\{ 1,2,3,\cdots \} }}.<ref>
{{multiref
|{{harvnb|Schumacher|1996|pp=23-35}}
|{{harvnb|Stoll|1963|pp=1-5}}
}}
</ref>{{Efn|The actually-infinite set of natural numbers is guaranteed to exist by the [[Axiom of Infinity]].<ref>{{harvnb|Hrbáček|Jech|2017|p=41}}</ref>}}


Around the 4th century BCE, [[Jaina mathematics]] would be the first to discuss different sizes of infinity. They defined three major classes of number: enumerable (finite numbers), unenumerable (''asamkhyata'', roughly, [[#Countable sets|countably infinite]]), and infinite (''ananta''). Then they had five classes of infinite numbers: infinite in one direction, infinite in both directions, infinite in area, infinite everywhere, and infinite perpetually.<ref>{{Cite book |last=Joseph |first=George Gheverghese |author-link=George Gheverghese Joseph |url=https://press.princeton.edu/books/paperback/9780691135267/the-crest-of-the-peacock |title=The Crest of the Peacock: Non-European Roots of Mathematics |date=Oct 24, 2010 |publisher=[[Princeton University Press]] |isbn=978-0-691-13526-7 |edition=3rd |location=Princeton, New Jersey |pages=349-351 |archive-url=https://web.archive.org/web/20240805000000/https://press.princeton.edu/books/paperback/9780691135267/the-crest-of-the-peacock |archive-date=2024-08-05}} [https://archive.org/details/crest-of-the-peacock-joseph-george-gheverghese Alt URL]</ref><ref>{{Cite web |last=O'Connor |first=John J. |last2=Robertson |first2=Edmund F. |author-link2=E. F. Robertson |date=2000 |title=MacTutor{{snd}}Jaina mathematics |url=https://mathshistory.st-andrews.ac.uk/HistTopics/Jaina_mathematics/ |access-date=2025-06-09 |website=[[MacTutor History of Mathematics Archive]] |language=en |via=[[University of St Andrews]], Scotland}}</ref>
A [[Function (mathematics)|function]], or correspondence, maps members of one set to the members of another, often represented with an arrow diagram. For example, the adjacent table depicts several functions which map sets of [[natural numbers]] to sets of letters. If a function does not map two members to the same place, it is called [[injective]]. If a function covers every member in the output set, it is called [[surjective]]. If a function is both injective and surjective, it is called [[bijective]] or a one-to-one correspondence. Functions are not limited to those one can draw an arrow diagram for, so long as the function is well-defined. That is, for each possible input, one can determine the output. For example, one may define a function on the natural numbers by multiplying by two: {{tmath|1=1 \mapsto 2, \; }}{{tmath|1=2\mapsto 4, \, }}{{tmath|1=3\mapsto 6 \dots \, }} {{tmath|1=n \mapsto 2n \dots }}<ref>
 
{{multiref
One of the earliest explicit uses of a one-to-one correspondence is recorded in [[Mechanics (Aristotle)|Aristotle's ''Mechanics'']] ({{Circa|350 BCE}}), known as [[Aristotle's wheel paradox]]. The paradox can be briefly described as follows: A wheel is depicted as two [[concentric circles]]. The larger, outer circle is tangent to a horizontal line (e.g. a road that it rolls on), while the smaller, inner circle is rigidly affixed to the larger. Assuming the larger circle rolls along the line without slipping (or skidding) for one full revolution, the distances moved by both circles are the same: the [[circumference]] of the larger circle. Further, the lines traced by the bottom-most point of each is the same length.<ref name=":0">{{Cite journal |last=Drabkin |first=Israel E. |date=1950 |title=Aristotle's Wheel: Notes on the History of a Paradox |journal=Osiris |volume=9 |pages=162–198 |doi=10.1086/368528 |jstor=301848 |s2cid=144387607}}</ref> Since the smaller wheel does not skip any points, and no point on the smaller wheel is used more than once, there is a one-to-one correspondence between the two circles.<ref>{{Cite book |last=Pickover |first=Clifford A. |author-link=Clifford A. Pickover |url= |title=The Math Book: 250 Milestones in the History of Mathematics |title-link=The Math Book |date=2014 |publisher=[[Barnes & Noble]] |isbn=978-1-4351-4803-1 |location=New York |pages=54 |chapter=Aristotle's Wheel Paradox |chapter-url=https://archive.org/details/mathbook250miles0000pick/page/54/}}</ref><ref>{{Cite book |last=Darling |first=David |author-link=David J. Darling |url= |title=Universal Book of Mathematics |title-link=The Universal Book of Mathematics |date=2008 |publisher=[[Wiley & Sons]] |isbn=978-0-470-30788-5 |location=Hoboken |chapter=Aristotle's wheel |chapter-url=http://archive.org/details/isbn_9780470307885}}</ref><ref>{{Cite book |last=Farlow |first=Stanley J. |author-link=Stanley Farlow |url=http://archive.org/details/paradoxesinmathe0000farl |title=Paradoxes in Mathematics |date=2014 |publisher=[[Dover Publications]] |isbn=978-0-486-49716-7 |location=Mineola |pages=92-95}}</ref>
|{{harvnb|Pinter|2014|loc=Chapter 2: 2.1{{en dash}}2.9}}
 
|{{harvnb|Schumacher|1996|pp=49-51}}
=== Pre-Cantorian set theory ===
{{Multiple image
| direction        = horizontal
| image1            = Galileo Galilei (1564-1642) RMG BHC2700.tiff
| image2            = Bernard Bolzano.jpg
| total_width      = 370
| footer            = Portrait of [[Galileo Galilei]], {{circa|1640}} (left).  Portrait of [[Bernard Bolzano]] 1781–1848 (right).
}}
}}
[[Galileo Galilei]] presented what was later coined [[Galileo's paradox]] in his book ''[[Two New Sciences]]'' (1638),<ref>{{Cite book |last=Galilei |first=Galileo |author-link=Galileo Galilei |url=https://dn790007.ca.archive.org/0/items/dialoguesconcern00galiuoft/dialoguesconcern00galiuoft.pdf |title=Dialogues Concerning Two New Sciences |publisher=[[The Macmillan Company]] |year=1914 |location=New York |pages=31–33 |language=en |translator-last=Crew |translator-first=Henry |orig-year=1638 |translator-last2=De Salvio |translator-first2=Alfonso}}</ref> where he presents a seeming paradox in infinite sequences of numbers. It goes roughly as follows: for each [[Square number|perfect square]] <math>(n^2)</math> 1, 4, 9, 16, and so on, there is a unique [[square root]] <math display="inline">(\sqrt{n^2} = n)</math> 1, 2, 3, 4, and so on. Therefore, there are as many perfect squares as there are square roots. However, every number is a square root, since it can be [[Square (algebra)|squared]], but not every number is a perfect square. Moreover, the proportion of perfect squares as one passes larger values diminishes, and is eventually smaller than any given fraction. Galileo denied that this was fundamentally contradictory, however he concluded that this meant we could not compare the sizes of infinite sets, missing the opportunity to discover cardinality.<ref>{{Harvard citation no brackets|Bourbaki|1968|p=323}} {{Break}}{{Harvard citation no brackets|Enderton|1977|p=131}}. {{Break}}{{Harvard citation no brackets|Kleene|1952|p=3}} {{Break}}{{Harvard citation no brackets|Schumacher|1996|pp=92-93}} </ref>
</ref>
 
In ''[[A Treatise of Human Nature]]'' (1739), [[David Hume]] is quoted for saying ''"When two numbers are so combined, as that the one has always a unit answering to every unit of the other, we pronounce them equal",<ref>{{cite book |last=Hume |first=David |title=A Treatise of Human Nature |date=1739–1740 |chapter=Part III. Of Knowledge and Probability: Sect. I. Of Knowledge |chapter-url=https://gutenberg.org/cache/epub/4705/pg4705-images.html#link2H_4_0021 |via=Project Gutenberg}}</ref>'' now called ''[[Hume's principle]]'', which was used extensively by [[Gottlob Frege]] later during the rise of set theory.<ref name=":1">{{cite book |last=Frege |first=Gottlob |title=Die Grundlagen der Arithmetik |date=1884 |chapter=IV. Der Begriff der Anzahl § 63. Die Möglichkeit der eindeutigen Zuordnung als solches. Logisches Bedenken, dass die Gleichheit für diesen Fall besonders erklärt wird |quote=§63. Ein solches Mittel nennt schon Hume: »Wenn zwei Zahlen so combinirt werden, dass die eine immer eine Einheit hat, die jeder Einheit der andern entspricht, so geben wir sie als gleich an.« |chapter-url=https://gutenberg.org/cache/epub/48312/pg48312-images.html#para_63 |via=Project Gutenberg}}</ref><ref name=":2">{{Cite book |last=Demopoulos |first=William |url=http://archive.org/details/fregesphilosophy0000unse |title=Frege's Philosophy of Mathematics |date=1997 |publisher=[[Harvard University Press]] |isbn=978-0-674-31943-1 |location=Cambridge |chapter=Introduction |lccn=94-34381}}</ref><ref name=":8">{{Cite book |last=Boolos |first=George |author-link=George Boolos |url=http://archive.org/details/philosophyofmath0000unse_c8j9 |title=The Philosophy of Mathematics |date=1996 |publisher=[[Oxford University Press]] |isbn=978-0-19-875119-9 |editor-last=Hart |editor-first=W. D. |editor-link=W. D. Hart |location=New York |chapter=Chapter IX. The Consistency of Frege’s ''Foundations of Arithmetic'' |lccn=95-49208}}</ref>
 
[[Bernard Bolzano]]'s ''[[Paradoxes of the Infinite]]'' (''Paradoxien des Unendlichen'', 1851) is often considered the first systematic attempt to introduce the concept of sets into [[mathematical analysis]]. In this work, Bolzano defended the notion of [[actual infinity]], presented an early formulation of what would later be recognized as one-to-one correspondence between infinite sets. He discussed examples such as the pairing between the [[Interval (mathematics)|intervals]] <math>[0,5]</math> and <math>[0,12]</math> by the relation <math>5y =  12x,</math> and revisited Galileo's paradox. However, he too resisted saying that these sets were, in that sense, the same size. While ''Paradoxes of the Infinite'' anticipated several ideas central to later set theory, the work had little influence on contemporary mathematics, in part due to its [[posthumous publication]] and limited circulation.<ref name=":9">{{Citation |last=Ferreirós |first=José |title=The Early Development of Set Theory |date=2024 |editor-last=Zalta |editor-first=Edward N. |url=https://plato.stanford.edu/entries/settheory-early/ |access-date=2025-01-04 |archive-url=https://web.archive.org/web/20210512135148/https://plato.stanford.edu/entries/settheory-early/ |archive-date=2021-05-12 |url-status=live |edition=Winter 2024 |publisher=Metaphysics Research Lab, Stanford University |editor2-last=Nodelman |editor2-first=Uri |encyclopedia=[[The Stanford Encyclopedia of Philosophy]]}}</ref><ref>{{Citation |last=Bolzano |first=Bernard |title=Einleitung zur Größenlehre und erste Begriffe der allgemeinen Größenlehre |volume=II, A, 7 |page=152 |year=1975 |editor-last=Berg |editor-first=Jan |series=Bernard-Bolzano-Gesamtausgabe, edited by Eduard Winter et al. |location=Stuttgart, Bad Cannstatt |publisher=Friedrich Frommann Verlag |isbn=3-7728-0466-7 |author-link=Bernard Bolzano}}</ref><ref>{{Cite book |last=Bolzano |first=Bernard |url=https://archive.org/details/dli.ernet.503861/ |title=Paradoxes Of The Infinite |date=1950 |publisher=Routledge and Kegan Paul |location=London |translator-last=Prihonsky |translator-first=Fr.}}</ref>


=== Early set theory ===
=== Etymology and related terms ===
The term ''cardinality'' originates from the [[Post-Classical Latin language|post-classical Latin]] ''cardo'' ("to hinge"), which referred to something central or pivotal, both literally and metaphorically. This passed into [[medieval Latin]] and then into English, where ''cardinal'' came to describe things considered to be, in some sense, fundamental, such as, ''[[cardinal sins]]'', ''[[cardinal directions]]'', and (in linguistics) ''[[Cardinal numbers (linguistics)|cardinal numbers]]''.<ref>[[Oxford English Dictionary]], "cardinal (adj.), Etymology," March 2025, https://doi.org/10.1093/OED/1490074521.</ref><ref>Harper, Douglas, "[https://www.etymonline.com/word/cardinal Origin and history of ''cardinal'']", [[Etymonline|Online Etymology Dictionary]], accessed April 20, 2025.</ref> The last of which referred to numbers used for counting (e.g., ''one'', ''two'', ''three''),<ref>''[[Oxford English Dictionary]]'', "cardinal number (''n.''), sense 1," July 2023, https://doi.org/10.1093/OED/3193437451.</ref> as opposed to ''[[Ordinal numbers (linguistics)|ordinal numbers]]'', which express order (e.g., ''first, second, third''),<ref>[[Oxford English Dictionary]], "ordinal (n.2)," , https://doi.org/10.1093/OED/6032173309.</ref> and ''[[nominal number]]s'' used for labeling without meaning (e.g., [[jersey numbers]] and [[serial numbers]]).<ref>{{harvnb|Woodin|Winter|2024|loc=Section 1: Introduction}}</ref>


==== Georg Cantor ====
In mathematics, the notion of cardinality was first introduced by German mathematician [[Georg Cantor]] in the late 19th century, who used the term ''Mächtigkeit'', which may be translated as "magnitude" or "power", though Cantor credited the term to a work by [[Jakob Steiner]] on [[projective geometry]].<ref>
[[File:Georg_Cantor3.jpg|alt=refer to caption|thumb|339x339px|[[Georg Cantor]], {{spaces|4|hair}}{{circa}} 1870]]
{{multiref
The concept of cardinality emerged nearly fully formed in the work of Georg Cantor during the 1870s and 1880s, in the context of [[mathematical analysis]]. In a series of papers beginning with ''[[Cantor's first set theory article|On a Property of the Collection of All Real Algebraic Numbers]]'' (1874),<ref>{{Citation |last=Cantor |first=Herrn |title=Ueber eine Eigenschaft des Inbegriffes aller reellen algebraischen Zahlen |date=1984 |work=Über unendliche, lineare Punktmannigfaltigkeiten: Arbeiten zur Mengenlehre aus den Jahren 1872–1884 |series=Teubner-Archiv zur Mathematik |volume=2 |pages=19–24 |editor-last=Cantor |editor-first=Georg |orig-date=1874 |url=https://link.springer.com/chapter/10.1007/978-3-7091-9516-1_2 |access-date=2025-05-24 |place=Vienna |publisher=Springer |language=de |doi=10.1007/978-3-7091-9516-1_2 |isbn=978-3-7091-9516-1|url-access=subscription }}</ref> Cantor introduced the idea of comparing the sizes of infinite sets, through the notion of one-to-one correspondence.<ref>{{Harvard citation no brackets|Ferreirós|2007|p=171}}</ref> He showed that the set of [[real numbers]] was, in this sense, strictly larger than the set of natural numbers [[Cantor's first set theory article#Second theorem|using a nested intervals argument]].<ref>{{Harvard citation no brackets|Ferreirós|2007|p=177}}</ref> This result was later refined into the more widely known [[Cantor's diagonal argument|diagonal argument]] of 1891, published in ''Über eine elementare Frage der Mannigfaltigkeitslehre,''<ref>{{Cite journal |last=Cantor |first=Georg |date=1890 |title=Ueber eine elementare Frage der Mannigfaltigketislehre. |url=https://eudml.org/doc/144383 |journal=Jahresbericht der Deutschen Mathematiker-Vereinigung |volume=1 |pages=72–78 |issn=0012-0456}}</ref> where he also proved the more general result (now called [[Cantor's Theorem]]) that the [[power set]] of any set is strictly larger than the set itself.<ref>{{Harvard citation no brackets|Bourbaki|1968|pp=324-326}} {{Break}}{{Harvard citation no brackets|Ferreirós|2007|p=|pp=286-288}}</ref>
|{{Harvard citation no brackets|Ferreirós|2007|p=24}}
 
|{{harvnb|Cantor|1932|p=151}}
Cantor introduced the notion [[cardinal numbers]] in terms of [[ordinal numbers]]. He viewed cardinal numbers as an abstraction of sets, introduced the notations, where, for a given set <math display="inline">M</math>, the [[order type]] of that set was written <math display="inline">\overline{M}</math>, and the cardinal number was <span style="border-top: 3px double;"><math display="inline">M</math></span>, a double abstraction.<ref>{{Harvard citation no brackets|Kleene|1952|p=9}} {{Break}}{{Harvard citation no brackets|Stoll|1963|p=80}}. {{Break}}{{Harvard citation no brackets|Takeuti|Zaring|1982|p=82}}. </ref> He also introduced the [[#Aleph numbers|Aleph sequence]] for infinite cardinal numbers. These notations appeared in correspondence and were formalized in his later writings, particularly the series ''Beiträge zur Begründung der transfiniten Mengenlehre'' (1895{{En dash}}1897).<ref>{{Cite journal |last=Cantor |first=Georg |date=1895-11-01 |title=Beiträge zur Begründung der transfiniten Mengenlehre |url=https://link.springer.com/article/10.1007/BF02124929 |journal=Mathematische Annalen |language=de |volume=46 |issue=4 |pages=481–512 |doi=10.1007/BF02124929 |issn=1432-1807}}</ref> In these works, Cantor developed an [[Cardinal arithmetic|arithmetic of cardinal numbers]], defining addition, multiplication, and exponentiation of cardinal numbers based on set-theoretic constructions.  This led to the formulation of the [[Continuum Hypothesis]] (CH), the proposition that no set has cardinality strictly between the cardinality of the natural numbers <math>\aleph_0</math> and the [[cardinality of the continuum]] <math>|\R|</math>, that is whether <math>|\R| = \aleph_1</math>. Cantor was unable to resolve CH and left it as an [[open problem]].<ref>{{Harvard citation no brackets|Ferreirós|2007|pp=172, 177}}</ref>
|{{harvnb|Steiner|1867}}
 
==== Other contributors ====
Parallel to Cantor’s development, [[Richard Dedekind]] independently formulated many advanced theorems of set theory, and helped establish set-theoretic foundations of algebra and arithmetic.<ref>{{Harvard citation no brackets|Bourbaki|1968|p=321}} {{Break}}{{Harvard citation no brackets|Ferreirós|2007|pp=81-82}}</ref> Dedekind’s ''[[Was sind und was sollen die Zahlen?]]'' (1888)<ref>{{Cite book |last=Dedekind |first=Richard |author-link=Richard Dedekind |url=https://link.springer.com/book/10.1007/978-3-663-02788-1 |title=Was sind und was sollen die Zahlen? |date=1961 |publisher=Vieweg+Teubner Verlag Wiesbaden |isbn=978-3-663-00875-0 |doi=10.1007/978-3-663-02788-1 |orig-date=1888}}</ref> emphasized structural properties over extensional definitions, and supported the bijective formulation of size and number. Dedekind was in correspondence with Cantor during the development of set theory; he supplied Cantor with a proof of the countability of the [[algebraic numbers]], and gave feedback and modifications on Cantor's proofs before publishing.<ref>{{Harvard citation no brackets|Bourbaki|1968|pp=324-326}} {{Break}}{{Harvard citation no brackets|Ferreirós|2007|pp=172-176, 178-179}}</ref><ref name=":9" /><ref>{{Citation |last=Reck |first=Erich |title=Dedekind’s Contributions to the Foundations of Mathematics |date=2023 |work=The Stanford Encyclopedia of Philosophy |editor-last=Zalta |editor-first=Edward N. |url=https://plato.stanford.edu/archives/win2023/entries/dedekind-foundations/ |access-date=2025-07-11 |edition=Winter 2023 |publisher=Metaphysics Research Lab, Stanford University |editor2-last=Nodelman |editor2-first=Uri}}</ref>
 
After Cantor's 1883 proof that all finite-dimensional spaces <math>(\R^n)</math> have the same cardinality,<ref>{{Cite journal |last=Cantor |first=Georg |date=1883-12-01 |title=Ueber unendliche, lineare Punktmannichfaltigkeiten |url=https://doi.org/10.1007/BF01446819 |journal=Mathematische Annalen |language=de |volume=21 |issue=4 |pages=545–591 |doi=10.1007/BF01446819 |issn=1432-1807|url-access=subscription }}</ref> in 1890, [[Giuseppe Peano]] introduced the [[Peano curve]], which was a more visual proof that the [[unit interval]] <math>[0,1]</math> has the same cardinality as the [[unit square]] on <math>\R^2.</math><ref>{{Cite journal |last=Peano |first=G. |date=1890-03-01 |title=Sur une courbe, qui remplit toute une aire plane |url=https://doi.org/10.1007/BF01199438 |journal=Mathematische Annalen |language=fr |volume=36 |issue=1 |pages=157–160 |doi=10.1007/BF01199438 |issn=1432-1807 |archive-url=https://web.archive.org/web/20180722000000/https://doi.org/10.1007/BF01199438 |archive-date=2018-07-22|url-access=subscription }} [https://archive.org/details/PeanoSurUneCurve Alt URL]</ref> This created a new area of mathematical analysis studying what is now called [[space-filling curves]].<ref>{{citation |last=Gugenheimer |first=Heinrich Walter |title=Differential Geometry |page=3 |year=1963 |url=https://books.google.com/books?id=CSYtkV4NTioC&pg=PA |publisher=Courier Dover Publications |isbn=9780486157207}}.</ref>
 
German logician [[Gottlob Frege]] attempted to ground the concepts of number and arithmetic in logic using Cantor's theory of cardinality and [[Hume's principle]] in ''[[Die Grundlagen der Arithmetik]]'' (1884) and the subsequent ''Grundgesetze der Arithmetik'' (1893, 1903).<ref name=":1" /><ref name=":2" /><ref name=":8" /> Frege defined cardinal numbers as [[equivalence classes]] of sets under equinumerosity. However, Frege's approach to set theory was later shown to be flawed. His approach was eventually reformalized by [[Bertrand Russell Peace Foundation|Bertrand Russell]] and [[Alfred North Whitehead|Alfred Whitehead]] in ''[[Principia Mathematica]]'' (1910{{En dash}}1913, vol. II){{Sfn|Russell|Whitehead|5=|1973}} using a [[Type theory#History|theory of types]].<ref>{{Harvard citation no brackets|Bourbaki|1968|pp=331-332}} {{Break}}{{Harvard citation no brackets|Takeuti|Zaring|1982|pp=1-3}}</ref> Though Russell initially had difficulties understanding Cantor's and Frege’s intuitions of cardinality.<ref>{{Cite journal |last=Russell |first=B. |date=1907 |title=On Some Difficulties in the Theory of Transfinite Numbers and Order Types |url=https://londmathsoc.onlinelibrary.wiley.com/doi/abs/10.1112/plms/s2-4.1.29?doi=10.1112%2Fplms%2Fs2-4.1.29 |journal=Proceedings of the London Mathematical Society |language=en |volume=s2-4 |issue=1 |pages=29–53 |doi=10.1112/plms/s2-4.1.29 |issn=1460-244X|url-access=subscription }}</ref><ref>{{Harvard citation no brackets|Anellis||5=1984|pp=1-11}}</ref> This definition of cardinal numbers is now referred to as the ''Frege{{En dash}}Russell'' definition.<ref>{{Harvard citation no brackets|Kleene|1952|p=44}} {{Break}}{{Harvard citation no brackets|Lévy|1979|p=84}} {{Break}}{{Harvard citation no brackets|Suppes|1972|p=109}}</ref> This definition was eventually superseded by the convention established by [[John von Neumann]] in 1928 which uses representatives to define cardinal numbers.<ref>{{Harvard citation no brackets|Stoll|1963|p=80}} {{Break}}{{Harvard citation no brackets|Kleene|1952|p=9}}</ref>
 
At the [[Paris]] conference of the [[International Congress of Mathematicians]] in 1900, [[David Hilbert]], one of the most influential mathematicians of the time, gave a speech wherein he presented ten unsolved problems (of a total of 23, later published, now called [[Hilbert's problems|''Hilbert's problems'']]). Of these, he placed "Cantor's problem" (now called the Continuum Hypothesis) as the first on the list. This list of problems would prove to be very influential in 20th century mathematics, and attracted a lot of attention from other mathematicians toward Cantor's theory of cardinality.<ref>{{Harvard citation no brackets|Bourbaki|1968|p=327}} {{Break}}{{Harvard citation no brackets|Ferreirós|2007|pp=iiiv, 301}}, 312</ref><ref name=":9" />
 
=== Axiomatic set theory ===
{{Multiple image
| image1            = Ernst Zermelo 1900s.jpg
| image2            = Kurt gödel.jpg
| total_width      = 350
| footer            = [[Ernst Zermelo]] and [[Kurt Gödel]]
}}
}}
</ref> Around 1930, the terms ''cardinality'' and ''cardinal number'' were adopted from the grammatical sense, and later translations would use these terms.<ref name=":15">Harper, Douglas, "[https://www.etymonline.com/word/cardinality Origin and history of ''cardinality'']", [[Etymonline|Online Etymology Dictionary]], accessed April 20, 2025.</ref><ref>[[Oxford English Dictionary]], "cardinality (n.2), Etymology," March 2025, https://doi.org/10.1093/OED/5444748676.</ref>{{Efn|[[Etymonline]] gives the year 1935,<ref name=":15" /> however [[Oxford English Dictionary]] cites an earlier example from 1926 by [[Cooper Harold Langford|C. H. Langford]].<ref>[[Oxford English Dictionary]], “cardinality (n.2), sense 2,” March 2025, https://doi.org/10.1093/OED/8293133300.</ref><ref>{{harvnb|Langford|1926|pp=116,118}}</ref>}}


In 1908, [[Ernst Zermelo]] proposed the first [[axiomatization]] of set theory, now called [[Zermelo set theory]], primarily to support his earlier (1904) proof of the [[Well-ordering theorem]], which showed that all cardinal numbers could be represented as [[#Aleph numbers|Alephs]], though the proof required a controversial principle now known as the [[Axiom of Choice]] (AC).<ref>{{Harvard citation no brackets|Bourbaki|1968|p=325}}</ref> Zermelo's system would later be extended by [[Abraham Fraenkel]] and [[Thoralf Skolem]] in the 1920s to create the standard foundation of set theory, called [[Zermelo–Fraenkel set theory]] (ZFC, "C" for the Axiom of Choice). ZFC provided a rigorous foundation through which infinite cardinals could be systematically studied while avoiding the [[Paradoxes of set theory|paradoxes of naive set theory]].<ref name=":9" /><ref>{{Harvard citation no brackets|Ferreirós|2007|loc=Chapter XI: Consolidation of Axiomatic Set Theory}}</ref>
In 1940, [[Kurt Gödel]] showed that CH cannot be ''disproved'' from the axioms of ZFC. Gödel's proof shows that both CH and AC hold in his [[constructible universe]]: an [[inner model]] of ZFC where CH holds. The existence of an inner model of ZFC in which additional axioms hold shows that the additional axioms are (relatively) [[consistent]] with ZFC.<ref>{{cite journal |last1=Gödel |first1=Kurt |date=1938 |title=The Consistency of the Axiom of Choice and of the Generalized Continuum-Hypothesis |journal=Proceedings of the National Academy of Sciences |volume=24 |issue=12 |pages=556–557 |bibcode=1938PNAS...24..556G |doi=10.1073/pnas.24.12.556 |pmc=1077160 |pmid=16577857 |doi-access=free}}</ref> In 1963, [[Paul Cohen]] showed that CH cannot be ''proven'' from the ZFC axioms, which showed that CH was [[Independence (mathematical logic)|independent]] from ZFC. To prove his result, Cohen developed the method of [[Forcing (mathematics)|forcing]], which has become a standard tool in set theory. Essentially, this method begins with Gödel's model of ZFC in which CH holds and constructs another model which contains more sets than the original in a way that CH does not hold. Cohen was awarded the [[Fields Medal]] in 1966 for his proof.<ref>{{Cite journal |last=Cohen |first=P. J. |date=1963 |title=THE INDEPENDENCE OF THE CONTINUUM HYPOTHESIS |url=https://pmc.ncbi.nlm.nih.gov/articles/PMC221287/ |journal=Proceedings of the National Academy of Sciences of the United States of America |volume=50 |issue=6 |pages=1143–1148 |doi=10.1073/pnas.50.6.1143 |issn=0027-8424 |pmc=221287 |pmid=16578557}}</ref><ref>{{Cite book |last=Cohen |first=Paul Joseph |author-link=Paul Cohen (mathematician) |title=Set theory and the continuum hypothesis |date=2008 |publisher=Dover Publications |isbn=978-0-486-46921-8 |location=Mineola, New York City |orig-date=1966}}</ref>
==Comparing sets==
==Comparing sets==


=== Introduction ===
=== Equinumerosity ===
[[File:Aplicación 2 inyectiva sobreyectiva04.svg|thumb|250px|A one-to-one correspondence from '''N''', the set of all non-negative integers, to the set '''E''' of non-negative [[even number]]s. Although '''E''' is a proper subset of '''N''', both sets have the same cardinality.]]
{{redirect-distinguish|Equipollent|Equipollent (geometry)}}
The basic notions of [[Set (mathematics)|sets]] and [[Function (mathematics)|functions]] are used to develop the concept of cardinality, and technical terms therein are used throughout this article. A [[Set (mathematics)|set]] can be understood as any collection of objects, usually represented with [[curly braces]]. For example, <math>S = \{1,2,3\}</math> specifies a set, called <math>S</math>, which contains the numbers 1, 2, and 3. The symbol <math>\in</math> represents set membership, for example <math>1 \in S</math> says "1 is a member of the set <math>S</math>" which is true by the definition of <math>S</math> above.


A [[Function (mathematics)|function]] is an association that maps elements of one set to the elements of another, often represented with an arrow diagram. For example, the adjacent image depicts a function which maps the set of [[natural numbers]] to the set of [[even numbers]] by multiplying by 2. If a function does not map two elements to the same place, it is called [[injective]]. If a function covers every element in the output space, it is called [[surjective]]. If a function is both injective and surjective, it is called [[bijective]]. (For further clarification, see ''[[Bijection, injection and surjection]]''.)
[[File:Aplicación 2 inyectiva sobreyectiva04.svg|thumb|250px|A one-to-one correspondence from '''N''', the set of all non-negative integers, to the set '''E''' of non-negative [[even number]]s. Although '''E''' is a proper subset of '''N''', both sets have the same cardinality.|class=skin-invert-image]]
An intuitive relationship between two sets having the "same size" is that their objects can be paired one-to-one. That is, if each object in one set can be assigned a dedicated "pair" in the other, and no object from either set left unpaired, it seems reasonable to say there are the same number of objects in each set. A one-to-one pairing between two sets defines a bijective function between them by mapping each object to its pair. Similarly, a bijection between two sets defines a pairing of their elements by pairing each object with the one it maps to. Therefore, these notions of "pairing" and "bijection" are, at least intuitively, equivalent.<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|pp=128–129}}
|{{Harvard citation no brackets|Kleene|1952|p=3}}
|{{Harvard citation no brackets|Suppes|1972|p=91}}
|{{Harvard citation no brackets|Tao|2022|pp=57–58}}
}}
</ref> Thus, the following definition is given:


===Equinumerosity===
Two sets are said to have the ''same cardinality'' or be ''equinumerous'' if their members can be paired one-to-one. That is, if there exists a function between them which is bijective. This is often written as {{tmath|1=A \sim B }}, or {{tmath|1=A \approx B }}.{{refn|
The intuitive property of two sets having the "same size" is that their objects can be paired one-to-one. A one-to-one pairing between two sets defines a bijective function between them by mapping each object to its pair. Similarly, a bijection between two sets defines a pairing of their elements by pairing each object with the one it maps to. Therefore, these notions of "pairing" and "bijection" are intuitively equivalent.<ref>{{Harvard citation no brackets|Enderton|1977|pp=128-129}} {{Break}}{{Harvard citation no brackets|Kleene|1952|p=3}} {{Break}}{{Harvard citation no brackets|Suppes|1972|p=91}} {{Break}}{{Harvard citation no brackets|Tao|2022|pp=57-58}}
{{multiref
|{{tmath|1=A \sim B }}<ref>
{{multiref
|{{harvnb|Halmos|1998|p=52}}
|{{harvnb|Kleene|1952|p=9}}
|{{harvnb|Kuratowski|1968|p=169}}
|{{harvnb|Stoll|1963|p=79}}
}}
</ref>
|{{tmath|1=A \approx B }}<ref>
{{multiref
|{{harvnb|Enderton|1977|p=129}}
|{{harvnb|Lévy|1979|p=76}}
|{{harvnb|Pinter|2014|loc=Page 2 of Chapter 7}}
|{{harvnb|Suppes|1972|p=91}}
}}
</ref>
}}
}} Alternatively, these sets may be said to be ''equivalent'', ''similar'', ''equipotent'', or ''equipollent''.{{refn|
{{multiref
|Equivalent<ref>
{{multiref
|{{harvnb|Halmos|1998|p=52}}
|{{harvnb|Kleene|1952|p=9}}
|{{harvnb|Takeuti|Zaring|1982|p=83}}
}}
</ref>
|Similar<ref>
{{multiref
|{{harvnb|Russell|Whitehead|1925|p=419}}
|{{harvnb|Stoll|1963|p=79}}
}}
</ref>
|Equinumerous<ref>
{{multiref
|{{harvnb|Enderton|1977|p=129}}
|{{harvnb|Lévy|1979|p=76}}
|{{harvnb|Stoll|1963|p=79}}
}}
</ref>
|Equipotent<ref>{{multiref
|{{harvnb|Bourbaki|1968|p=157}}
|{{harvnb|Hrbáček|Jech|2017|p=65}}
|{{harvnb|Pinter|2014|loc=Page 2 of Chapter 7}}
}}
</ref>
|Equipollent<ref>
{{multiref
|{{harvnb|Krivine|1971|p=23}}
|{{harvnb|Kuratowski|1968|p=169}}
|{{harvnb|Suppes|1972|p=91}}
}}
</ref>
}}
}} For example, the set {{tmath|1=E = \{0, 2, 4, 6, \text{...}\} }} of [[even number]]s has the same cardinality as the set {{tmath|1=\N = \{0, 1, 2, 3, \text{...}\} }} of [[natural numbers]], since the function {{tmath|1=f(n) = 2n }} is a bijection from {{tmath|\N}} to {{tmath|E}}.<ref>
{{multiref
|{{harvnb|Abbott|2015|p=26}}
}}
</ref>


</ref> In fact, it is often the case that functions are defined literally as this set of pairings (see ''{{slink|Function (mathematics)|Formal definition}}'').<ref>{{Harvard citation no brackets|Enderton|1977|p=42}} {{Break}}{{Harvard citation no brackets|Pinter|2014|loc=Chapter 2: Functions}} {{Break}}{{Harvard citation no brackets|Schumacher|1996|pp=49-50}} {{Break}}{{Harvard citation no brackets|Suppes|1972|p=86}}</ref> Thus, the following definition is given:
The property for finite sets that "the whole is greater than the part" is no longer true for infinite sets, and the existence of surjections or injections that don't work does not prove that there is no bijection. For example, the function {{tmath|g}} from {{tmath|\N}} to {{tmath|E}}, defined by multiplying by 4, {{tmath|1=g(n) = 4n }}, is injective, but not surjective (since 2, for instance, is not mapped to). Further, the function {{tmath|h}} from {{tmath|\N}} to {{tmath|E}}, defined by rounding down to the nearest even number, {{tmath|1=h(n) = 2 \operatorname{floor}(n/2) }} (cf. ''[[floor function]]''), is surjective, but not injective, (since 0 and 1 for instance both map to 0). Neither {{tmath|g}} nor {{tmath|h}} can challenge {{tmath|1=\vert E \vert = \vert \N \vert }}, which was established by the existence of {{tmath|f}}.<ref>
 
{{multiref
Two sets <math>A</math> and <math>B</math> are said to have the ''same cardinality'' if their elements can be paired one-to-one. That is, if there exists a function <math>f:A \mapsto B</math> which is bijective. This is written as <math>A \sim B,</math> <math>A \approx B,</math> <math>A \equiv B,</math> and eventually <math> |A| = |B| ,  </math> once <math>|A|</math> has been defined.{{refn|<math>A \sim B</math>{{Sfn|Halmos|1998|p=52}}{{Sfn|Kleene|1952|p=9}}{{Sfn|Kuratowski|1968|p=169}}{{Sfn|Stoll|1963|p=79}}{{Break}}<math>A \approx B</math>{{Sfn|Enderton|1977|p=129}}{{Sfn|Lévy|1979|p=76}}{{Sfn|Pinter|2014|loc=Page 2 of Chapter 7}}{{Sfn|Suppes|1972|p=91}}{{Break}}<math>A \equiv B</math>{{Break}}<math> |A| = |B| </math>{{Sfn|Hrbáček|Jech|2017|p=65}}}} Alternatively, these sets, <math>A </math> and <math> B,</math> may be said to be ''equivalent'', ''similar'', ''equinumerous'', ''equipotent'', or ''equipollent''.{{refn|Equivalent{{Sfn|Halmos|1998|p=52}}{{Sfn|Kleene|1952|p=9}}{{Sfn|Takeuti|Zaring|1982|p=83}} {{Break}}Similar{{Sfn|Russell|Whitehead|1925|p=419}}{{Sfn|Stoll|1963|p=79}}{{Break}}Equinumerous{{Sfn|Enderton|1977|p=129}}{{Sfn|Lévy|1979|p=76}}{{Sfn|Stoll|1963|p=79}} {{Break}}Equipotent{{Sfn|Bourbaki|1968|p=157}}{{Sfn|Hrbáček|Jech|2017|p=65}}{{Sfn|Pinter|2014|loc=Page 2 of Chapter 7}} {{Break}}Equipollent{{Sfn|Krivine|1971|p=23}}{{Sfn|Kuratowski|1968|p=169}}{{Sfn|Suppes|1972|p=91}}}} For example, the set <math>E = \{0, 2, 4, 6, \text{...}\}</math> of non-negative [[even number]]s has the same cardinality as the set <math>\N = \{0, 1, 2, 3, \text{...}\}</math> of [[natural numbers]], since the function <math>f(n) = 2n</math> is a bijection from {{tmath|\N}} to {{tmath|E}} (see picture above).
|{{Harvard citation no brackets|Halmos|1998|p=52}}
 
|{{Harvard citation no brackets|Pinter|2014|loc=page 2 of chapter 7}}
The intuitive property for finite sets that "the whole is greater than the part" is no longer true for infinite sets, and the existence of surjections or injections that don't work does not prove that there is no bijection. For example, the function {{tmath|g}} from {{tmath|\N}} to {{tmath|E}}, defined by <math>g(n) = 4n</math> is injective, but not surjective (since 2, for instance, is not mapped to), and {{tmath|h}} from {{tmath|\N}} to {{tmath|E}}, defined by <math>h(n) = 2 \operatorname{floor}(n/2)</math> (see: ''[[floor function]]'') is surjective, but not injective, (since 0 and 1 for instance both map to 0). Neither {{tmath|g}} nor {{tmath|h}} can challenge <math>|E| = |\N|,</math> which was established by the existence of {{tmath|f}}.<ref>{{Harvard citation no brackets|Halmos|1998|p=52}} {{Break}}{{Harvard citation no brackets|Pinter|2014|loc=page 2 of chapter 7}}{{Break}}{{Harvard citation no brackets|Schumacher|1996|pp=93-94}}{{Break}}{{Harvard citation no brackets|Suppes|1972|p=92}}</ref>
|{{Harvard citation no brackets|Schumacher|1996|pp=93–94}}
|{{Harvard citation no brackets|Suppes|1972|p=92}}
}}
</ref>


==== Equivalence ====
==== Equivalence ====
[[File:Example for a composition of two functions.svg|thumb|Example for a composition of two functions.|300x300px]]
[[File:Example for a composition of two functions.svg|thumb|The composition of two functions applies one function to the output of another: {{tmath|1=(g \circ f)(x) = g(f(x)) }}.|300x300px|class=skin-invert-image]]
A fundamental result necessary in developing a theory of cardinality is relating it to an [[equivalence relation]]. A binary [[Relation (mathematics)|relation]] is an equivalence relation if it satisfies the three basic properties of equality: [[Reflexive relation|reflexivity]], [[Symmetric relation|symmetry]], and [[Transitive relation|transitivity]].<ref name=":10">{{Harvard citation no brackets|Bourbaki|1968|p=157}} {{Break}}{{Harvard citation no brackets|Suppes|1972|p=92}} {{Break}}{{Harvard citation no brackets|Hrbáček|Jech|2017|p=66}}</ref>
A fundamental result in developing a theory of cardinality is that equinumerosity forms an [[equivalence relation]]{{Em dash}}that is, a [[Relation (mathematics)|relation]] satisfying the same three basic properties as equality: [[Reflexive relation|reflexivity]], [[Symmetric relation|symmetry]], and [[Transitive relation|transitivity]].<ref name=":10">
{{multiref
|{{Harvard citation no brackets|Bourbaki|1968|p=157}}  
|{{Harvard citation no brackets|Suppes|1972|p=92}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=66}}
}}
</ref>{{efn|Somewhat more formally, an equivalence relation, and the partitions it defines, must be sets. Since there is no [[set of all sets]] in standard set theory, equinumerosity is not a relation in the usual sense, but a [[Predicate (logic)|predicate]], defined formally as:<ref>{{Harvard citation no brackets|Takeuti|Zaring|1982|p=83}}</ref> {{tmath|1=A \sim B \iff \exists (f: A \to B) (\forall b \in B \, (\exists ! a \in A \, (f(a) = b)) }} }}


* Reflexivity: For any set <math>A</math>, <math>A \sim A.</math><!--
Reflexivity, the property that every set has the same cardinality as itself {{tmath|1=(A \sim A) }}, follows from the [[identity function]]: for any set {{tmath|1=A }}, the function that maps each element to itself is a bijection from {{tmath|1=A }} to '''{{tmath|1=A }}'''. Symmetry, the property that, if {{tmath|1=A }} has the same cardinality as {{tmath|1=B }} {{tmath|1=(A \sim B) }}, then {{tmath|1=B }} has the same cardinality as {{tmath|1=A }} {{tmath|1=(B \sim A) }}, holds because any bijection {{tmath|1=f:A \to B }}  has an [[inverse function]] {{tmath|1=f^{-1}:B \to A }}, which is also bijective. Transitivity, the property that if {{tmath|1=A }} and {{tmath|1=B }} have the same cardinality {{tmath|1=(A \sim B) }}, and {{tmath|1=B }} and {{tmath|1=C }} have the same cardinality {{tmath|1=(B \sim C) }} then so do {{tmath|1=A }} and {{tmath|1=C }} {{tmath|1=(A \sim C) }}, follows from the [[composition of functions]]: given bijections {{tmath|1=f:A \to B }} and {{tmath|1=g:B \to C }}, their composition {{tmath|1=g \circ f }} is a bijection from {{tmath|1=A }} to {{tmath|1=C }} (see image).<ref name=":10" />
-->
** Given any set <math>A,</math> there is a bijection from <math>A</math> to itself by the [[identity function]], therefore equinumerosity is reflexive.<ref name=":10" />
* Symmetry: If <math>A \sim B</math> then <math>B \sim A.</math><!--
-->
** Given any sets <math>A</math> and <math>B,</math> such that there is a bijection <math>f</math> from <math>A</math> to <math>B,</math> then there is an [[inverse function]] <math>f^{-1}</math> from <math>B</math> to <math>A,</math> which is also bijective, therefore equinumerosity is symmetric.<ref name=":10" />
* Transitivity: If <math>A \sim B</math> and <math>B \sim C</math> then <math>A \sim C.</math><!--
-->
** Given any sets <math>A,</math> <math>B,</math> and <math>C</math> such that there is a bijection <math>f</math>  from <math>A</math> to <math>B,</math> and <math>g</math> from <math>B</math> to <math>C,</math> then their [[Function composition|composition]] <math>g \circ f</math> is a bijection from <math>A</math> to <math>C,</math> and so cardinality is transitive.<ref name=":10" />


Since equinumerosity satisfies these three properties, it forms an equivalence relation. This means that cardinality, in some sense, [[Partition of a set|partitions sets]] into [[equivalence classes]], and one may assign a representative to denote this class. This motivates the notion of a [[#Cardinal numbers|cardinal number]]. Somewhat more formally, a relation must be a certain set of [[ordered pairs]]. Since there is no [[set of all sets]] in standard set theory (see: ''{{section link||Cantor's paradox}}''), equinumerosity is not a relation in the usual sense, but a [[Predicate (logic)|predicate]] or a relation over [[Class (set theory)|classes]].
Since equinumerosity satisfies all three properties, it is an equivalence relation. This means that it groups sets into [[equivalence classes]]{{Em dash}}groups of sets that are all equinumerous with one another{{Em dash}}where each group defines a possible size of a set. This motivates the notion of [[cardinal number|cardinal numbers]], which are [[Representative (mathematics)|representatives]] that stand for the "size" of each group, developed in [[Cardinality#Cardinal numbers|the section below]].<ref>{{Harvard citation no brackets|Abbott|2015|p=36}}</ref>


=== Inequality ===
=== Inequality ===
[[File:Cantor-Bernstein.png|thumb|256x256px|[[Gyula Kőnig]]'s definition of a bijection {{color|#00c000|''h''}}:''A''&nbsp;→&nbsp;''B'' from the given injections {{color|#c00000|''f''}}:''A''&nbsp;→&nbsp;''B'' and {{color|#0000c0|''g''}}:''B''&nbsp;→&nbsp;''A''. ]]
[[File:Square to circle bijection.webm|thumbtime=0|thumb|Given the two injections between a circle and a square above, the Schröder–Bernstein theorem constructs the following bijection.<ref name=":6"/>]]
A set <math>A</math> is not larger than a set <math>B</math> if it can be mapped into <math>B</math> without overlap. That is, the cardinality of <math>A</math> is less than or equal to the cardinality of <math>B</math> if there is an [[injective function]] from <math>A</math> to '''<math>B</math>'''. This is written <math>A \preceq B,</math> <math>A \lesssim B</math> and eventually <math>|A| \leq |B|,</math> {{Refn|
A set {{tmath|1=A }} is not larger than a set {{tmath|1=B }} if it can be mapped into {{tmath|1=B }} without overlap. That is, the cardinality of {{tmath|1=A }} is less than or equal to the cardinality of {{tmath|1=B }} if there is an [[injective function]] from {{tmath|1=A }} to '''{{tmath|1=B }}'''. This is written {{tmath|1=A \preceq B }}, {{tmath|1=A \lesssim B }} and eventually {{tmath|1=\vert A \vert \leq \vert B \vert }},{{Refn|
* <math>A \preceq B</math>{{Sfn|Enderton|1977|p=145}}{{Sfn|Lévy|1979|p=84}}{{Sfn|Suppes|1972|p=94}}
{{multiref
* <math>A \lesssim B</math>{{Sfn|Halmos|1998|p=87}}{{Sfn|Stoll|1963|p=81}}
|{{tmath|1=A \preceq B }}<ref>
* <math>|A| \leq |B|</math>{{Sfn|Hrbáček|Jech|2017|p=66}}{{Sfn|Schumacher|1996|p=100}}}} and read as <math>A</math> is ''not greater than'' '''''<math>B,</math>''''' or <math>A</math> is ''dominated by '''<math>B.</math>'''''<ref>{{Harvard citation no brackets|Enderton|1977|p=145}} {{br}}{{harvnb|Halmos|1998|p=87}}{{br}}{{Harvard citation no brackets|Stoll|1963|p=81}}</ref>
{{multiref
|{{harvnb|Enderton|1977|p=145}}
|{{harvnb|Lévy|1979|p=84}}
|{{harvnb|Suppes|1972|p=94}}
}}
</ref>
|{{tmath|1=A \lesssim B }}<ref>
{{multiref
|{{harvnb|Halmos|1998|p=87}}
|{{harvnb|Stoll|1963|p=81}}
}}
</ref>
|{{tmath|1=\vert A \vert \leq \vert B \vert }}<ref>
{{multiref
|{{harvnb|Hrbáček|Jech|2017|p=66}}
|{{harvnb|Schumacher|1996|p=100}}
}}
</ref>
}}
}} and read as "{{tmath|1=A }} is ''not greater than'' {{tmath|1=B }}," or "{{tmath|1=A }} is ''dominated by'' {{tmath|1=B }}."<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|p=145}}
|{{harvnb|Halmos|1998|p=87}}
|{{Harvard citation no brackets|Stoll|1963|p=81}}
}}
</ref> If {{tmath|1=A \preceq B }}, but there is no injection from {{tmath|1=B }} to {{tmath|1=A }}, then {{tmath|1=A }} is said to be ''strictly'' smaller than {{tmath|1=B }}, written without the underline as {{tmath|1=A \prec B }} or {{tmath|1=\vert A \vert < \vert B \vert }}.<ref>
{{multiref
|{{Harvard citation no brackets|Halmos|1998|p=90}}
|{{Harvard citation no brackets|Stoll|1963|p=82}}
|{{Harvard citation no brackets|Suppes|1972|p=97}}
}}
</ref> For example, if {{tmath|1=A }} has four elements and {{tmath|1=B }} has five, then the following are true {{tmath|1=A \preceq A }}, {{tmath|1=A \preceq B }}, and {{tmath|1=A \prec B }}.


If <math>A \preceq B,</math> but there is no injection from <math>B</math> to <math>A,</math> then <math>A</math> is said to be ''strictly'' smaller than <math>B,</math> or be ''dom''written without the underline as <math>A \prec B</math> or <math>|A| < |B|.</math><ref>{{Harvard citation no brackets|Halmos|1998|p=90}}{{br}}{{Harvard citation no brackets|Stoll|1963|p=82}}{{br}}{{Harvard citation no brackets|Suppes|1972|p=97}}</ref> For example, if <math>A</math> has four elements and <math>B</math> has five, then the following are true <math>A \preceq A,</math> <math>A \preceq B,</math> and <math>A \prec B.</math>
The [[Inequality (mathematics)#Formal definitions and generalizations|basic properties of an inequality]] are reflexivity (for any {{tmath|1=a }}, {{tmath|1=a \leq a }}), transitivity (if {{tmath|1=a \leq b }} and {{tmath|1=b \leq c }}, then {{tmath|1=a \leq c }}) and [[Antisymmetric relation|antisymmetry]] (if {{tmath|1=a \leq b }} and {{tmath|1=b \leq a }}, then {{tmath|1=a = b }}). Cardinal inequality {{tmath|1=(\preceq) }} as defined above is reflexive since the [[identity function]] is injective, and is transitive by function composition.<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|pp=146–147}}
|{{Harvard citation no brackets|Halmos|1998|p=87}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=66}}
}}
</ref> Antisymmetry{{em dash}}the fact that, given injections in both directions, then one can find a bijection{{em dash}}is non-trivial, and is the content of the so-called [[Schröder–Bernstein theorem]].<ref>
{{multiref
|{{Harvard citation no brackets|Aigner|Ziegler|2018|pp=134–135}}
|{{Harvard citation no brackets|Enderton|1977|pp=147–148}}
|{{Harvard citation no brackets|Schumacher|1996|pp=104–105}}
|{{Harvard citation no brackets|Stoll|1963|pp=81–82}}
}}
</ref> One such proof can be summarized as follows, with the help of the adjacent illustration:


The basic properties of an inequality are reflexivity (for any <math>a,</math> <math>a \leq a</math>), transitivity (if <math>a \leq b</math> and <math>b \leq c,</math> then <math>a \leq c</math>) and [[Antisymmetric relation|antisymmetry]] (if <math>a \leq b</math> and <math>b \leq a,</math> then <math>a = b</math>) (See [[Inequality (mathematics)#Formal definitions and generalizations|''Inequality § Formal definitions'']]). Cardinal inequality <math>(\preceq)</math> as defined above is reflexive since the [[identity function]] is injective, and is transitive by function composition.<ref>{{Harvard citation no brackets|Enderton|1977|pp=146-147}}{{br}}{{Harvard citation no brackets|Halmos|1998|p=87}}{{br}}{{Harvard citation no brackets|Hrbáček|Jech|2017|p=66}}
Given injections in both directions ({{tmath|1=f: A \to B }}, and {{tmath|1=g: B \to A }}), take set {{tmath|1=A }} and "color" each point blue.  Then take the [[Image (mathematics)|image]] of set {{tmath|1=B }} on {{tmath|1=A }} after the injection{{Em dash}}that is, the set of points that the injection projects on to{{Em dash}}and color those red. Then take the image of {{tmath|1=A }} on this image of {{tmath|1=B }}, and color those points blue again. By [[recursively]] alternating the images of these sets, one obtains a "coloring" of the original set (see illustration). For each point, it either stops at some finite step{{Em dash}}and thus is definitively colored blue or red{{Em dash}}or continues switching indefinitely. Of the points that are definitively colored blue, map these points onto the next recursive image (i.e. by applying {{tmath|1=f }} then {{tmath|1=g }}), leaving all other points in place. The resulting set is exactly the image of {{tmath|1=g }}. Taking this transformation, followed by the inverse of {{tmath|1=g }}, gives a bijection from {{tmath|1=A }} to {{tmath|1=B }}.<ref name=":6">
{{multiref
|{{harvnb|Abbott|2015|p=32}}
|{{harvnb|Dasgupta|2013|pp=109-111}}
|{{harvnb|Hrbáček|Jech|2017|pp=66-68}}
|{{harvnb|Jech|2008|pp=23-24}}
}}
</ref>


</ref> Antisymmetry is established by the [[Schröder–Bernstein theorem]]. The proof roughly goes as follows.<ref name=":6">{{Harvard citation no brackets|Aigner|Ziegler|2018|pp=134-135}}{{br}}{{Harvard citation no brackets|Enderton|1977|pp=147-148}}{{br}}{{Harvard citation no brackets|Schumacher|1996|pp=104-105}}{{br}}{{Harvard citation no brackets|Stoll|1963|p=81-82}}</ref>
A further property of cardinal inequality is [[Connected relation|totality]], which says that any two sets are comparable. That is, for any {{tmath|1=a }} and {{tmath|1=b }}, either {{tmath|1=a \leq b }} or {{tmath|1=b \leq a }}. A full proof of which requires concepts introduced later, however the argument can be briefly summarized as follows. Every [[well-order]]ed set is [[Order isomorphic|isomorphic]] to a unique [[ordinal number]], called the [[order type]] of the set. By the [[well-ordering theorem]], every set can be well-ordered. Then, by comparing their order types, one can show that {{tmath|1=A \preceq B }} or {{tmath|1=B \preceq A }}. This fact is equivalent to the [[axiom of choice]].<ref>
 
{{multiref
Given sets <math>A</math> and <math>B</math>, where <math>f:A \mapsto B</math> is the function that proves <math>A \preceq B</math> and <math>g: B \mapsto A</math> proves <math>B \preceq A</math>, then consider the sequence of points given by applying <math>f</math> then <math>g</math> to each element over and over. Then we can define a bijection <math>h: A \mapsto B</math> as follows: If a sequence forms a cycle, begins with an element <math>a \in A</math> not mapped to by <math>g</math>, or extends infinitely in both directions, define <math>h(x) = f(x)</math> for each <math>x \in A</math> in those sequences. The last case, if a sequence begins with an element <math>b \in B</math>, not mapped to by <math>f</math>, define <math>h(x) = g^{-1}(x)</math> for each <math>x \in A</math> in that sequence. Then <math>h</math> is a bijection.<ref name=":6" />
|{{Harvard citation no brackets|Enderton|1977|pp=151–153}}
 
|{{harvnb|Halmos|1998|p=89}}
The above shows that cardinal inequality is a [[partial order]]. A [[total order]] has the additional property that, for any <math>a</math> and <math>b</math>, either <math>a \leq b</math> or <math>b \leq a.</math> This can be established by the [[well-ordering theorem]]. Every well-ordered set is [[order isomorphic|isomorphic]] to a unique [[ordinal number]], called the [[order type]] of the set. Then, by comparing their order types, one can show that <math>A \preceq B</math> or <math>B \preceq A</math>. This result is equivalent to the [[axiom of choice]].<ref>{{Harvard citation no brackets|Enderton|1977|p=|pp=151-153}}</ref><ref>{{citation | author=Friedrich M. Hartogs | author-link=Friedrich M. Hartogs | editor=Felix Klein | editor-link=Felix Klein |editor2=Walther von Dyck |editor2-link=Walther von Dyck |editor3=David Hilbert |editor3-link=David Hilbert |editor4=Otto Blumenthal |editor4-link=Otto Blumenthal | title=Über das Problem der Wohlordnung | journal=[[Mathematische Annalen]] | volume=76 | number=4 | publisher=B.&nbsp;G. Teubner | location=Leipzig | year=1915 | pages=438–443 | issn=0025-5831 |url=http://gdz.sub.uni-goettingen.de/index.php?id=11&PPN=PPN235181684_0076&DMDID=DMDLOG_0037&L=1 | doi=10.1007/bf01458215| s2cid=121598654 }}</ref><ref>{{citation | author=Felix Hausdorff | author-link=Felix Hausdorff | editor=Egbert Brieskorn | editor-link=Egbert Brieskorn |editor2=Srishti D. Chatterji| title=Grundzüge der Mengenlehre | edition=1. | publisher=Springer | location=Berlin/Heidelberg | year=2002 | pages=587 | isbn=3-540-42224-2| url=https://books.google.com/books?id=3nth_p-6DpcC|display-editors=etal}} - [https://jscholarship.library.jhu.edu/handle/1774.2/34091 Original edition (1914)]</ref>
|{{harvnb|Hartogs|1915|pp=438–443}}
}}
</ref>


== Countability ==
== Countability ==


=== Countable sets ===
=== Countable sets ===
{{Main|Countable set}}
A set is called ''[[countable]]'' if it is [[Finite set|finite]] or has a bijection with the set of [[natural number]]s {{tmath|1=(\N) }}, in which case it is called ''countably infinite''. The term ''[[denumerable]]'' is also sometimes used for countably infinite sets.<ref>
A set is called ''[[countable]]'' if it is [[Finite set|finite]] or has a bijection with the set of [[natural number]]s <math>(\N),</math> in which case it is called ''countably infinite''. The term ''[[denumerable]]'' is also sometimes used for countably infinite sets.<ref>{{Harvard citation no brackets|Halmos|1998|p=91}} {{br}}{{Harvard citation no brackets|Kuratowski|1968|p=174}} {{br}}{{Harvard citation no brackets|Stoll|1963|p=87}}{{br}}{{Harvard citation no brackets|Tao|2022|p=159}}</ref> For example, the set of all even natural numbers is countable, and therefore has the same cardinality as the whole set of natural numbers, even though it is a [[proper subset]]. Similarly, the set of [[square numbers]] is countable, which was considered paradoxical for hundreds of years before modern set theory (cf. ''{{section link||Pre-Cantorian set theory}}''). However, several other examples have historically been considered surprising or initially unintuitive since the rise of set theory.<ref>{{Harvard citation no brackets|Schumacher|1996|pp=93-99}} {{br}}{{Harvard citation no brackets|Kleene|1952|pp=3-4}}</ref>
{{multiref
|{{Harvard citation no brackets|Halmos|1998|p=91}}
|{{Harvard citation no brackets|Kuratowski|1968|p=174}}
|{{Harvard citation no brackets|Stoll|1963|p=87}}
|{{Harvard citation no brackets|Tao|2022|p=159}}
}}
</ref> For example, the set of all even natural numbers is countable, and therefore has the same cardinality as the whole set of natural numbers, even though it is a [[proper subset]]. Similarly, the set of [[square numbers]] is countable, which was considered paradoxical for hundreds of years before modern set theory (cf. ''{{section link||Pre-Cantorian set theory}}''). However, several other examples have historically been considered surprising or initially unintuitive since the rise of set theory.<ref>
{{multiref
|{{Harvard citation no brackets|Schumacher|1996|pp=93–99}}
|{{Harvard citation no brackets|Kleene|1952|pp=3–4}}
}}
</ref>


{{Multiple image
{{Multiple image
Line 130: Line 266:
| image2            = Straight counter-clockwise spiral path in square grid.png
| image2            = Straight counter-clockwise spiral path in square grid.png
| total_width      = 330
| total_width      = 330
| footer            = Two images of a visual depiction of a function from <math>\N</math> to <math>\Q.</math> On the left, a version for the positive rational numbers. On the right, a spiral for all pairs of integers <math>(p,q)</math> for each fraction <math>p/q.</math>
 
| footer            = Two images of a visual depiction of a function from {{tmath|1=\N }} to {{tmath|1=\Q }}. On the left, a version for the positive rational numbers. On the right, a spiral for all pairs of integers {{tmath|1=(p,q) }} for each fraction {{tmath|1=p/q }}.
}}
}}


The [[rational numbers]] <math>(\Q)</math> are those which can be expressed as the [[quotient]] or [[Fraction (mathematics)|fraction]] {{tmath|\tfrac p q}} of two [[integer]]s. The rational numbers can be shown to be countable by considering the set of fractions as the set of all [[ordered pairs]] of integers, denoted <math>\Z\times\Z,</math> which can be visualized as the set of all [[Integer lattice|integer points]] on a grid. Then, an intuitive function can be described by drawing a line in a repeating pattern, or spiral, which eventually goes through each point in the grid. For example, going through each diagonal on the grid for positive fractions, or through a lattice spiral for all integer pairs.<ref>{{Harvard citation no brackets|Aigner|Ziegler|2018|p=128}}{{br}}{{Harvard citation no brackets|Kleene|1952|p=4-5}} {{br}}{{Harvard citation no brackets|Pinter|2014|loc=Page 2 of chapter 7}} {{br}}{{Harvard citation no brackets|Stoll|1963|p=88}} </ref> These technically over cover the rationals, since, for example, the rational number <math display="inline">\frac{1}{2}</math> gets mapped to by all the fractions <math display="inline">\frac{2}{4},\, \frac{3}{6}, \, \frac{4}{8}, \, \dots ,</math> as the grid method treats these all as distinct ordered pairs. So this function shows <math>|\Q| \leq |\N|</math> not <math>|\Q| = |\N|.</math> This can be corrected by "skipping over" these numbers in the grid, using the Schröder–Bernstein theorem, or by designing a function which does this naturally, for example using the [[Calkin–Wilf tree]].<ref>{{Harvard citation no brackets|Aigner|Ziegler|2018|pp=129-131}}</ref>
The [[rational numbers]] {{tmath|1=(\Q) }} are those which can be expressed as the [[quotient]] or [[Fraction (mathematics)|fraction]] {{tmath|\tfrac p q}} of two [[integer]]s. The rational numbers can be shown to be countable by considering the set of fractions as the set of all [[ordered pairs]] of integers, which can be visualized as the set of all [[Integer lattice|integer points]] on a grid. Then, an intuitive function can be described by drawing a line in a repeating pattern, or spiral, which eventually goes through each point in the grid. For example, going through each diagonal on the grid for positive fractions, or through a lattice spiral for all integer pairs.<ref>
{{multiref
|{{Harvard citation no brackets|Aigner|Ziegler|2018|p=128}}
|{{harvnb|Stewart|1995|pp=137-138}}
|{{Harvard citation no brackets|Pinter|2014|loc=Page 2 of chapter 7}}
|{{Harvard citation no brackets|Stoll|1963|p=88}}
}}
</ref> These technically over cover the rationals, since, for example, the rational number {{tmath|1= \textstyle\frac{1}{2} }} gets mapped to by all the fractions {{tmath|1= \textstyle\frac{2}{4},\, \frac{3}{6}, \, \frac{4}{8}, \, \dots }}, as the grid method treats these all as distinct ordered pairs. So this function shows {{tmath|1=\vert \Q \vert \leq \vert \N \vert }} not {{tmath|1=\vert \Q \vert = \vert \N \vert }}. This can be corrected by "skipping over" these numbers in the grid, using the Schröder–Bernstein theorem, or by designing a function which does this naturally, for example using the [[Calkin–Wilf tree]].<ref>{{Harvard citation no brackets|Aigner|Ziegler|2018|pp=129–131}}</ref>
[[File:Algebraicszoom.png|thumb|273x273px|Algebraic numbers on the [[complex plane]], colored by degree]]
[[File:Algebraicszoom.png|thumb|273x273px|Algebraic numbers on the [[complex plane]], colored by degree]]
A number is called [[Algebraic number|algebraic]] if it is a solution of some [[polynomial]] equation (with integer [[coefficient]]s). For example, the [[square root of two]] <math>\sqrt2</math> is a solution to <math>x^2 - 2 = 0,</math> and the rational number <math>p/q</math> is the solution to <math>qx - p = 0.</math> Conversely, a number which cannot be the root of any polynomial is called [[Transcendental number|transcendental]]. Two examples include [[Euler's number]] (''{{mvar|e}}'') and [[Pi|pi ({{pi}})]]. In general, proving a number is transcendental is considered to be very difficult, and only a few classes of transcendental numbers are known. However, it can be shown that the set of algebraic numbers is countable by ordering the polynomials [[lexicographically]] (for example, see ''{{slink|Cantor's first set theory article|The proofs}}''). Since the set of algebraic numbers is countable while the real numbers are uncountable (shown in the following section), the transcendental numbers must form the vast majority of real numbers, even though they are individually much harder to identify. That is to say, [[almost all]] real numbers are transcendental.<ref>{{Harvard citation no brackets|Enderton|1977|pp=160-161}}{{br}} {{Harvard citation no brackets|Kleene|1952|pp=5-8}}{{br}}{{Harvard citation no brackets|Kuratowski|1968|pp=177-178}}{{br}}{{Harvard citation no brackets|Stoll|1963|pp=88-89}}</ref>
A number is called [[Algebraic number|algebraic]] if it is a solution of some [[polynomial]] equation (with integer [[coefficient]]s). For example, the [[square root of two]] {{tmath|1=\sqrt2 }} is a solution to {{tmath|1=x^2 - 2 = 0 }}, and the rational number {{tmath|1=p/q }} is the solution to {{tmath|1=qx - p = 0 }}. Conversely, a number which cannot be the root of any polynomial is called [[Transcendental number|transcendental]]. Two examples include [[Euler's number]] (''{{mvar|e}}'') and [[Pi|pi ({{pi}})]]. In general, proving a number is transcendental is considered to be very difficult, and only a few classes of transcendental numbers are known. However, it can be shown that the set of algebraic numbers is countable by ordering the polynomials [[lexicographically]] (for example, see ''{{section link|Cantor's first set theory article|The proofs}}''). Since the set of algebraic numbers is countable while the real numbers are uncountable (shown in the following section), the transcendental numbers must form the vast majority of real numbers, even though they are individually much harder to identify. That is to say, [[almost all]] real numbers are transcendental.<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|pp=160–161}}
|{{Harvard citation no brackets|Kleene|1952|pp=5–8}}
|{{Harvard citation no brackets|Kuratowski|1968|pp=177–178}}
|{{Harvard citation no brackets|Stoll|1963|pp=88–89}}
}}
</ref>


==== Hilbert's hotel ====
==== Hilbert's hotel ====
{{Main|Hilbert's paradox of the Grand Hotel}}
[[File:Hilbert's Hotel.png|thumb|291x291px|Visual representation of [[Hilbert's hotel]]. Each guest goes to the room with a number that is double their room number, leaving the odd-numbered rooms vacant.|class=skin-invert-image]]
[[File:Hilbert's Hotel.png|thumb|291x291px|Visual representation of Hilbert's hotel]]
[[Hilbert's paradox of the Grand Hotel]] is a popular [[thought experiment]] devised by the German mathematician [[David Hilbert]] to illustrate a counterintuitive property of countably infinite sets, allowing them to have the same cardinality as a [[proper subset]] of themselves. The scenario begins by imagining a hotel with an infinite number of rooms, one for each natural number, all of which are occupied. But then a new guest walks in asking for a room. The hotel accommodates by moving the occupant of room 1 to room 2, the occupant of room 2 to room 3, room 3 to room 4, and in general, room n to room n+1. Then every guest still has a room, but room 1 is open for the new guest.<ref name=":5">
[[Hilbert's Hotel]] is a [[thought experiment]] devised by the German mathematician [[David Hilbert]] to illustrate a counterintuitive property of countably infinite sets, allowing them to have the same cardinality as a [[proper subset]] of themselves. The scenario begins by imagining a hotel with an infinite number of rooms, one for each natural number, all of which are occupied. But then a new guest walks in asking for a room. The hotel accommodates by moving the occupant of room 1 to room 2, the occupant of room 2 to room 3, room 3 to room 4, and in general, room n to room n+1. Then every guest still has a room, but room 1 is open for the new guest.<ref name=":5">{{Cite book |last=Gamov |first=George |title=One two three... infinity |title-link=One Two Three... Infinity |publisher=Viking Press |year=1947 |language=English |lccn=62-24541}} [[iarchive:OneTwoThreeInfinity_158/|Archived]] on 2016-01-06</ref><ref name=":11">{{Harvard citation no brackets|Schumacher|1996|p=96}}{{br}}{{Harvard citation no brackets|Aigner|Ziegler|2018|pp=128-129}}</ref>
{{multiref
|{{harvnb|Gamov|1947|pp=17-19}}
|{{Harvard citation no brackets|Schumacher|1996|p=96}}
|{{Harvard citation no brackets|Aigner|Ziegler|2018|pp=128–129}}
}}
</ref>


Then, the scenario continues by imagining an infinitely long bus of new guests seeking a room. The hotel accommodates by moving the person in room 1 to room 2, room 2 to room 4, and in general, room n to room 2n. Thus, all the even-numbered rooms are occupied, but all the odd-numbered rooms are vacant, leaving room for the infinite bus of new guests. The scenario continues further by assuming an infinite number of these infinite buses arrive at the hotel, and showing that the hotel is still able to accommodate. Finally, an infinite bus which has a seat for every [[real number]] arrives, and the hotel is no longer able to accommodate.<ref name=":5" /><ref name=":11" />
Then, the scenario continues by imagining an infinitely long bus of new guests seeking a room. The hotel accommodates by moving the person in room 1 to room 2, room 2 to room 4, and in general, room n to room 2n. Thus, all the even-numbered rooms are occupied, but all the odd-numbered rooms are vacant, leaving room for the infinite bus of new guests. The scenario continues further by assuming an infinite number of these infinite buses arrive at the hotel, and showing that the hotel is still able to accommodate. Finally, an infinite bus which has a seat for every [[real number]] arrives, and the hotel is no longer able to accommodate.<ref name=":5" />


=== Uncountable sets ===
=== Uncountable sets ===
{{hatnote group|{{Main|Uncountable set}}{{Further information|#Cardinality of the continuum}}}}A set is called ''[[uncountable]]'' if it is not countable. That is, it is infinite and strictly larger than the set of natural numbers. The usual first example of this is the set of [[real numbers]] <math>(\R)</math>, which can be understood as the set of all numbers on the [[number line]]. One method of proving that the reals are uncountable is called [[Cantor's diagonal argument]], credited to Cantor for his 1891 proof,<ref name="Cantor.1891">{{cite journal |author=Georg Cantor |year=1891 |title=Ueber eine elementare Frage der Mannigfaltigkeitslehre |url=https://www.digizeitschriften.de/dms/img/?PID=GDZPPN002113910&physid=phys84#navi |journal=[[Jahresbericht der Deutschen Mathematiker-Vereinigung]] |volume=1 |pages=75–78}} English translation: {{cite book |title=From Immanuel Kant to David Hilbert: A Source Book in the Foundations of Mathematics, Volume 2 |publisher=Oxford University Press |year=1996 |isbn=0-19-850536-1 |editor-last=Ewald |editor-first=William B. |pages=920–922}}</ref> though his differs from the more common presentation.
{{Further|#Cardinality of the continuum}}
A set is called ''[[uncountable]]'' if it is not countable; that is, it is infinite and strictly larger than the set of natural numbers. The usual first example of this is the set of [[real numbers]] {{tmath|1=(\R) }}, which can be understood as the set of all numbers on the [[number line]]. One method of proving that the reals are uncountable is called [[Cantor's diagonal argument]], credited to Cantor for his 1891 proof,<ref>
{{multiref
|{{harvnb|Cantor|1891|pp=75–78}}  
|English translation: {{harvnb|Ewald|1996|pp=920–922}}
}}
</ref> though his method differs from the more common presentation.<ref>{{Harvard citation no brackets|Abbott|2015|pp=32–34}}
</ref>


{{Quote box
{{Quote box
| quote = <math>\begin{align}
| quote = {{tmath|1=\begin{align}
1 \to & \; 0.\textbf{3}67879... \\
1 \to & \; 0.{ \color{red} \textbf{6} }18033... \\
2 \to & \; 0.6\textbf{0}7927... \\
2 \to & \; 0.1{ \color{red}\textbf{2} }3456... \\  
3 \to & \; 0.33\textbf{3}333... \\
3 \to & \; 0.60{ \color{red}\textbf{7} }927... \\
4 \to & \; 0.123\textbf{4}56... \\  
4 \to & \; 0.222{ \color{red}\textbf{2} }22... \\
\vdots \\
\vdots \\
& \; 0. \textbf{2323}33...
& \; 0.{ \color{red}\textbf{2323}22}...
\end{align}</math>
\end{align} }}
| border = 0px
| border = 0px
| fontsize = 120%
| fontsize = 120%
Line 161: Line 324:
}}
}}


It begins by assuming, [[Proof by contradiction|by contradiction]], that there is some one-to-one mapping between the natural numbers and the set of real numbers between 0 and 1 (the interval <math>[0,1]</math>). Then, take the [[decimal expansion]]s of each real number, for example, <math>0.5772...</math> with a leading zero followed by any sequence of digits. The number 1 is included in this set since {{nobreak|1 {{=}} [[0.999...]]}} Considering these real numbers in a column, is is always possible to create a new number such that the first digit of the new number is different from that of the first number in the column, the second digit is different from the second number in the column and so on. The new number must also unique decimal representation, that is, it cannot end in [[0.999...|repeating nines]] or repeating zeros. For example, if the digit isn't 2, make the digit of the new number 2, and if it was 2, make it 3.<ref>{{Cite book |last=Bloch |first=Ethan D. |url=https://link.springer.com/book/10.1007/978-1-4419-7127-2 |title=Proofs and Fundamentals |date=2011 |publisher=Springer Science+Business Media |series=Undergraduate Texts in Mathematics |pages=242–243 |language=en |doi=10.1007/978-1-4419-7127-2 |isbn=978-1-4419-7126-5 |issn=0172-6056 |archive-url=https://web.archive.org/web/20220122000000/https://link.springer.com/book/10.1007/978-1-4419-7127-2 |archive-date=2022-01-22}} [https://archive.org/details/proofsfundamenta0002bloc/ Alt URL]</ref> Then, this new number will be different from each of the numbers in the list by at least one digit, and therefore must not be in the list. This shows that the real numbers cannot be put into a one-to-one correspondence with the naturals, and thus must be strictly larger.<ref>{{Cite book|last1=Ashlock |first1=Daniel |last2=Lee |first2=Colin |date=2020 |title=An Introduction to Proofs with Set Theory |url=https://link.springer.com/book/10.1007/978-3-031-02426-9 |publisher=Springer Cham |series=Synthesis Lectures on Mathematics & Statistics |language=en |pages=181–182 |doi=10.1007/978-3-031-02426-9 |isbn=978-3-031-01298-3 |issn=1938-1743}}</ref>
It begins by assuming, [[Proof by contradiction|by contradiction]], that there is some one-to-one mapping between the natural numbers and the set of real numbers between 0 and 1 (the interval {{tmath|1=[0,1] }}). Then, take the [[decimal representation]] of each real number, for example, {{tmath|1=0.5772... }} with a leading zero followed by any sequence of digits. The number 1 is included in this set since {{nowrap|1 {{=}} [[0.999...]]}} Considering these real numbers in a column, it is always possible to create a new number such that the first digit of the new number is different from that of the first number in the column, the second digit is different from the second number in the column, and so on. The new number must also have a unique decimal representation, that is, it cannot end in [[0.999...|repeating nines]] or repeating zeros. For example, if the digit isn't 2, make the digit of the new number 2, and if it was 2, make it 3.<ref>
{{multiref
|{{Harvard citation no brackets|Abbott|2015|p=33}}
|{{Harvard citation no brackets|Kleene|1952|p=|pp=6–7}}
|{{Harvard citation no brackets|Pinter|2014|loc=Page 3 of Chapter 7}}
|{{Harvard citation no brackets|Schumacher|1996|p=101}}
}}
</ref> Then, this new number will be different from each of the numbers in the list by at least one digit, and therefore must not be in the list. This shows that the real numbers cannot be put into a one-to-one correspondence with the naturals, and thus must be strictly larger.<ref>
{{multiref
|{{Harvard citation no brackets|Aigner|Ziegler|2018|p=128}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|pp=90–91}}
}}
</ref>


[[File:Diagonal argument powerset svg.svg|thumb|255x255px|<math>\N</math> does not have the same cardinality as its [[power set]] <math>\mathcal{P}(\N)</math>: For every function ''f'' from '''<math>\N</math>''' to <math>\mathcal{P}(\N)</math>, the set <math>T = \{n \in N : n \notin f(n) \}</math> disagrees with every set in the [[range of a function|range]] of <math>f</math>, hence <math>f</math> cannot be surjective. The picture shows an example <math>f</math> and the corresponding <math>T</math>; {{color|#800000|'''red'''}}: <math>n \notin T</math>, {{color|#000080|'''blue'''}}: <math>n \in T</math>.]]Another classical example of an uncountable set, established using a related reasoning, is the [[power set]] of the natural numbers, denoted <math>\mathcal{P}(\N)</math>. This is the set of all [[subsets]] of <math>\N</math>, including the [[empty set]] and <math>\N</math> itself. The method is much closer to Cantor's original diagonal argument. Again, assume by contradiction that there exists a one-to-one correspondence <math>f</math> between <math>\N</math> and <math>\mathcal{P}(\N)</math>, so that every subset of <math>\N</math> is assigned to some natural number. These subsets are then placed in a column, in the order defined by <math>f</math> (see image). Now, one may define a subset <math>T</math> of <math>\N</math> which is not in the list by taking the negation of the "diagonal" of this column as follows:  
[[File:Diagonal argument powerset svg.svg|thumb|255x255px|{{tmath|1=\N }} does not have the same cardinality as its [[power set]] {{tmath|1=\mathcal{P}(\N) }}: For every function ''f'' from '''{{tmath|1=\N }}''' to {{tmath|1=\mathcal{P}(\N) }}, the set {{tmath|1=T = \{n \in N : n \notin f(n) \} }} disagrees with every set in the [[range of a function|range]] of {{tmath|1=f }}, hence {{tmath|1=f }} cannot be surjective. The picture shows an example {{tmath|1=f }} and the corresponding {{tmath|1=T }}; {{color|#800000|'''red'''}}: {{tmath|1=n \notin T }}, {{color|#000080|'''blue'''}}: {{tmath|1=n \in T }}.|class=skin-invert-image]]Another classical example of an uncountable set, established using a related reasoning, is the [[power set]] of the natural numbers, denoted {{tmath|1=\mathcal{P}(\N) }}. This is the set of all [[subsets]] of {{tmath|1=\N }}, including the [[empty set]] and {{tmath|1=\N }} itself. The method is much closer to Cantor's original diagonal argument. Again, assume by contradiction that there exists a one-to-one correspondence {{tmath|1=f }} between {{tmath|1=\N }} and {{tmath|1=\mathcal{P}(\N) }}, so that every subset of {{tmath|1=\N }} is assigned to some natural number. These subsets are then placed in a column, in the order defined by {{tmath|1=f }} (see image). Now, one may define a subset {{tmath|1=T }} of {{tmath|1=\N }} which is not in the list by taking the negation of the "diagonal" of this column as follows:<ref name=":12">
{{multiref
|{{Harvard citation no brackets|Halmos|1998|p=93}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=91}}
}}
</ref>


If <math>1 \in f(1)</math>, then <math>1 \notin T</math>, that is, if 1 is in the first subset of the list, then 1 is ''not'' in the subset <math>T</math>. Further, if <math>2 \notin f(2) </math>, then <math>2 \in T</math>, that is if the number 2 is not in the second subset of the column, then 2 ''is'' in the subset <math>T</math>. Then in general, for each natural number <math>n</math>, <math>n \in T</math> if and only if <math>n \notin f(n) </math>, meaning <math>n</math> is put in the subset <math>T</math> only if the nth subset in the column does not contain the number <math>n</math>. Then, for each natural number <math>n</math>, <math>T \neq f(n)</math>, meaning, <math>T</math> is not the nth subset in the list, for any number <math>n</math>, and so it cannot appear anywhere in the list defined by <math>f</math>. Since <math>f</math> was chosen arbitrarily, this shows that every function from <math>\N</math> to <math>\mathcal{P}(\N)</math> must be missing at least one element, therefore no such bijection can exist, and so <math>\mathcal{P}(\N)</math> must be not be countable.  
If {{tmath|1=1 \in f(1) }}, then {{tmath|1=1 \notin T }}, that is, if 1 is in the first subset of the list, then 1 is ''not'' in the subset {{tmath|1=T }}. Further, if {{tmath|1=2 \notin f(2) }}, then {{tmath|1=2 \in T }}, that is if the number 2 is not in the second subset of the column, then 2 ''is'' in the subset {{tmath|1=T }}. Then in general, for each natural number {{tmath|1=n }}, {{tmath|1=n \in T }} if and only if {{tmath|1=n \notin f(n) }}, meaning {{tmath|1=n }} is put in the subset {{tmath|1=T }} only if the nth subset in the column does not contain the number {{tmath|1=n }}. Then, for each natural number {{tmath|1=n }}, {{tmath|1=T \neq f(n) }}, meaning, {{tmath|1=T }} is not the nth subset in the list, for any number {{tmath|1=n }}, and so it cannot appear anywhere in the list defined by {{tmath|1=f }}. Since {{tmath|1=f }} was chosen arbitrarily, this shows that every function from {{tmath|1=\N }} to {{tmath|1=\mathcal{P}(\N) }} must be missing at least one element, therefore no such bijection can exist, and so {{tmath|1=\mathcal{P}(\N) }} must be not be countable.<ref name=":12" />


These two sets, <math>\R</math> and <math>\mathcal{P}(\N)</math> can be shown to have the same cardinality (by, for example, assigning each subset to a decimal expansion). Whether there exists a set <math>A</math> with cardinality between these two sets <math>|\N| < |A| < |\R|</math> is known as the [[continuum hypothesis]].
These two sets, {{tmath|1=\R }} and {{tmath|1=\mathcal{P}(\N) }} can be shown to have the same cardinality (by, for example, assigning each subset to a decimal expansion) called the [[Cardinality#Cardinality of the continuum|cardinality of the continuum]].<ref>
{{multiref
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=91}}
|{{Harvard citation no brackets|Enderton|1977|p=149}}
}}
</ref>


[[Cantor's theorem]] generalizes the second theorem above, showing that every set is strictly smaller than its powerset. The proof roughly goes as follows: Given a set <math>A</math>, assume by contradiction that there is a bijection <math>f</math> from <math>A</math> to <math>\mathcal{P}(A)</math>. Then, the subset <math>T \subseteq A</math> given by taking the negation of the "diagonal", formally, <math>T = \{ a \in A : a \notin f(a) \}</math>, cannot be in the list. Therefore, every function is missing at least one element, and so <math>|A| < |\mathcal{P}(A)|</math>. Further, since <math>\mathcal{P}(A)</math> is itself a set, the argument can be repeated to show <math>|A| < |\mathcal{P}(A)| < |\mathcal{P}(\mathcal{P}(A))|</math>. Taking <math>A = \N</math>, this shows that <math>\mathcal{P}(\mathcal{P}(\N))</math> is even larger than <math>\mathcal{P}(\N) </math>, which was already shown to be uncountable. Repeating this argument shows that there are infinitely many "sizes" of infinity.
[[Cantor's theorem]] generalizes the second theorem above, showing that every set is strictly smaller than its powerset. In broad strokes, the proof goes as follows: Given a set {{tmath|1=A }}, assume by contradiction that there is a bijection {{tmath|1=f }} from {{tmath|1=A }} to {{tmath|1=\mathcal{P}(A) }}. Then, the subset {{tmath|1=T \subseteq A }} given by taking the negation of the "diagonal", formally, {{tmath|1=T = \{ a \in A : a \notin f(a) \} }}, cannot be in the list. Therefore, every function is missing at least one element, and so {{tmath|1=\vert A \vert < \vert\mathcal{P}(A)\vert }}. Further, since {{tmath|1=\mathcal{P}(A) }} is itself a set, the argument can be repeated to show {{tmath|1=\vert A \vert < \vert \mathcal{P}(A)\vert < \vert\mathcal{P}(\mathcal{P}(A))\vert }}. Taking {{tmath|1=A = \N }}, this shows that {{tmath|1=\mathcal{P}(\mathcal{P}(\N)) }} is even larger than {{tmath|1=\mathcal{P}(\N) }}, which was already shown to be uncountable. Repeating this argument shows that there are infinitely many "sizes" of infinity.<ref>
{{multiref
|{{Harvard citation no brackets|Abbott|2015|pp=34–35}}
|{{Harvard citation no brackets|Lévy|1979|p=87}}
|{{Harvard citation no brackets|Stoll|1963|p=86}}
|{{Harvard citation no brackets|Tao|2022|p=171}}
}}
</ref>


==Cardinal numbers==
==Cardinal numbers==
{{main|Cardinal number}}In the above section, "cardinality" of a set was described relationally. In other words, one set could be compared to another, intuitively comparing their "size". [[Cardinal number]]s are a means of measuring this "size" more explicitly. For finite sets, this is simply the [[natural number]] found by counting the elements. This number is called the ''cardinal number'' of that set, or simply ''the cardinality'' of that set. The cardinal number of a set <math>A</math> is generally denoted by <math>|A|,</math> with a [[vertical bar]] on each side,<ref name=":7">{{Cite web |title=Cardinality {{!}} Brilliant Math & Science Wiki |url=https://brilliant.org/wiki/cardinality/ |access-date=2020-08-23 |website=brilliant.org |language=en-us}}</ref> though it may also be denoted by  <span style="border-top: 3px double;"><math>A</math></span>, <math>\operatorname{card}(A),</math> or <math>\#A.</math>  
In the above sections, "the cardinality of a set" was described relationally. In other words, one set could be compared to another, intuitively comparing their "size". [[Cardinal number]]s are a means of measuring this "size" more explicitly. For finite sets, this is simply the [[natural number]] found by counting the elements. This number is called the ''cardinal number'' of that set, or simply ''the cardinality'' of that set. The cardinal number of a set {{tmath|1=A }} is generally denoted by {{tmath|1=\vert A \vert }}, with a [[vertical bar]] on each side,<ref>
{{multiref
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=65}}
|{{Harvard citation no brackets|Lévy|1979|p=83}}
|{{Harvard citation no brackets|Jech|2003|p=27}}
}}
</ref> though it may also be denoted by  <span style="border-top: 3px double;">{{tmath|1=A }}</span>, {{tmath|1=\operatorname{card}(A) }}, or {{tmath|1=\#A }}.{{refn|
{{multiref
| 1= <span style="border-top: 3px double;">{{tmath|1=A }}</span><ref>
{{multiref
|{{harvnb|Kleene|1952|p=9}}
|{{harvnb|Krivine|1971|p=23}}
|{{harvnb|Stoll|1963|p=80}}
|{{harvnb|Suppes|1972|p=109}}
}} </ref>
| 2= {{tmath|1=\operatorname{card}(A) }}<ref>
{{multiref
|{{harvnb|Bourbaki|1968|p=158}}
|{{harvnb|Enderton|1977|p=136}}
|{{harvnb|Halmos|1998|p=94}}
|{{harvnb|Schumacher|1996|p=103}}
}}</ref>
| 3= {{tmath|1=\#A }}<ref>
{{multiref
|{{harvnb|Halmos|1998|p=53}}
|{{harvnb|Pinter|2014|loc=Page 3 of Chaper 8}}
|{{harvnb|Tao|2022|p=60}}
}} </ref>
}}
}}


For infinite sets, "cardinal number" is somewhat more difficult to define formally. Cardinal numbers are not usually thought of in terms of their formal definition, but immaterially in terms of their arithmetic/algebraic properties. The assumption that there is ''some'' [[cardinal function]] <math>A \mapsto |A|</math> which satisfies <math>A \sim B \iff |A| = |B|</math>, sometimes called the ''axiom of cardinal number'' or [[Hume's principle|''Hume's principle'']],<ref>{{Cite book |last=Potter |first=Michael |url=https://www.google.com/books/edition/Set_Theory_and_its_Philosophy/FxRoPuPbGgUC |title=Set Theory and its Philosophy: A Critical Introduction |date=2004-01-15 |publisher=Clarendon Press |isbn=978-0-19-155643-2 |language=en}}</ref> is sufficient for deriving most properties of cardinal numbers.<ref>{{Harvard citation no brackets|Hrbáček|Jech|2017|p=68}}</ref>  
For infinite sets, "cardinal number" is somewhat more difficult to define formally. Cardinal numbers are not usually thought of in terms of their formal definition, but immaterially in terms of their arithmetic/algebraic properties.<ref>
{{multiref
|{{Harvard citation no brackets|Kleene|1952|p=9}}
|{{Harvard citation no brackets|Stoll|1963|p=80}}
}}
</ref> The assumption that there is ''some'' [[cardinal function]] {{tmath|1=A \mapsto \vert A \vert }} which satisfies {{tmath|1=A \sim B \iff \vert A \vert = \vert B \vert }}, sometimes called the ''axiom of cardinality''<ref>
{{multiref
|{{Harvard citation no brackets|Pinter|2014|loc=Page 2 of Chapter 8}}
|{{Harvard citation no brackets|Suppes|1972|p=111}}
}}
</ref> or ''[[Hume's principle]]'',<ref>{{harvnb|Potter|2004|p=156}}</ref> is sufficient for deriving most properties of cardinal numbers.<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|p=136}}
|{{Harvard citation no brackets|Halmos|1998|p=94}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=68}}
}}
</ref>


Commonly in mathematics, if a relation satisfies the properties of an [[equivalence relation]], the objects used to materialize this relation are [[equivalence classes]], which groups all the objects equivalent to one another. These called the ''Frege{{En dash}}Russell'' cardinal numbers. However, this would mean that cardinal numbers are too large to form sets (apart from the cardinal number <math>0</math> whose only element is the [[empty set]]), since, for example, the cardinal number <math>1</math> would be the set of all sets with one element, and would therefore be a [[proper class]]. Thus, due to [[John von Neumann]], it is more common to assign [[Representative (mathematics)|representatives]] of these classes. For example, the set <math>\{ \varnothing \}</math> would represent the cardinal number <math>1</math>.
Commonly in mathematics, if a relation satisfies the properties of an [[equivalence relation]], the objects used to materialize this relation are [[equivalence classes]], which groups all the objects equivalent to one another. These called the ''Frege{{En dash}}Russell'' cardinal numbers.<ref name="Kleene 1952 44">
{{multiref
|{{Harvard citation no brackets|Kleene|1952|p=44}}
|{{Harvard citation no brackets|Lévy|1979|p=84}}
|{{Harvard citation no brackets|Suppes|1972|p=109}}
}}
</ref> However, this would mean that cardinal numbers are too large to form sets (apart from the cardinal number {{tmath|1=\bold 0 }} whose only element is the [[empty set]]), since, for example, the cardinal number {{tmath|1=\bold 1 }} would be the set of all sets with one element, then {{tmath|1=\{ \bold 1 \} \in \bold 1 }}, and would therefore contain itself, violating [[Axiom of regularity|regularity]].<ref>{{Harvard citation no brackets|Enderton|1977|p=137}}</ref> Thus, due to [[John von Neumann]], it is more common to assign [[Representative (mathematics)|representatives]] of these classes.<ref>
{{multiref
|{{Harvard citation no brackets|Lévy|1979|p=84}}
|{{Harvard citation no brackets|Stoll|1963|p=80}}
|{{harvnb|Dasgupta|2013|p=78}}
}}
</ref>


=== Finite sets ===
=== Finite cardinals ===
{{main|Finite set|Combinatorial principles}}
{{main|Finite set|Combinatorial principles}}
[[File:Bijection.svg|thumb|216x216px|A [[bijective function]], ''f'': ''X'' → ''Y'', from set ''X'' to set ''Y''  demonstrates that the sets have the same cardinality, in this case equal to the cardinal number 4.]]Given a basic sense of [[natural numbers]], a set is said to have cardinality <math>n</math> if it can be put in one-to-one correspondence with the set <math>\{1,\,2,\, \dots, \, n\},</math> analogous to [[counting]] its elements. For example, the set <math>S = \{ A,B,C,D \} </math> has a natural correspondence with the set <math>\{1,2,3,4\},</math> and therefore is said to have cardinality 4. Other terminologies include "Its cardinality is 4" or "Its cardinal number is 4". In formal contexts, the natural numbers can be understood as some construction of objects satisfying the [[Peano axioms]].


Showing that such a correspondence exists is not always trivial. [[Combinatorics]] is the area of mathematics primarily concerned with [[counting]], both as a means and as an end to obtaining results, and certain properties of finite structures. The notion cardinality of finite sets is closely tied to many basic [[combinatorial principles]], and provides a set-theoretic foundation to prove them. It can be shown [[by induction]] on the possible sizes of sets that finite cardinality corresponds uniquely with natural numbers (cf. ''{{slink|Finite set|Uniqueness of cardinality}}'').  
[[File:Bijection.svg|thumb|224x224px|A [[bijective function]], {{tmath|1=f: X \to Y }} from the set {{nowrap|X {{=}} {1,2,3,4}}} to the set Y demonstrates that Y has cardinality 4.|class=skin-invert-image]]
Given a basic sense of [[natural numbers]], a set is said to have cardinality {{tmath|n}} if it can be put in one-to-one correspondence with the set {{tmath|\{1,\,2,\, \dots, \, n \} }}, analogous to [[counting]] its elements.<ref name=":022">{{multiref|
|{{Harvard citation no brackets|Tao|2022|p=58}}
|{{harvnb|Hashisaki|Peterson|1963|p=50}}
}}</ref> For example, the set {{tmath|1=S = \{ A,B,C,D \} }} has a natural correspondence with the set {{tmath|\{1,2,3,4\} }}, and therefore is said to have cardinality 4. Other terminologies include "Its cardinality is 4" or "Its cardinal number is 4". In formal contexts, the natural numbers can be understood as some construction of objects satisfying the [[Peano axioms]]{{em dash}}a list of properties, such that any system satisfying these properties is, [[Isomorphism|in a certain sense]], just like the natural numbers.<ref>
{{multiref
|{{harvnb|Enderton|1977|pp=66-67, 70}}|{{Harvard citation no brackets|Halmos|1998|pp=46–49}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=39}}
|{{Harvard citation no brackets|Tao|2022|p=12}} }}
</ref>
 
Showing that such a correspondence exists is not always trivial. [[Combinatorics]] is the area of mathematics primarily concerned with [[counting]], both as a means and as an end to obtaining results, and certain properties of finite structures.<ref>{{Harvard citation no brackets|Brualdi|2004|pp=1–4}}</ref> The notion cardinality of finite sets is closely tied to many basic [[combinatorial principles]], and provides a set-theoretic foundation to recover them. It can be shown [[by induction]] on the possible sizes of sets that finite cardinality corresponds uniquely with natural numbers (cf. ''{{section link|Finite set|Uniqueness of cardinality}}'').<ref>{{multiref
|{{Harvard citation no brackets|Halmos|1998|pp=52–53}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=70}}
|{{Harvard citation no brackets|Tao|2022|p=59}}
}}</ref> This is related to several other concepts, verifying Hume's principle and the basis of [[Bijective proof|bijective proofs]], and is equivalent to a certain formulation of the [[pigeonhole principle]], that a finite set cannot be put in one to one correspondence with a proper subset of itself.<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|pp=134–136}}
|{{Harvard citation no brackets|Kuratowski|1968|p=102}}
}}
</ref>


The [[addition principle]] asserts that given [[Disjoint sets|disjoint]] sets <math>A</math> and <math>B</math>, <math>|A \cup B| = |A| + |B|</math>, intuitively meaning that the sum of parts is equal to the sum of the whole. The [[multiplication principle]] asserts that given two sets <math>A</math> and <math>B</math>, <math>|A \times B| = |A| \cdot |B|</math>, intuitively meaning that there are <math>|A| \cdot |B|</math> ways to pair objects from these sets. Both of these can be proven by a [[bijective proof]], together with induction. The more general result is the [[inclusion–exclusion principle]], which defines how to count the number of elements in overlapping sets.  
The [[addition principle]] asserts that given [[Disjoint sets|disjoint]] sets {{tmath|A}} and {{tmath|B}}, {{tmath|1=\vert A \cup B\vert = \vert A \vert + \vert B \vert}}, intuitively meaning that the sum of the parts is equal to the whole.<ref>{{Harvard citation no brackets|Brualdi|2004|p=45}}</ref> The [[multiplication principle]] asserts that given two sets {{tmath|A}} and {{tmath|B}}, {{tmath|1=\vert A \times B\vert = \vert A \vert \cdot \vert B \vert}}, intuitively meaning that there are {{tmath|\vert A \vert \cdot \vert B \vert}} ways to pair objects from these sets.<ref>{{Harvard citation no brackets|Brualdi|2004|p=46}}</ref> Both of these can be proven by a [[bijective proof]], together with induction.<ref>{{Harvard citation no brackets|Hrbáček|Jech|2017|pp=71–72}}</ref> The more general result is the [[inclusion–exclusion principle]], which defines how to count the number of elements in overlapping sets.{{Sfn|Brualdi|2004|p=160}}


Naturally, a set is defined to be finite if it can be put in correspondence with the set <math>\{1,\,2,\, \dots, \, n\},</math> for some natural number <math>n.</math> However, there exist [[Finite set#Necessary and sufficient conditions for finiteness|other definitions of "finite"]] which don't rely on a definition of "number." For example, a set is called [[Dedekind-finite]] if it cannot be put in one-to-one correspondece with a [[proper subset]] of itself.
Naturally, a set is defined to be finite if it is [[Empty set|empty]] or can be put in correspondence with the set {{tmath|\{1,\,2,\, \dots, \, n\} }}, for some natural number {{tmath|n}}.<ref name=":022" /> However, there exist [[Finite set#Necessary and sufficient conditions for finiteness|other definitions of "finite"]] which don't rely on a definition of "number." For example, a set is called [[Dedekind-finite]] if it cannot be put in one-to-one correspondence with a [[proper subset]] of itself, though this definition requires the [[Cardinality#Without the axiom of choice|axiom of choice]].<ref>{{multiref
|{{Harvard citation no brackets|Kuratowski|1968|p=103}}
|{{Harvard citation no brackets|Lévy|1979|pp=79–80}}
|{{Harvard citation no brackets|Suppes|1972|p=99}}
}}</ref>


=== Aleph numbers ===
=== Aleph numbers ===
{{Main|Aleph number}}
[[File:Aleph0.svg|right|thumb|208x208px|[[Aleph-nought]], aleph-zero, or aleph-null: the smallest infinite cardinal number, and the cardinal number of the set of natural numbers.<ref name=":7" />]]
[[File:Aleph0.svg|right|thumb|191x191px|[[Aleph-nought]], aleph-zero, or aleph-null: the smallest infinite cardinal number, and the cardinal number of the set of natural numbers. ]]
The [[aleph numbers]] are a sequence of cardinal numbers that represent the sizes of [[infinite sets]], denoted with an [[aleph]] {{tmath|1=\aleph }}, the first letter of the [[Hebrew alphabet]].<ref name=":7">
The [[aleph numbers]] are a sequence of cardinal numbers that denote the size of [[infinite sets]], denoted with an [[aleph]] <math>\aleph,</math> the first letter of the [[Hebrew alphabet]]. The first aleph number is <math>\aleph_0,</math> called "aleph-nought", "aleph-zero", or "aleph-null", which represents the cardinality of the set of all [[natural numbers]]: <math>\aleph_0 = |\N| = |\{0,1,2,3,\cdots\}| .</math> Then, <math>\aleph_1</math> represents the next largest cardinality. The most common way this is formalized in set theory is through [[Von Neumann ordinal]]s, known as [[Von Neumann cardinal assignment]].
{{multiref
|{{Harvard citation no brackets|Enderton|1977|p=137}}
|{{Harvard citation no brackets|Halmos|1998|p=101}}
|{{Harvard citation no brackets|Suppes|1972|p=156}}
}}
</ref> The first aleph number is {{tmath|1=\aleph_0 }}, called "aleph-nought", "aleph-zero", or "aleph-null", which represents the cardinality of the set of all [[natural numbers]]: {{tmath|1=\aleph_0 = \vert \N \vert = \vert\{0,1,2,3,\cdots\}\vert }}.  Then, {{tmath|1=\aleph_1 }} represents the next largest cardinality, then {{tmath|1=\aleph_2 }}, and so on.<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|pp=212–213}}
|{{Harvard citation no brackets|Jech|2003|pp=29–30}}
}}
</ref> The most common way this is formalized in set theory is through [[Von Neumann ordinal]]s, known as [[Von Neumann cardinal assignment]].<ref>{{harvnb|Moschovakis|1994|p=199}}</ref>
 
[[Ordinal number]]s generalize the notion of ''order'' to infinite sets. For example, 2 comes after 1, denoted {{tmath|1=1 < 2 }}, and 3 comes after both, denoted {{tmath|1=1 < 2 < 3 }}. Then, one defines a new number, {{tmath|1=\omega }}, which comes after every natural number, denoted {{tmath|1=1 < 2 < 3 < \cdots < \omega }}. Further {{tmath|1=\omega < \omega+1< \dots < \omega+\omega=\omega\cdot 2 }}, and so on.<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|pp=8–9}}
|{{Harvard citation no brackets|Halmos|1998|pp=74–76}}
}}
</ref> More formally, these ordinal numbers can be defined as follows:


[[Ordinal number]]s generalize the notion of ''order'' to infinite sets. For example, 2 comes after 1, denoted <math>1 < 2,</math> and 3 comes after both, denoted <math>1 < 2 < 3.</math> Then, one defines a new number, <math>\omega,</math> which comes after every natural number, denoted <math>1 < 2 < 3 < \cdots < \omega.</math> Further <math>\omega < \omega+1 ,</math> and so on. More formally, these ordinal numbers can be defined as follows:
{{tmath|1=0 := \{\} }}, the [[empty set]], {{tmath|1=1 := \{0\} }}, {{tmath|1=2 := \{0,1\} }}, {{tmath|1=3 := \{0,1,2\} }}, and so on. Then one can define {{tmath|1=m < n \text{, if } \, m \in n }}, for example, {{tmath|1=2 \in \{0,1,2\} = 3 }}, therefore {{tmath|1=2 < 3 }}. Defining {{tmath|1=\omega := \{0,1,2,3,\cdots\} }} gives {{tmath|1=\omega }} the desired property of being the smallest ordinal greater than all finite ordinal numbers. Further, {{tmath|1=\omega+1 := \{0,1,\cdots,\omega\} }}, and so on.<ref>
{{multiref
|{{Harvard citation no brackets|Halmos|1998|pp=74–80}}
|{{Harvard citation no brackets|Lévy|1979|p=52}}
}}
</ref>


<math>0 := \{\},</math> the [[empty set]], <math>1 := \{0\} ,</math> <math>2 := \{0,1\},</math> <math>3 := \{0,1,2\},</math> and so on. Then one can define <math>m < n \text{, if } \, m \in n,</math> for example, <math>2 \in \{0,1,2\} = 3,</math> therefore <math>2 < 3.</math>  Defining <math>\omega := \{0,1,2,3,\cdots\}</math> (a [[limit ordinal]]) gives <math>\omega</math> the desired property of being the smallest ordinal greater than all finite ordinal numbers. Further, <math>\omega+1 := \{1,2,\cdots,\omega\}</math>, and so on.
Since {{tmath|1=\omega \sim \N }} by the natural correspondence, one may define {{tmath|1=\aleph_0 }} as the set of all finite ordinals. That is, {{tmath|1=\aleph_0 := \omega }}. Then, {{tmath|1=\aleph_1 }} is the set of all countable ordinals (all ordinals {{tmath|1=\alpha }} with cardinality {{tmath|1=\vert \alpha \vert \leq \aleph_0 }}), the [[first uncountable ordinal]]. Since a set cannot contain itself, {{tmath|1=\aleph_1 }} must have a strictly larger cardinality: {{tmath|1=\aleph_0 < \aleph_1 }}.<ref>{{Harvard citation no brackets|Halmos|1998|pp=100–102}}</ref> Furthermore, {{tmath|1=\aleph_2 }} is the set of all ordinals with cardinality less than or equal to {{tmath|1=\aleph_1 }}, and in general the [[successor cardinal]] {{tmath|1=\kappa^+ }}is the set of all ordinals with cardinality up to {{tmath|1=\kappa }}. Put another way for infinite cardinals, {{tmath|1=\kappa^+ }} is the number of possible [[well-order]]ings on {{tmath|1=\kappa }} up to [[order isomorphism]].<ref>{{multiref
|{{Harvard citation no brackets|Hrbáček|Jech|2017|pp=130–131}}
|{{Harvard citation no brackets|Kuratowski|1968|p=277}}
|{{Harvard citation no brackets|Suppes|1972|pp=128–129}}
}}
</ref> Proving that such a set always exists is known as Hartogs' theorem, wherein the smallest ordinal not less than or equal to than a set {{tmath|1=\kappa }} is called the [[Hartogs number]] of {{tmath|1=\kappa }}.<ref>
{{multiref
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=130}}
|{{Harvard citation no brackets|Lévy|1979|p=89}}
|{{Harvard citation no brackets|Suppes|1972|p=226}}
}}
</ref> Then, {{tmath|1=\aleph_\lambda }} for a limit ordinal {{tmath|1=\lambda }} is the [[Union (set theory)|union]] of all lesser alephs.<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|p=214}}
|{{Harvard citation no brackets|Jech|2003|pp=29–30}}
}}
</ref>


Since <math>\omega \sim \N</math> by the natural correspondence, one may define <math>\aleph_0</math> as the set of all finite ordinals. That is, <math>\aleph_0 := \omega.</math> Then, <math>\aleph_1</math> is the set of all countable ordinals (all ordinals <math>\alpha</math> with cardinality <math>|\alpha| \leq \aleph_0</math>), the [[first uncountable ordinal]]. Since a set cannot contain itself, <math>\aleph_1</math> must have a strictly larger cardinality: <math>\aleph_0 < \aleph_1.</math> Furthermore, <math>\aleph_2</math> is the set of all ordinals with cardinality less than or equal to <math>\aleph_1,</math> and in general the [[successor cardinal]] <math>\kappa^+</math>is the set of all ordinals with cardinality up to <math>\kappa</math>. By the [[well-ordering theorem]], there cannot exist any set with cardinality between <math>\aleph_0</math> and <math>\aleph_1,</math> and every infinite set has some cardinality corresponding to some aleph <math>\aleph_\alpha,</math> for some ordinal <math>\alpha.</math>
The importance of ordinal numbers here is to generalize the notion of counting to infinite sets. When counting, one implicitly assigns an order to their set of objects, but no matter what order one assigns the final result of the count is always the same, which demonstrates the connection between cardinal and ordinal numbers.<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|p=|pp=136,197}}
|{{Harvard citation no brackets|Halmos|1998|pp=75,86}}
}}
</ref> Further, by the [[well-ordering theorem]], there cannot exist any set with cardinality between {{tmath|1=\aleph_0 }} and {{tmath|1=\aleph_1 }}, and every infinite set has some cardinality corresponding uniquely to some aleph {{tmath|1=\aleph_\alpha }}, for some ordinal {{tmath|1=\alpha }}.<ref>
{{multiref
|{{Harvard citation no brackets|Enderton|1977|p=197}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=170}}
|{{Harvard citation no brackets|Suppes|1972|p=236}}
}}
</ref> This allows one to use a constructive definition of the cardinality function, by assigning each set to its equinumerous aleph.<ref>
{{multiref
|{{Harvard citation no brackets|Lévy|1979|pp=|p=83}}
|{{Harvard citation no brackets|Enderton|1977|pp=195–198}}
}}
</ref>


=== Cardinal arithmetic ===
=== Cardinal arithmetic ===
[[File:AdditionShapes.svg|right|thumb|209x209px|One set has three distinct shapes while the other set has two. The consequence of the addition of the objects from the two sets is an instance of <math> 3 + 2 = 5 </math>]]
[[File:AdditionShapes.svg|right|thumb|210x210px|The addition of the objects from the two disjoint sets is an instance of {{tmath|1= 3 + 2 = 5 }}.]]
Basic arithmetic can be done on cardinal numbers in a very natural way, by extending the theorems for finite combinatorial principles above. The intuitive principle that is <math>A</math> and <math>B</math> are disjoint then addition of these sets is simply taking their [[Union (set theory)|union]], written as <math>|A \cup B| = |A| + |B|</math>. Thus if <math>A</math> and <math>B</math> are infinite, cardinal addition is defined as <math>|A| + |B| := |A \sqcup B|</math> where <math>\sqcup</math> denotes [[disjoint union]]. Similarly, the multiplication of two sets is intuitively the number of ways to pair their elements (as in the [[multiplication principle]]), therefore cardinal multiplication is defined as <math>|A| \cdot |B| := |A \times B| </math>, where <math>\times</math> denotes the [[Cartesian product]]. These definitions can be shown to satisfy the basic properties of standard arithmetic:
Basic arithmetic can be done on cardinal numbers in a very natural way, by extending the theorems for finite combinatorial principles above. The intuitive principle that is {{tmath|1=A }} and {{tmath|1=B }} are disjoint then addition of these sets is simply taking their [[Union (set theory)|union]], written as {{tmath|1=\vert A \cup B\vert = \vert A \vert + \vert B \vert }}.<ref>
{{multiref
|{{Harvard citation no brackets|Brualdi|2004|p=28}}
|{{Harvard citation no brackets|Enderton|1977|p=139}}
|{{Harvard citation no brackets|Halmos|1998|p=95}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=93}}
}}
</ref> Thus if {{tmath|1=A }} and {{tmath|1=B }} are infinite, cardinal addition is defined as {{tmath|1= \vert A \vert + \vert B \vert := \vert A \sqcup B\vert }} where {{tmath|1=\sqcup }} denotes [[disjoint union]]. Similarly, the multiplication of two sets is intuitively the number of ways to pair their elements (as in the [[multiplication principle]]), therefore cardinal multiplication is defined as {{tmath|1=\vert A \vert \cdot \vert B \vert := \vert A \times B\vert }}, where {{tmath|1=\times }} denotes the [[Cartesian product]].<ref>{{multiref
|{{Harvard citation no brackets|Brualdi|2004|pp=28–30}}
|{{Harvard citation no brackets|Enderton|1977|p=139}}
|{{Harvard citation no brackets|Halmos|1998|p=95}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=94}}
}}
</ref> These definitions can be shown to satisfy the basic properties of standard arithmetic:<ref>
{{multiref
|{{Harvard citation no brackets|Bourbaki|1968|p=162}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=94}}
|{{Harvard citation no brackets|Krivine|1971|p=26}}
|{{Harvard citation no brackets|Kuratowski|1968|pp=183–184, 198–202}}
}}
</ref>


* [[Associativity]]: <math>A \sqcup (B \sqcup C) \sim (A \sqcup B) \sqcup C</math>, and <math>A \times (B \times C) \sim (A \times B) \times C</math>
* [[Associativity]]: {{tmath|1=\vert A \vert + \vert B \sqcup C\vert = \vert A \sqcup B\vert + \vert C \vert }}, and {{tmath|1=\vert A \vert \cdot \vert B \times C \vert = \vert A \times B \vert \cdot \vert C \vert }}
* [[Commutativity]]: <math>A \sqcup B \sim B \sqcup A</math>, and <math>A \times B \sim B \times A</math>
* [[Commutativity]]: {{tmath|1=\vert A \vert + \vert B \vert = \vert B \vert + \vert A \vert }}, and {{tmath|1=\vert A \vert \cdot \vert B \vert = \vert B \vert \cdot \vert A \vert }}
* [[Distributivity]]: <math>A \times (B \sqcup C) \sim (A \times B) \sqcup (A \times C)</math>
* [[Distributivity]]: {{tmath|1=\vert A \vert \cdot \vert B \sqcup C\vert = \vert A \times B\vert + \vert A \times C\vert }}


Cardinal exponentiation <math>|A|^{|B|}</math> is defined via [[set exponentiation]], the set of all functions <math>f:B \mapsto A</math>, that is, <math>|A|^{|B|} := |A^B|.</math> For finite sets this can be shown to coincide with standard [[Exponentiation#Integer exponents|natural number exponentiation]], but includes as a corollary that [[zero to the power of zero]] is one <math>(0^0 = 1)</math> since there is exactly one function from the [[empty set]] to itself: the [[empty function]]. A combinatroial argument can be used to show <math>2^{|A|} = |\mathcal{P}(A)|</math>. In general, cardinal exponentiation is not as well-behaved as cardinal addition and multiplication. For example, even though it can be proven that the expression <math>2^{\aleph_0}</math>does indeed correspond to some aleph, it is [[unprovable]] from standard set theories which aleph it corresponds to. The following properties of exponentiation can be shown by [[currying]]:
Although a lot of properties of finite arithmetic hold for infinite arithmetic, as above and in the table below, strict inequalities (such as [[Kőnig's theorem (set theory)|Kőnig's theorem]]) are rare. For example, in finite arithmetic, for any nonzero number {{Tmath|n}}, {{Tmath|n+n > n}}. However, since both the set of even numbers {{Tmath|(E)}} and set of odd numbers {{Tmath|(F)}} have cardinality {{Tmath|\aleph_0}}, it shows {{Tmath|1=\vert E \sqcup F \vert = \vert \N \vert}} thus {{Tmath|1=\aleph_0 + \aleph_0 = \aleph_0}}. In fact, for any infinite cardinal, {{tmath|1=\kappa+\kappa=\kappa\cdot\kappa=\kappa}}. In this way, infinite cardinal addition and multiplication are considered to be remarkably well-behaved (at least under the [[Axiom of Choice]]).<ref>
{{multiref
| {{harvnb|Enderton|1977|p=162}}
| {{harvnb|Hrbáček|Jech|2017|p=94}}
}}
</ref>


* <math>(A^B)^C \sim A^{B \times C}</math>
Cardinal exponentiation {{tmath|1=\vert A \vert^{\vert B \vert} }} is defined via [[set exponentiation]], the set of all functions {{tmath|1=f:B \mapsto A }}, that is, {{tmath|1=\vert A \vert^{\vert B \vert} := \vert A^B\vert }} which naturally extends the role of "repeated multiplication" to infinite sets.<ref>
 
{{multiref
* <math>A^{B \, \sqcup \, C} \sim A^B \times A^C</math>
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=95}}
* <math>(A \times B)^C \sim A^C \times B^C</math>
|{{Harvard citation no brackets|Lévy|1979|p=98}}
}}
</ref> For finite sets this can be shown to coincide with standard [[Exponentiation#Integer exponents|natural number exponentiation]], but includes as a corollary that [[zero to the power of zero]] is one {{tmath|1=(0^0 = 1) }} since there is exactly one function from the [[empty set]] to itself: the [[empty function]].<ref>
{{multiref
|{{harvnb|Bourbaki|1968|p=164}}
|{{harvnb|Enderton|1977|p=141}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=97}}
|{{Harvard citation no brackets|Lévy|1979|p=98}}
}}
</ref> A combinatorial argument can be used to show {{tmath|1=2^{\vert A \vert} = \vert\mathcal{P}(A)\vert }}, by considering the [[indicator function]] of each subset. In general, cardinal exponentiation is not as well-behaved as addition and multiplication. For example, even though it can be proven that the expression {{tmath|1=2^{\aleph_0} }}does indeed correspond to some aleph, it is [[unprovable]] from standard set theories which aleph it corresponds to.<ref>
{{multiref
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=101}}
|{{Harvard citation no brackets|Lévy|1979|p=99}}
}}
</ref>
{| class="wikitable"
|+Basic results
!Exponentiation
!Inequality and [[Monotonicity]]
![[Identity element]]s
![[Absorption law]]s (for infinite A,B)
|-
|{{tmath|1=\big(\vert A \vert^{\vert B \vert} \big)^{\vert C \vert } = \vert A \vert^{\vert B \times C\vert} }} {{Efn|The specific technique here is known as ''[[Currying]]''}}<ref>
{{multiref
|{{harvnb|Enderton|1977|p=142}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=95}}
|{{Harvard citation no brackets|Kuratowski|1968|p=185}}
}}
</ref>
|{{tmath|1=\vert A \vert \leq \vert B \vert }} implies  {{tmath|1=\vert A \vert+\vert C \vert  \leq \vert B \vert + \vert C \vert }}<ref>
{{multiref
|{{Harvard citation no brackets|Kuratowski|1968|p=187}}
|{{harvnb|Lévy|1979|p=93}}
}}
</ref>
|{{tmath|1=\vert A \vert + \bold 0 = \vert A \vert }}<ref>
{{multiref
|{{Harvard citation no brackets|Lévy|1979|p=93}}
|{{harvnb|Enderton|1977|p=143}}
}}
</ref>
|{{tmath|1=\vert A \vert+\vert B \vert = \operatorname{max}(\vert A \vert,\vert B \vert) }}<ref name="Bourbaki 1968 188">
{{multiref
|{{harvnb|Bourbaki|1968|p=188}}
|{{harvnb|Enderton|1977|p=164}}
}}
</ref>
|-
|{{tmath|1=\vert A \vert^{\vert B \vert + \vert C \vert } = \vert A \vert^{\vert B \vert} \cdot \vert A \vert^{\vert C \vert } }}<ref name="Hrbáček 2017 95">
{{multiref
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=95}}
|{{Harvard citation no brackets|Krivine|1971|p=27}}
|{{Harvard citation no brackets|Kuratowski|1968|p=185}}
}}
</ref>
|{{tmath|1=\vert A \vert \leq \vert B \vert }} implies  {{tmath|1=\vert A \vert \cdot \vert C \vert  \leq \vert B \vert \cdot \vert C \vert }}<ref>
{{multiref
|{{Harvard citation no brackets|Kuratowski|1968|p=187}}
|{{harvnb|Lévy|1979|p=95}}
}}
</ref>
|{{tmath|1=\vert A \vert \cdot \bold 1 = \vert A \vert }}<ref>
{{multiref
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=94}}
|{{Harvard citation no brackets|Krivine|1971|p=26}}
}}
</ref>
|{{tmath|1=\vert A \vert\cdot\vert B \vert = \operatorname{max}(\vert A \vert,\vert B \vert) }}<ref name="Bourbaki 1968 188" />
|-
|{{tmath|1=\vert A \times B\vert ^{\vert C \vert } = \vert A \vert^{\vert C \vert } \cdot \vert B \vert^{\vert C \vert } }}<ref name="Hrbáček 2017 95" />
|{{tmath|1=\vert A \vert \leq \vert B \vert }} implies  {{tmath|1=\vert A \vert^{\vert C \vert } \leq \vert B \vert^{\vert C \vert } }}<ref name="Enderton 1977 149">
{{multiref
|{{harvnb|Enderton|1977|p=149}}
|{{Harvard citation no brackets|Kuratowski|1968|p=187}}
}}
</ref>
|{{tmath|1=\vert A \vert^{\bold 1} = \vert A \vert }}<ref>
{{multiref
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=97}}
|{{Harvard citation no brackets|Kuratowski|1968|p=185}}
}}
</ref>
|{{tmath|1=\bold 0 \cdot \vert A \vert  = \bold 0 }} ([[Absorbing element|annihilator]])<ref>
{{multiref
|{{harvnb|Enderton|1977|p=143}}
|{{Harvard citation no brackets|Lévy|1979|p=95}}
}}
</ref>
|-
|{{tmath|1=\vert A \vert^\bold 0 = \bold 1 }}<ref>
{{multiref
|{{harvnb|Bourbaki|1968|p=164}}
|{{harvnb|Enderton|1977|p=143}}
}}
</ref>
|{{tmath|1=\vert A \vert \leq \vert B \vert }} and {{tmath|1=\bold 0 < \vert C \vert }} implies {{tmath|1=\vert C \vert ^{\vert A \vert} \leq \vert C \vert ^{\vert B \vert} }}<ref name="Enderton 1977 149" />
|
|{{tmath|1=\bold 1^{\vert A \vert} = \bold 1 }}<ref>
{{multiref
|{{Harvard citation no brackets|Kuratowski|1968|p=185}}
|{{Harvard citation no brackets|Lévy|1979|p=98}}
}}
</ref>
|}


=== Set of all cardinal numbers ===
=== Set of all cardinal numbers ===
The ''set of all cardinal numbers'' refers to a hypothetical set which contains all cardinal numbers. Such a set cannot exist, which has been considered paradoxical, and related to the [[Burali-Forti paradox]]. Using the definition of cardinal numbers as represetatives of their cardinalities.  It begins by assuming there is some set <math>S := \{ X \, | X \text{ is a cardinal number}\}.</math> Then, if there is some largest cardinal <math>\kappa \in S ,</math> then the powerset <math>2^\kappa</math> is strictly greater, and thus not in <math>S.</math> Conversly, if there is no largest element, then the [[Union (set theory)#Arbitrary union|union]] <math>\bigcup S</math> contains the elements of all elements of <math>S,</math> and is therefore greater than or equal to each element. Since there is no largest element in <math>S,</math> for any element <math>x \in S,</math> there is another element <math>y \in S</math> such that <math>|x| < |y|</math> and <math>|y| \leq \Bigl| \bigcup S \Bigr|.</math> Thus, for any <math>x \in S,</math> <math>|x| < \Bigl| \bigcup S \Bigr|,</math> and so <math>\Bigl| \bigcup S \Bigr| \notin S.</math> Thus, the collection of cardinal numbers is too large to form a set, and is a [[Cardinality#Proper classes|proper class]].
[[File:Frank-Rühl_sample-Tav.svg|alt=ת|thumb|212x212px|The [[Hebrew alphabet|Hebrew]] letter [[Taw|Tav]], denoting the [[Cardinality#Proper classes|proper class]] of all cardinal numbers<ref name=":0" />]]
The ''set of all cardinal numbers'' refers to a hypothetical set which contains all cardinal numbers. Such a set cannot exist, which has been considered paradoxical, and related to the [[Burali-Forti paradox]]. Using the definition of cardinal numbers as representatives of their cardinalities.  It begins by assuming there is some set {{tmath|1=S := \{ X \, \vert X \text{ is a cardinal number}\} }}. Then, if there is some largest cardinal {{tmath|1=\kappa \in S }}, then the powerset {{tmath|1=2^\kappa }} is strictly greater, and thus not in {{tmath|1=S }}. Conversely, if there is no largest element, then the [[Union (set theory)#Arbitrary union|union]] {{tmath|1=\bigcup S }} contains the elements of all elements of {{tmath|1=S }}, and is therefore greater than or equal to each element. Since there is no largest element in {{tmath|1=S }}, for any element {{tmath|1=x \in S }}, there is another element {{tmath|1=y \in S }} such that {{tmath|1=\vert x \vert < \vert y \vert }} and {{tmath|1=\vert y \vert \leq \Bigl\vert \bigcup S \Bigr\vert }}. Thus, for any {{tmath|1=x \in S }}, {{tmath|1=\vert x \vert < \Bigl\vert \bigcup S \Bigr \vert }}, and so {{tmath|1=\Bigl\vert \bigcup S \Bigr\vert \notin S }}. Thus, the collection of all cardinal numbers is too large to form a set, and is a [[Cardinality#Proper classes|proper class]].<ref>
{{multiref|
{{harvnb|Bourbaki|1968|pp=165,328}}
|{{Harvard citation no brackets|Hrbáček|Jech|2017|p=97}}
|{{Harvard citation no brackets|Kuratowski|1968|pp=179–181}}
}}
</ref> Georg Cantor denoted  the collection of all cardinal numbers '''{{char|{{large|{{script|Hebr|ת}}}}}}''' ([[Taw|tav]], the last letter of the [[Hebrew alphabet]]), and considered it to be an "inconsistent multiplicity".<ref name=":0">
{{multiref
|{{harvnb|Ferreirós|2007|p=291}}
}}
</ref>
{{clear}}


== Cardinality of the continuum ==
== Cardinality of the continuum ==
{{main|Cardinality of the continuum|Continuum hypothesis}}
{{main|Cardinality of the continuum|Continuum hypothesis}}
[[File:Number line.png|thumb|The [[number line]], containing all points in its continuum.|314x314px]]
The [[number line]] is a geometric construct of the intuitive notions of "[[space]]" and "[[distance]]" wherein each point corresponds to a distinct quantity or position along a continuous path. The terms "continuum" and "continuous" refer to the totality of this line, having some space (other points) between any two points on the line ([[Dense order|dense]] and [[Archimedean property|archimedian]]) and the absence of any gaps ([[Completeness of the real numbers|completeness]]), This intuitive construct is formalized by the set of [[real numbers]] <math>(\R)</math> which model the continuum as a complete, densely ordered, uncountable set.
[[File:Cantor set binary tree.svg|thumb|262x262px|First five itterations approaching the Cantor set]]
The [[cardinality of the continuum]], denoted by "<math>\mathfrak c</math>" (a lowercase [[fraktur (script)|fraktur script]] "c"), remains invariant under various transformations and mappings, many considered surprising. For example, all intervals on the real line e.g. <math>[0,1]</math>, and <math>[0,2]</math>, have the same cardinality as the entire set <math>\R</math>. First, <math>f(x) = 2x</math> is a bijection from <math>[0,1]</math> to <math>[0,2]</math>. Then, the [[tangent function]] is a bijection from the interval <math display="inline">\left( \frac{-\pi}{2} \, ,  \frac{\pi}{2} \right)</math> to the whole real line. A more surprising example is the [[Cantor set]], which is defined as follows: take the interval <math>[0,1]</math> and remove the middle third <math display="inline">\left( \frac{1}{3}, \frac{2}{3} \right)</math>, then remove the middle third of each of the two remaining segments, and continue removing middle thirds (see image). The Cantor set is the set of points that survive this process. This set that remains is all of the points whose decimal expansion can be written in [[Ternary numeral system|ternary]] without a 1. Reinterpreting these decimal expansions as [[Binary number|binary]] (e.g. by replacing the 2s with 1s) gives a bijection between the Cantor set and the interval <math>[0,1]</math>.
[[File:Peanocurve.svg|thumb|339x339px|Three iterations of a [[Peano curve]] construction, whose [[Limit of a sequence|limit]] is a [[space-filling curve]].]]
[[Space-filling curves]] are continuous surjective maps from the [[unit interval]] <math>[0,1]</math> onto the [[unit square]] on <math>\R^2</math>, with classical examples such as the [[Peano curve]] and [[Hilbert curve]]. Although such maps are not injective, they are indeed surjective, and thus suffice to demonstrate cardinal equivalence. They can be reused at each dimension to show that <math>|\R| = |\R^n| = \mathfrak{c}</math> for any dimension <math>n \geq 1.</math> The infinite [[cartesian product]] <math>\R^\infty</math>, can also be shown to have cardinality <math>\mathfrak c</math>. This can be established by cardinal exponentiation: <math>|\R^\infty| = \mathfrak{c}^{\aleph_0} = \left(2^{\aleph_0} \right)^{\aleph_0} = 2^{(\aleph_0 \cdot \aleph_0)} = 2^{\aleph_0} = \mathfrak{c} = |\R|</math>.  Thus, the real numbers, all finite-dimensional real spaces, and the countable cartesian product share the same cardinality.


As shown in {{slink||Uncountable sets}}, the set of real numbers is strictly larger than the set of natural numbers. Specifically, <math>|\R| = |\mathcal{P}(\N)|  </math>. The [[Continuum Hypothesis]] (CH) asserts that the real numbers have the next largest cardinality after the natural numbers, that is <math>|\R| = \aleph_1</math>. As shown by [[Kurt Gödel|Gödel]] and [[Paul Cohen|Cohen]], the continuum hypothesis is [[independence (mathematical logic)|independent]] of [[Zermelo–Fraenkel set theory with the axiom of choice|ZFC]], a standard axiomatization of set theory; that is, it is impossible to prove the continuum hypothesis or its negation from ZFC—provided that ZFC is [[Consistency|consistent]].<ref>{{Cite journal |last=Cohen |first=Paul J. |date=December 15, 1963 |title=The Independence of the Continuum Hypothesis |journal=Proceedings of the National Academy of Sciences of the United States of America |volume=50 |issue=6 |pages=1143–1148 |bibcode=1963PNAS...50.1143C |doi=10.1073/pnas.50.6.1143 |jstor=71858 |pmc=221287 |pmid=16578557 |doi-access=free}}</ref><ref>{{Cite journal |last=Cohen |first=Paul J. |date=January 15, 1964 |title=The Independence of the Continuum Hypothesis, II |journal=Proceedings of the National Academy of Sciences of the United States of America |volume=51 |issue=1 |pages=105–110 |bibcode=1964PNAS...51..105C |doi=10.1073/pnas.51.1.105 |jstor=72252 |pmc=300611 |pmid=16591132 |doi-access=free}}</ref><ref>{{Citation |last=Penrose |first=R |title=The Road to Reality: A Complete Guide to the Laws of the Universe |year=2005 |publisher=Vintage Books |isbn=0-09-944068-7 |author-link=Roger Penrose}}</ref> The [[Generalized Continuum Hypothesis]] (GCH) extends this to all infinite cardinals, stating that <math>2^{\aleph_\alpha} = \aleph_{\alpha+1}</math> for every ordinal <math>\alpha</math>. Without GHC, the cardinality of <math>\R</math> cannot be written in terms of specific alephs. The [[Beth numbers]] provide a concise notation for powersets of the real numbers starting from <math>\beth_0 = |\N|</math>, then <math>\beth_1 = 2^{\beth_0} =|\R|</math>, and <math>\beth_2 = |\mathcal{P}(\R)| = 2^{\beth_1}</math>, and in general <math>\beth_{n+1} = 2^{\beth_n}</math> and <math>\beth_{\lambda} = \bigcup_{\alpha<\lambda} \beth_\alpha</math> if <math>\lambda</math> is a [[limit ordinal]].  
[[File:Number line.png|thumb|The [[number line]], containing all points in its continuum|314x314px|class=skin-invert-image]]
The [[Real number|real numbers]] {{tmath|1=(\R) }} formalize the intuitive notion of the ''continuum'': the unbroken, gapless set of points on the [[number line]].<ref>
{{multiref
|{{harvnb|Hashisaki|Peterson|1963|p=198}}
}}
</ref> There are numerous ways to construct and analyze the [[Continuum (set theory)|continuum in set theory]], for example, sets of [[Cauchy sequences]] of rational numbers, or [[Dedekind cut|Dedekind cuts]]. However, a somewhat informal definition as the set of infinite sequences of digits, e.g. {{tmath|1=0.1234... }}, with the usual arithmetic and order is a popular and sufficient choice for basic arguments involving the continuum.<ref>
{{multiref
|{{harvnb|Hashisaki|Peterson|1963|p=211}}
|{{harvnb|Gamov|1947||p=19}}
}}
</ref> The cardinality of this set, denoted "{{tmath|1=\mathfrak c }}" (a lowercase [[fraktur (script)|fraktur script]] "c"), turns out to be remarkably stable under various transformations.<ref>{{harvnb|Dasgupta|2013|p=77}}</ref>
[[File:Cantor set binary tree.svg|thumb|282x282px|First five iterations approaching the [[Cantor set]]]]
For example, all intervals on the real line e.g. {{tmath|1=[0,1] }}, and {{tmath|1=[0,2] }}, have the same cardinality as the entire set {{tmath|1=\R }}. First, {{tmath|1=f(x) = 2x }} is a bijection from {{tmath|1=[0,1] }} to {{tmath|1=[0,2] }}. The fact that two intervals of unequal length can be mapped one-to-one has been known, even if considered paradoxical, for thousands of years (cf. ''{{slink||Ancient history}}'').<ref>
{{multiref
|{{harvnb|Enderton|1977|p=131}}
|{{harvnb|Gamov|1947||p=21}}
}}
</ref> Further, the [[tangent function]] is a bijection from the interval {{tmath|1= \textstyle\left( \frac{-\pi}{2} \, , \frac{\pi}{2} \right) }} to the whole real line. A more surprising example is the [[Cantor set]], which is defined as follows: take the interval {{tmath|1=[0,1] }} and remove the middle third {{tmath|1= \textstyle( \frac{1}{3}, \frac{2}{3} ) }}, then remove the middle third of each of the two remaining segments, and continue removing middle thirds (see image). The Cantor set is the collection of points that survive this process. The remaining points are exactly those whose decimal expansion can be written in [[Ternary numeral system|ternary]] without a 1. Reinterpreting these decimal expansions as [[Binary number|binary]] (e.g. by replacing the 2s with 1s) gives a bijection between the Cantor set and the interval {{tmath|1=[0,1] }}. The Cantor set has a [[Measure (mathematics)|measure]] or "length" of zero, and yet is still equinumerous to the whole real line.<ref>
{{multiref
|{{harvnb|Hrbáček|Jech|2017|pp=185-186}}
|{{harvnb|Moschovakis|1994|pp=11-12}}
|{{harvnb|Dasgupta|2013|pp=119-121}}
}}
</ref>
[[File:Peanocurve.svg|thumb|339x339px|Three iterations of a [[Peano curve]] construction, whose [[Limit of a sequence|limit]] is a [[space-filling curve]]|class=skin-invert-image]]
In the other direction, into higher dimensions, one can find a bijective map between a one-dimensional line and a two-dimensional square. Given a point in the [[unit square]] in {{tmath|1=\R^2 }} (two-dimensional space) {{tmath|1= \textstyle(0.a_1 a_2 a_3... \, , 0.b_1 b_2 b_3...) }}, one can interleave their digits to get the unique number {{tmath|1= \textstyle0.a_1 b_1 a_2 b_2... }} in the [[unit interval]] {{tmath|1=[0,1] }}.<ref>
{{multiref
|{{harvnb|Gamov|1947||p=21}}
}}
</ref> {{Efn|Strictly speaking, this assumes that the decimal expansions given are always of the same form, always using either the terminating or non-terminating representation if there is a choice. This can be avoided by padding the digits with zeros as 0.a0b0... to regain injectivity regardless of the representation.}} [[Space-filling curves]] offer a more visual proof, giving a continuous map from the unit interval onto the unit square. Classical examples include the [[Peano curve]] and [[Hilbert curve]]. Although these maps are not bijective, they are indeed sufficient to show {{tmath|1=\vert \R^2 \vert \leq \vert \R \vert }} with the converse being immediate. Both of these methods can be reused at each dimension to show that {{tmath|1= \vert \R^n \vert = \vert \R^{n+1}\vert }} and thus  {{tmath|1=\vert \R \vert = \vert \R^n\vert }} for any dimension {{tmath|1=n \geq 1 }}.<ref>
{{multiref
|{{harvnb|Farlow|2014|pp=132-135}}
}}
</ref> Further, the infinite [[cartesian product]] {{tmath|1=\R^\infty }} can also be shown to be equinumerous to {{tmath|1=\R }} by cardinal arithmetic: {{tmath|1= \textstyle \vert \R^\infty\vert = \vert \R \vert^{\aleph_0} = (2^{\aleph_0} )^{\aleph_0} = 2^{(\aleph_0 \cdot \aleph_0)} = 2^{\aleph_0} = \vert \R \vert }}.  Thus, the real numbers, all finite-dimensional real spaces, and the countable cartesian product have the same cardinality.<ref>
{{multiref
|{{harvnb|Hrbáček|Jech|2017|p=99}}
}}
</ref>
 
As shown in {{section link||Uncountable sets}}, the set of real numbers is strictly larger than the set of natural numbers. Specifically, {{tmath|1=\vert \R \vert = \vert\mathcal{P}(\N)\vert  }}. The [[Continuum Hypothesis]] (CH) asserts that the real numbers have the next largest cardinality after the natural numbers, that is {{tmath|1=\vert \R \vert = \aleph_1 }}. As shown by [[Kurt Gödel|Gödel]] and [[Paul Cohen|Cohen]], the continuum hypothesis is [[independence (mathematical logic)|independent]] of [[Zermelo–Fraenkel set theory with the axiom of choice|ZFC]], a standard axiomatization of set theory; that is, it is impossible to prove the continuum hypothesis or its negation from ZFC—provided that ZFC is [[Consistency|consistent]], meaning it produces no contradictions.<ref>
{{multiref
|{{harvnb|Cohen|1963}}
|{{harvnb|Cohen|1964}}
}}
</ref> The [[Generalized Continuum Hypothesis]] (GCH) extends this to all infinite cardinals, stating that {{tmath|1=2^{\aleph_\alpha} = \aleph_{\alpha+1} }} for every ordinal {{tmath|1=\alpha }}. Research on CH and GCH continues independent of ZFC, especially in [[descriptive set theory]] and through the exploration of [[Cardinality#Large cardinals|large cardinal axioms]].<ref>
{{multiref
|{{Harvard citation no brackets|Heller|Woodin|2011|pp=2–3}}
|{{Harvard citation no brackets|Kanamori|2003|p=XV}}
}}
</ref> Without GHC, the cardinality of {{tmath|1=\R }} cannot be written in terms of specific alephs. The [[Beth numbers]] (  {{tmath|\textstyle\beth}}, the second letter of the [[Hebrew alphabet]]) provide a concise notation for powersets of the real numbers starting from {{tmath|1=\beth_0 = \vert \N \vert }}, then {{tmath|1=\beth_1 = 2^{\beth_0} =\vert \R \vert }}, and {{tmath|1=\beth_2 = \vert\mathcal{P}(\R)\vert = 2^{\beth_1} }}, and in general {{tmath|1=\beth_{n+1} = 2^{\beth_n} }} and {{tmath|1=\beth_{\lambda} = \bigcup_{\alpha<\lambda} \beth_\alpha }} if {{tmath|1=\lambda }} is a [[limit ordinal]].<ref>
{{multiref
|{{harvnb|Enderton|1977|p=214}}
}}
</ref>
 
== Alternative and additional axioms ==
Around the turn of the 20th century, set theory turned to an axiomatic approach to avoid rampant foundational issues related to its naive study (cf. ''{{section link||Axiomatic set theory}}''). The most common axiomatic set theory used today is [[Zermelo–Fraenkel set theory]] (ZFC). In this system, the relevant axioms include: the [[Axiom of Infinity]], stating roughly "there is an infinite set", specifically, a set with cardinality of the natural numbers {{tmath|1=\N }}; the [[Axiom of power set]], which says that, for any set {{tmath|1=A }}, the powerset {{tmath|1=\mathcal P(A) }} also exists; and the [[Axiom of Choice]], explained below. ZFC has been criticized both for being too strong, and too weak. Similarly, there are many "natural extensions" of ZFC studied by set theorists. Thus, there exist many alternative systems of axioms each of which has implications to the standard theory of cardinality discussed above.<ref name=":14">{{Harvard citation no brackets|Ferreirós|2007|loc=Chapter XI: Consolidation of Axiomatic Set Theory}}</ref>
 
=== Without the axiom of choice ===
[[File:Axiome_du_choix.svg|class=skin-invert-image|thumb|277x277px|For any infinite collection of "jars of marbles," the axiom of choice allows one to choose exactly one marble from each jar.]]
The [[Axiom of Choice]] (AC) is a fundamental principle in the foundations of mathematics which has seen much controversy in its history. Informally, it states that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from each set, even if the collection is infinite. The controversy over AC had mostly to do with the nature of how it chose these elements. Whereas most axioms seem to describe what sets are or allow one to construct explicit sets, AC does not tell you ''which'' set you have constructed, just that such a choice function exists, leaving the constructed set implicit. It is hardly controversial to modern mathematicians, however, because of its unique historical controversy it is often given special treatment not given to other axioms that basic proofs which use it ought to call it out.<ref>{{multiref
| {{harvnb|Bell|2021|loc=Section 1. Origins and Chronology of the Axiom of Choice}}
| {{harvnb|Jech|2008|pp=1-2}}
| {{harvnb|Enderton|1977|pp=154,155}}
}}</ref>
 
The Axiom of Choice is very closely related to the nature of cardinality. AC imposes a strict structure on what cardinality can be and what it means to compare to sets. Assuming AC is false, cardinality has a much more intricate structure and resists the kind of linear order AC offers. For example, cardinal inequality does not treat injection and surjection equivalently. Specifically, there exists sets, such that there is a surjection from {{tmath|A}} onto {{tmath|B}}, but no injection from {{tmath|B}} into {{tmath|A}}, thus injection is a strictly stronger notion. Similarly, although cardinal inequality maintains a partial order, there exist incomparable sets under cardinal inequality, that is, the [[law of trichotomy]] fails to hold, and there are sets such that none of {{tmath|A<B}}, {{tmath|A\sim B}}, {{tmath|A>B}} hold. Both of these (trichotomy and that surjection implies injection) are equivalent to AC.<ref>{{multiref
| {{harvnb|Bell|2021|loc=Section 1. Origins and Chronology of the Axiom of Choice}} "AC4. Any surjective function has a right inverse."
| {{harvnb|Enderton|1977|pp=151-153}}
}}</ref>
 
Because trichotomy does not hold and the aleph sequence has a natural well-order, there exist sets whose cardinality does not correspond to any aleph. As such, the cardinality function {{tmath|A \mapsto \vert A\vert}} becomes somewhat more difficult to define. In fact, a cardinality function that maps each set to a unique "representative" of that cardinality{{em dash}}i.e. satisfying [[Cardinality#Cardinal numbers|Hume's principle]], and [[idempotence]] ({{tmath|1=\vert\vert S\vert\vert = \vert S \vert}} or {{tmath|\vert S\vert \sim S}}){{em dash}}is impossible without AC.<ref>
{{multiref
| {{harvnb|Jech|2008|pp=152-156}}
| {{harvnb|Lévy|1969}}
| {{harvnb|Pincus|1974}}
}}
</ref> Set theories without AC address this by adopting the so-called ''Frege{{en dash}}Russell{{en dash}}Scott'' definition, introduced by [[Dana Scott]], reminiscent of the ''Frege{{en dash}}Russell'' cardinal numbers. Under this definition, one considers the "Set of all sets" equinumerous with {{tmath|A}}, but applies [[Scott's trick]] to regularize these classes. Specifically, it reduces this class to only those sets of [[Rank (set theory)|minimal rank]]; that is, those sets which appear earliest in the [[von Neumann hierarchy]]. Since the von Neumann hierarchy is well-ordered, there is a least rank, and since these sets all share that rank, their collection is bounded in the hierarchy and thus constitutes a set rather than a proper class.<ref>
{{multiref
| {{harvnb|Lévy|1979|p=84}}
| {{harvnb|Dasgupta|2013|p=78}}
}}</ref>
 
Cardinal arithmetic is much more involved, losing many of its simplest identities. The identity {{tmath|1=\vert A\vert + \vert B\vert = \operatorname{max}(\vert A\vert, \vert B\vert)}} requires a well-defined notion of "max" which requires all sets to be comparable, and therefore does not hold. Similarly, the statement that {{tmath|1=\mathfrak p^2 = \mathfrak p}} for every infinite cardinal {{tmath|\mathfrak p}}, and even the statement that the [[Direct product|arbitrary product]] of non-zero cardinal numbers always non-zero{{em dash}}called the ''Multiplicative axiom'' by Bertrand Russell{{em dash}}are both equivalent to AC.<ref>{{multiref
|1={{harvnb|Jech|2008|pp=157}} |2={{harvnb|Enderton|1977|p=151}}}}</ref> Further, although the Generalized Continuum Hypothesis (GCH, that {{tmath|1=\aleph_\alpha = \beth_\alpha}} for every {{tmath|\alpha}}) is independent of ZFC, it can be shown ZF+GCH is sufficient to derive AC, and therefore, if AC is false, it follows that GCH does not hold.<ref>{{multiref
| {{harvnb|Jech|2008|pp=159-161}}
|  {{harvnb|Bell|2021|loc=Section 4. Mathematical Applications of the Axiom of Choice}}
}}</ref>
 
=== Proper classes ===
Some set theories include [[Class (set theory)|classes]], which are collections of sets, which allows theories to discuss any collection of sets without running into issues [[self-reference]] (e.g. [[Russell's paradox|the set of all sets that don't contain themselves]].). A class is called a proper class when, at least intuitively, it is "too large" to form a set. For example, the [[Universe (mathematics)|Universe of all sets]], the [[Cardinality#Set of all cardinal numbers|class of all cardinal numbers]], and the [[Burali-Forti paradox|class of all ordinal numbers]] are proper classes. Such set theories include [[Von Neumann–Bernays–Gödel set theory]] (NBG), and [[Morse–Kelley set theory]] (MK). Cantor originally called the size of these "too large" sets "[[Absolute infinite]]", separating it from the transfinite. The former he characterized by its "inconsistency", causing paradoxes, and associated the concept with [[God]]. <ref>{{multiref
|{{Harvard citation no brackets|Heller|Woodin|2011|pp=40–41}}
|{{harvnb|Felgner|2023|pp=214-215}}
|{{harvnb|Ferreirós|2007|p=261}}
}}
</ref>
 
Proper classes can, in a sense, be assigned cardinalities. The first to formally distinguish between sets and classes was [[John von Neumann]], who formalized the notion of "too large to form sets". More accurately, he defined a class to be "too big" (a proper class) if and only if it was equinumerous with the whole Universe of sets (cf. ''[[Axiom of limitation of size]]''; used as an axiom in MK set theory, and derivable as a theorem in NBG). Thus, all proper classes have the same "size". The axiom has several implications, mostly relating to the [[limitation of size]] principles of early set theory. It implies the [[axiom of specification]], the [[axiom of replacement]], the [[axiom of union]], and the [[axiom of global choice]].<ref>{{multiref
|{{harvnb|Ferreirós|2007|p=379}}
}}</ref>
 
=== Large cardinals ===
[[File:Large_Cardinals.jpg|thumb|317x317px|Large cardinal hierarchy, ordered from bottom to top in terms of strength]]
[[Large cardinal|Large cardinal axioms]] assert the existence of cardinal numbers which, as the name suggests, are very large{{mdash}}so large that they cannot be proven to exist within ZFC. For example, an [[inaccessible cardinal]] is, roughly, a cardinal that cannot be approached from below using basic set-theoretic operations such as unions, limits, and powersets (more formally, a [[Regular cardinal|regular]], [[limit cardinal]] greater than {{tmath|1=\aleph_0 }}). Large cardinals are understood in terms of the [[Von Neumann hierarchy]], denoted {{tmath|1=V_\alpha }} (for some ordinal {{tmath|1=\alpha }}), which can be understood as the sets that can be obtained from the empty set, followed by recursively applying the powerset {{tmath|1=\alpha }} times. Specifically, {{tmath|1=V_0 = \varnothing }}, {{tmath|1=V_{\alpha+1} = \mathcal P(V_\alpha) }} and {{tmath|1=V_\lambda = \bigcup_{\alpha < \lambda} V_\alpha }} for a limit ordinal {{tmath|1=\lambda }}.<ref>{{Harvard citation no brackets|Heller|Woodin|2011|p=89}}</ref>
 
There exist [[List of large cardinal properties|many known properties defining large cardinals]], which come seemingly in a linear hierarchy, in terms of consistency strength. As an analogy, in ZFC without the [[Axiom of Infinity]] can only prove the existence of finite sets. Therefore {{tmath|1=V_\omega ( = \mathcal{P}(\varnothing) \cup \mathcal{P}(\mathcal{P}(\varnothing)) \cup \cdots ) }}, whose existence is provable in usual ZFC, can serve as a model of ZFC{{en dash}}Infinity, and thus if ZFC is consistent, ZFC{{en dash}}Infinity is consistent.<ref>{{Harvard citation no brackets|Heller|Woodin|2011|pp=90–94|loc=Chapter 4.2: The Realm of the Finite}}</ref> Analogously, ZFC{{math|+}}"There exists an inaccessible cardinal" implies the consistency of ZFC, since if {{tmath|1=\kappa }} is inaccessible, {{tmath|1=V_\kappa }} can serve as a model of ZFC (cf. ''[[Grothendieck universe]]''). Stronger and stronger large cardinal axioms assert the existence of larger and larger cardinals, each of which proves the consistency—or inconsistency—of the weaker systems.<ref>
{{multiref
|{{Harvard citation no brackets|Koellner|2011|loc=Section 3}}
|{{Harvard citation no brackets|Heller|Woodin|2011}}
}}
</ref>
 
Large cardinals are at the forefront of set-theoretic research for both practical and philosophical reasons. In a practical sense, it is often the case that unproven or unprovable conjectures can be settled by sufficiently strong large cardinal axioms. For example, the existence of a [[measurable cardinal]] is inconsistent with [[Axiom of constructibility|Gödel's constructibility axiom]]. Similarly, the existence of a [[Reinhardt cardinal]] is inconsistent with the axiom of choice, which makes it a much more controversial large cardinal axiom. In a philosophical sense, according to a [[Mathematical Platonism|platonic]] view among set-theorists such as [[W. Hugh Woodin]], these axioms simply extend the system to include sets that are "supposed" to be considered. That is, there is some fundamental [[Universe (mathematics)|universe of sets]], which these axioms grant further access to.<ref>{{Harvard citation no brackets|Heller|Woodin|2011|pp=3–4}}</ref> For this reason, large cardinal axioms are generally given preference compared to other possible axioms of set theory. This view is controversial among a competing philosophy, sometimes called [[Pluralism (philosophy)|pluralism]],<ref>{{Harvard citation no brackets|Koellner|2014}}</ref> which posits that set theory should be understood as a [[Multiverse (set theory)|multiverse]] of set theories, but no "absolute" or "true" model.<ref>{{Harvard citation no brackets|Heller|Woodin|2011|loc=Chapter 4.4: The Generic Multiverse of Sets}}</ref>
 
=== Determinacy ===
[[File:Banach-Tarski_Paradox.svg|right|thumb|350x350px|Illustration of the [[Banach–Tarski paradox]], which arises in ZFC, but is impossible in ZF+AD]]
The [[Axiom of Determinacy]] (AD) asserts that [[Axiom of determinacy#Types of games that are determined|certain kinds]] of [[mathematical games]] on the natural numbers are [[Determinacy|determined]]; that is, one player will always have a guaranteed winning strategy.<ref>{{multiref
|{{Harvard citation no brackets|Koellner|2014|loc=Section 3.1 Determinacy}}
|{{Harvard citation no brackets|Kanamori|2003|pp=369–370}}
}}</ref> The first serious study of the consequences of AD started during the 1960s in [[descriptive set theory]]{{em dash}}which, roughly, studies the definable sets of the real numbers{{em dash}}after it was noticed that it leads to very nice regulatory properties of the real numbers.<ref>{{multiref
|{{Harvard citation no brackets|Koellner|2014|loc=Section 2.1 Historical Overview}}
|{{Harvard citation no brackets|Kanamori|2003|p=XXI}}
}}</ref> However, it was shown that [[Axiom of determinacy#Incompatibility with the axiom of choice|this axiom is inconsistent with AC]] and thus was never taken as a fundamental axiom of set theory.<ref>{{Harvard citation no brackets|Koellner|2014|loc=Section 2.1 Historical Overview}}</ref>
 
AD is closely related to the cardinality of the real numbers, giving it a structure very different than under AC. Under AD, the real numbers cannot be well-ordered, meaning {{tmath|\R}} does not correspond to any aleph. Despite this, AD imposes a rigid structure on the real numbers, known as the [[perfect set property]], implying that every set of real numbers is either countable, or has cardinality of exactly {{tmath|2^{\aleph_0} }}, equal to the whole real line. Similarly, it also implies that all sets of real numbers are [[Lebesgue measurable]], eliminating the existence of sets whose size is non-zero, but cannot be assigned a length. Existence of such non-measurable sets allows the [[Banach–Tarski paradox]], demonstrating that one can cut one sphere into finitely many pieces, smoothly rearrange them, and end with two solid spheres, which becomes impossible under AD.<ref>{{multiref
|{{Harvard citation no brackets|Koellner|2014|loc=Section 2.2.2 Regularity Properties}}
|{{Harvard citation no brackets|Kanamori|2003|p=XXI}}
}}</ref>
 
On the other hand, due to the restrictions on what sets can exist, it implies that one can [[Partition of a set|partition]] the real numbers into ''strictly'' more groups than there are real numbers. Specifically, one can find an injection to show that {{tmath|\vert\R\vert\leq\vert\R/\Q\vert}} (equivalence classes of reals, such that {{tmath|x\sim y}} iff {{tmath|x-y\in\Q}}). However, if an injection {{tmath|F:\R/\Q \to \R}} existed. then the image {{tmath|F(\R/\Q)}} would be a set, which cannot be assigned a measure, contradicting AD. So no such injection could exist, and thus {{tmath|\vert\R\vert < \vert\R/\Q\vert}}. <ref>{{harvnb|1=Taylor |2=Wagon|3=2019}}</ref>
 
However, its relationship with large cardinals and the continuum hypothesis is still of heavy interest among set theorists such as [[Donald A. Martin]], [[John R. Steel]], and [[W. Hugh Woodin]], at least in part because AD is equiconsistent with the large cardinal axiom that there exists infinitely many [[Woodin cardinal|Woodin cardinals]].<ref>{{Harvard citation no brackets|1=Kanamori |2=2003|p=XXII}}</ref>


== Skolem's paradox ==
== Skolem's paradox ==
{{Main|Skolem's paradox}}
{{Main|Skolem's paradox}}
[[File:Lowenheim-skolem.svg|thumb|Illustration of the [[Löwenheim–Skolem theorem]], where <math>\mathcal{M}</math> and <math>\mathcal{N}</math> are models of set theory, and <math>\kappa</math> is an arbitrary infinite cardinal number.|267x267px]]
In [[model theory]], a [[Model (mathematical logic)|model]] corresponds to a specific interpretation of a [[formal language]] or [[Theory (mathematical logic)|theory]]. It consists of a [[Domain of discourse|domain]] (a set of objects) and an [[Interpretation (logic)|interpretation]] of the symbols in the language, such that the axioms of the theory are satisfied within this structure. In [[first-order logic]], the [[Löwenheim–Skolem theorem]] states that if a theory has an infinite model, then it also has models of every other infinite cardinality. Applied to set theory, it asserts that [[Zermelo–Fraenkel set theory]], which proves the existence of uncountable sets such as <math>\mathcal P(\N)</math>, nevertheless has a countable model. Thus, [[Skolem's paradox]] was posed as follows: how can it be that there exists a domain of set theory which only contains countably many objects, but is capable of [[Satisfiability|satisfying]] the statement "there exists a set with uncountably many elements"?<ref name=":62">{{Citation |last=Bays |first=Timothy |title=Skolem's Paradox |date=2025 |editor-last=Zalta |editor-first=Edward N. |url=https://plato.stanford.edu/entries/paradox-skolem/ |access-date=2025-04-13 |edition=Spring 2025 |publisher=Metaphysics Research Lab, Stanford University |editor2-last=Nodelman |editor2-first=Uri |encyclopedia=The Stanford Encyclopedia of Philosophy}}</ref>


Skolem's paradox does not only apply to ZFC, but ''any'' first-order set theory, if it is [[consistent]], has a model which is countable. A mathematical explanation of the paradox, showing that it is not a true contradiction in mathematics, was first given in 1922 by [[Thoralf Skolem]]. He explained that the countability or uncountability of a set is not [[Absoluteness (logic)|absolute]], but relative to the model in which the cardinality is measured. This is because, for example, if the set <math>X</math> is countable in a model of set theory then there is a bijection <math>f : \N \mapsto X.</math> But a submodel containing <math>X</math> which excludes all such functions would thus contain no bijection between <math>X</math> and <math>\N</math>, and therefore <math>X</math> would be uncountable. In [[Second-order logic|second-order]] and [[Higher-order logics|higher-order logics]], the Löwenheim–Skolem theorem does not hold. This is due to the fact that second-order logic quantifies over all subsets of the domain. Skolem's work was harshly received by [[Ernst Zermelo]], who argued against the limitations of first-order logic and Skolem's notion of "relativity", but the result quickly came to be accepted by the mathematical community.<ref>{{cite journal |last1=van Dalen |first1=Dirk |author-link1=Dirk van Dalen |last2=Ebbinghaus |first2=Heinz-Dieter |author2-link=Heinz-Dieter Ebbinghaus |date=Jun 2000 |title=Zermelo and the Skolem Paradox |url=https://citeseerx.ist.psu.edu/document?repid=rep1&type=pdf&doi=9d51449b161b9e1d352e103af28fe07f5e15cb4b |journal=The Bulletin of Symbolic Logic |volume=6 |pages=145–161 |citeseerx=10.1.1.137.3354 |doi=10.2307/421203 |hdl=1874/27769 |jstor=421203 |s2cid=8530810 |number=2}}</ref><ref name=":62" />
[[File:Lowenheim-skolem.svg|thumb|Illustration of the [[Löwenheim–Skolem theorem]], where {{tmath|1=\mathcal{M} }} and {{tmath|1=\mathcal{N} }} are models of set theory, and {{tmath|1=\kappa }} is an arbitrary infinite cardinal number|267x267px]]
In [[model theory]], a [[Model (mathematical logic)|model]] corresponds to a specific interpretation of a [[formal language]] or [[Theory (mathematical logic)|theory]]. It consists of a [[Domain of discourse|domain]] (a set of objects) and an [[Interpretation (logic)|interpretation]] of the symbols in the language, such that the axioms of the theory are satisfied within this structure. In [[first-order logic]], the [[Löwenheim–Skolem theorem]] states that if a theory has an infinite model, then it also has models of every other infinite cardinality. Applied to set theory, it asserts that [[Zermelo–Fraenkel set theory]], which proves the existence of uncountable sets such as {{tmath|1=\mathcal P(\N) }}, nevertheless has a countable model. Thus, [[Skolem's paradox]] was posed as follows: how can it be that there exists a domain of set theory which only contains countably many objects, but is capable of [[Satisfiability|satisfying]] the statement "there exists a set with uncountably many elements"?<ref>{{harvnb|Bays|2025}}</ref>
 
Skolem's paradox does not only apply to ZFC, but ''any'' first-order set theory, if it is [[consistent]], has a model which is countable. A mathematical explanation of the paradox, showing that it is not a true contradiction in mathematics, was first given in 1922 by [[Thoralf Skolem]], who asserted it as a reason against founding mathematics on first order logic. He explained that the countability or uncountability of a set is not [[Absoluteness (logic)|absolute]], but relative to the model in which the cardinality is measured. This is because, for example, if the set {{tmath|1=X }} is countable in a model of set theory then there is a bijection {{tmath|1=f : \N \mapsto X }}. But a submodel containing {{tmath|1=X }} which excludes all such functions would thus contain no bijection between {{tmath|1=X }} and {{tmath|1=\N }}, and therefore {{tmath|1=X }} would be uncountable. In [[Second-order logic|second-order]] and [[higher-order logics]], the Löwenheim–Skolem theorem does not hold. This is due to the fact that second-order logic quantifies over all subsets of the domain. Skolem's work was harshly received by [[Ernst Zermelo]], who argued against the limitations of first-order logic and Skolem's notion of "relativity", but the result quickly came to be accepted by the mathematical community.<ref>
{{multiref
|{{harvnb|van Dalen|Ebbinghaus|2000}}
|{{harvnb|Bays|2025}}
|{{harvnb|Bourbaki|1968|pp=340–341}}
}}
</ref>
 
==History==


== Alternative and additional axioms ==
=== Ancient history ===
[[File:AristotlesWheelLabeledDiagram.svg|thumb|264x264px|Diagram of Aristotle's wheel as described in ''Mechanica''|class=skin-invert-image]]
From the 6th century BCE, the writings of [[Greek philosophers]], such as [[Anaximander]], discuss infinite sets or objects, however, it was generally viewed as paradoxical and imperfect (cf. ''[[Zeno's paradoxes]]''). [[Aristotle]] distinguished between the notions of [[actual and potential infinity]], arguing that Greek mathematicians understood the difference, and that they "do not need the [actual] infinite and do not use it." The Greek notion of number (''αριθμός'', ''arithmos'') was used exclusively for a definite number of definite objects (i.e. finite numbers).<ref>{{harvnb|Mayberry|2011|p=21}}</ref> This would be codified in [[Euclid's Elements|Euclid's ''Elements'']], where the [[Euclidean geometry#common notions|fifth common notion]] states "The whole is greater than the part", called the ''Euclidean principle''. This principle would be the dominating philosophy in mathematics until the 19th century.<ref>
{{multiref
|{{harvnb|Ferreirós|2007|pp=189,233}}
|{{harvnb|Mayberry|2011|p=61}}
|{{harvnb|Stewart|1995|p=135}}
}}
</ref>
 
Around the 4th century BCE, [[Jaina mathematics]] would be the first to discuss different sizes of infinity. They defined three major classes of number: enumerable (finite numbers), unenumerable (''asamkhyata'', roughly, [[#Countable sets|countably infinite]]), and infinite (''ananta'', roughly, [[Cardinality#Cardinality of the continuum|the continuum]]). Then they had five classes of infinite numbers: infinite in one direction, infinite in both directions, infinite in area, infinite everywhere, and infinite perpetually.<ref>
{{multiref
|{{harvnb|Joseph|2010|pp=349–351}}
|{{harvnb|O'Connor|Robertson|2000}}
}}
</ref>
 
One of the earliest explicit uses of a one-to-one correspondence is recorded in [[Mechanics (Aristotle)|Aristotle's ''Mechanics'']] ({{Circa|350 BCE}}), known as [[Aristotle's wheel paradox]]. The paradox can be briefly described as follows: A wheel is depicted as two [[concentric circles]]. The larger, outer circle is tangent to a horizontal line (e.g. a road that it rolls on), while the smaller, inner circle is rigidly affixed to the larger.  Assuming the larger circle rolls along the line without slipping (or skidding) for one full revolution, the distances moved by both circles are the same: the [[circumference]] of the larger circle. Further, the lines traced by the bottom-most point of each is the same length.<ref>{{harvnb|Drabkin|1950|pp=162–198}}</ref> Since the smaller wheel does not skip any points, and no point on the smaller wheel is used more than once, there is a one-to-one correspondence between the two circles.<ref>
{{multiref
|{{harvnb|Pickover|2014|p=54}}
|{{harvnb|Darling|2008|p=24}}
|{{harvnb|Farlow|2014|pp=92–95}}
}}
</ref>
 
=== Pre-Cantorian set theory ===
{{Multiple image
| direction        = horizontal
| image1            = Galileo Galilei (1564-1642) RMG BHC2700.tiff
| image2            = Bernard Bolzano.jpg
| total_width      = 360
| footer            = Portrait of [[Galileo Galilei]], {{circa|1640}} (left).  Portrait of [[Bernard Bolzano]] 1781–1848 (right).
}}
 
[[Galileo Galilei]] presented what was later coined [[Galileo's paradox]] in his book ''[[Two New Sciences]]'' (1638),<ref>{{harvnb|Galilei|1914|p=31–33}}</ref> where he presents a seeming paradox in infinite sequences of numbers. It goes as follows: for each [[Square number|perfect square]] {{tmath|1=(n^2) }} 1, 4, 9, 16, and so on, there is a unique [[square root]] {{tmath|1= \textstyle(\sqrt{n^2} = n) }} 1, 2, 3, 4, and so on. Therefore, there are as many perfect squares as there are square roots. However, every number is a square root, since it can be [[Square (algebra)|squared]], but not every number is a perfect square. Moreover, the proportion of perfect squares as one passes larger values diminishes, and is eventually smaller than any given fraction. Galileo denied that this was fundamentally contradictory, however he concluded that this meant we could not compare the sizes of infinite sets, missing the opportunity to discover cardinality.<ref>
{{multiref
|{{Harvard citation no brackets|Bourbaki|1968|p=323}}
|{{Harvard citation no brackets|Enderton|1977|p=131}}
|{{Harvard citation no brackets|Kleene|1952|p=3}}
|{{Harvard citation no brackets|Schumacher|1996|pp=92–93}}
}}
</ref>
 
In ''[[A Treatise of Human Nature]]'' (1739), [[David Hume]] is quoted for saying ''"When two numbers are so combined, as that the one has always a unit answering to every unit of the other, we pronounce them equal",<ref>{{harvnb|Hume|1739|loc=Part III. Of Knowledge and Probability: Sect. I. Of Knowledge}}</ref>'' now called ''[[Hume's principle]]'', which was used extensively by [[Gottlob Frege]] later during the rise of set theory.<ref name=":1">
{{multiref
|{{harvnb|Frege |1884 |loc=IV. Der Begriff der Anzahl § 63.}}
|{{harvnb|Demopoulos|1997|loc=Introduction}}
|{{harvnb|Boolos|1996|loc=Chapter IX. The Consistency of Frege’s ''Foundations of Arithmetic''}}
}}
</ref>
 
[[Bernard Bolzano]]'s ''[[Paradoxes of the Infinite]]'' (''Paradoxien des Unendlichen'', 1851) is often considered the first systematic attempt to introduce the concept of sets into [[mathematical analysis]]. In this work, Bolzano defended the notion of [[actual infinity]], presented an early formulation of what would later be recognized as one-to-one correspondence between infinite sets. He discussed examples such as the pairing between the [[Interval (mathematics)|intervals]] {{tmath|1=[0,5] }} and {{tmath|1=[0,12] }} by the relation {{tmath|1=5y =  12x }}, and revisited Galileo's paradox. However, he too resisted saying that these sets were, in that sense, the same size. While ''Paradoxes of the Infinite'' anticipated several ideas central to later set theory, the work had little influence on contemporary mathematics, in part due to its [[posthumous publication]] and limited circulation.<ref>{{harvnb|Bolzano|1950}}</ref>
 
=== Early set theory ===
 
==== Georg Cantor ====
[[File:Georg_Cantor3.jpg|alt=refer to caption|thumb|339x339px|[[Georg Cantor]], {{spaces|4|hair}}{{circa}} 1870]]
The concept of cardinality emerged nearly fully formed in the work of Georg Cantor during the 1870s and 1880s, in the context of [[mathematical analysis]]. In a series of papers beginning with ''[[Cantor's first set theory article|On a Property of the Collection of All Real Algebraic Numbers]]'' (1874),<ref>{{harvnb|Cantor|1984|pp=19–24}}</ref> Cantor introduced the idea of comparing the sizes of infinite sets, through the notion of one-to-one correspondence.<ref>{{Harvard citation no brackets|Ferreirós|2007|p=171}}</ref> He showed that the set of [[real numbers]] was, in this sense, strictly larger than the set of natural numbers [[Cantor's first set theory article#Second theorem|using a nested intervals argument]].<ref>{{Harvard citation no brackets|Ferreirós|2007|p=177}}</ref> This result was later refined into the more widely known [[Cantor's diagonal argument|diagonal argument]] of 1891, published in ''Über eine elementare Frage der Mannigfaltigkeitslehre,''<ref>{{harvnb|Cantor|1891|pp=72–78}}</ref> where he also proved the more general result (now called [[Cantor's Theorem]]) that the [[power set]] of any set is strictly larger than the set itself.<ref>
{{multiref
|{{Harvard citation no brackets|Bourbaki|1968|pp=324–326}}
|{{Harvard citation no brackets|Ferreirós|2007||pp=286–288}}
}}
</ref>
 
Cantor introduced the notion [[cardinal numbers]] together with [[ordinal numbers]], which he viewed as abstractions of sets. For a given set {{tmath|1= M }}, he wrote {{tmath|1= \textstyle\overline{M} }} to mean the abstraction of that set from its elements, while maintaining their order, and cardinal numbers were a double abstraction, written <span style="border-top: 3px double;">{{tmath|1= \textstyle M }}</span>.<ref>
{{multiref
|{{Harvard citation no brackets|Kleene|1952|p=9}}
|{{Harvard citation no brackets|Stoll|1963|p=80}}
|{{Harvard citation no brackets|Takeuti|Zaring|1982|p=82}}
}}
</ref> Specifically, his definition was "the general concept which, with the aid of our intelligence, results from a set when we abstract from the nature of its various elements and from the order of their being given."<ref>{{Harvard citation no brackets|Stoll|1963|p=80}}</ref> This definition was considered to be imprecise, unclear, and purely psychological, and it would be some time before the concept was put on more rigorous footing.<ref>
{{multiref
|Imprecise - {{Harvard citation no brackets|Stoll|1963|p=80}}
|Unclear - {{harvnb|Skolem|1962|p=3}}
|Psychological - {{Harvard citation no brackets|Takeuti|Zaring|1982|p=82}}
}}
 
</ref> He also introduced the [[#Aleph numbers|Aleph sequence]] for infinite cardinal numbers. These notations appeared in correspondence and were formalized in his later writings, particularly the series ''Beiträge zur Begründung der transfiniten Mengenlehre'' (1895{{En dash}}1897).<ref>{{harvnb|Cantor|1895|pp=481–512}}</ref> In these works, Cantor developed an [[Cardinal arithmetic|arithmetic of cardinal numbers]], defining addition, multiplication, and exponentiation of cardinal numbers. This led to the formulation of the [[Continuum Hypothesis]]: whether {{tmath|1=2^{\aleph_0} = \aleph_1 }}. Cantor was unable to resolve CH and left it as an [[open problem]].<ref>{{Harvard citation no brackets|Ferreirós|2007|pp=172, 177}}</ref>
 
==== Other contributors ====
Parallel to Cantor’s development, [[Richard Dedekind]] independently formulated many advanced theorems of set theory, and helped establish set-theoretic foundations of algebra and arithmetic.<ref>
{{multiref
|{{Harvard citation no brackets|Bourbaki|1968|p=321}}
|{{Harvard citation no brackets|Ferreirós|2007|pp=81–82}}
}}
</ref> Dedekind's ''{{ill|The Nature and Meaning of Numbers|de|Was sind und was sollen die Zahlen?}}'' (1888)<ref>{{harvnb|Dedekind|1961}}</ref> emphasized structural properties over extensional definitions, and supported the bijective formulation of size and number. Dedekind was in correspondence with Cantor during the development of set theory; he supplied Cantor with a proof of the countability of the [[algebraic numbers]], and gave feedback and modifications on Cantor's proofs before publishing.<ref>
{{multiref
|{{Harvard citation no brackets|Bourbaki|1968|pp=324–326}}
|{{Harvard citation no brackets|Ferreirós|2007|pp=172–176, 178–179}}
|{{harvnb|Reck|2023}}
}}
</ref>
 
After Cantor's 1883 proof that all finite-dimensional spaces {{tmath|1=(\R^n) }} have the same cardinality,<ref>{{harvnb|Cantor|1883}}</ref> in 1890, [[Giuseppe Peano]] introduced the [[Peano curve]], which was a more visual proof that the [[unit interval]] {{tmath|1=[0,1] }} has the same cardinality as the [[unit square]] on {{tmath|1=\R^2 }}.<ref>{{harvnb|Peano|1890}}</ref> This created a new area of mathematical analysis studying what is now called [[space-filling curves]].<ref>
{{multiref
|{{harvnb|Farlow|2014|p=132}}
|
}}.
</ref> In 1894, attempting  to formalize Cantor's "cardinal number", Peano introduced "definition by abstraction": if one can define an equivalence relation, then one may define "that property" which an equivalence class describes. However, this was received harshly by [[Bertrand Russell|Russell]] for not considering that this property may not be unique.<ref>
{{multiref
| {{harvnb|Felgner|2023|p=187}}
| {{harvnb|Russell|2010|p=114}} "Now this definition by abstraction, and generally the process employed in such definitions, suffers from an absolutely fatal formal defect: it does not show that only one object satisfies the definition."
}}
</ref>


=== Without the axiom of choice ===
German logician [[Gottlob Frege]] attempted to ground the concepts of number and arithmetic in logic using Cantor's theory of cardinality and [[Hume's principle]] in ''[[Die Grundlagen der Arithmetik]]'' (1884) and the subsequent ''Grundgesetze der Arithmetik'' (1893, 1903).<ref name=":1" /> Frege defined cardinal numbers as [[equivalence classes]] of sets under equinumerosity. However, Frege's approach to set theory was later shown to be flawed. His approach was eventually reformalized by [[Bertrand Russell Peace Foundation|Bertrand Russell]] and [[Alfred North Whitehead|Alfred Whitehead]] in ''[[Principia Mathematica]]'' (1910{{En dash}}1913, vol. II){{Sfn|Russell|Whitehead|1973}} using a [[Type theory#History|theory of types]].<ref>
[[File:Axiome_du_choix.png|thumb|270x270px|Illustration of the axiom of choice, with each set represented as a jar and its elements represented as marbles.]]
{{multiref
The [[Axiom of choice|Axiom of Choice]] (AC) is a controversial principle in the foundations of mathematics. Roughly, it states that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from each set, even if the collection is infinite. In many cases, a set created by choosing elements can be made without invoking the axiom of choice. But it is not possible to do this in general, in which case, the axiom of choice must be invoked.
|{{Harvard citation no brackets|Bourbaki|1968|pp=331–332}}
|{{Harvard citation no brackets|Takeuti|Zaring|1982|pp=1–3}}
}}
</ref> Though Russell initially had difficulties accepting Cantor's and Frege’s intuitions of cardinality.<ref>
{{multiref
|{{Harvard citation no brackets|Anellis||pp=1–11|5=1984}}
|{{harvnb|Russell |1907|pp=29–53}}
}}
</ref> This definition of cardinal numbers is now referred to as the ''Frege{{En dash}}Russell'' definition.<ref name="Kleene 1952 44"/> This definition was eventually superseded by the convention established by [[John von Neumann]] in 1928 which uses representatives to define cardinal numbers.<ref>
{{multiref
|{{Harvard citation no brackets|Stoll|1963|p=80}}
|{{Harvard citation no brackets|Kleene|1952|p=9}}
}}
</ref>


If the Axiom of Choice is assumed to be false, it has several implications:
At the [[Paris]] conference of the [[International Congress of Mathematicians]] in 1900, [[David Hilbert]], one of the most influential mathematicians of the time, gave a speech wherein he presented ten unsolved problems (of a total of 23, later published, now called ''[[Hilbert's problems]]''). Of these, he placed "Cantor's problem" (now called the Continuum Hypothesis) as the first on the list. This list of problems would prove to be very influential in 20th century mathematics, and attracted a lot of attention from other mathematicians toward Cantor's theory of cardinality.<ref>
{{multiref
|{{Harvard citation no brackets|Bourbaki|1968|p=327}}
|{{Harvard citation no brackets|Ferreirós|2007|pp=iiiv, 301, 312}}
}}
</ref>


* There may exist sets which are [[Dedekind-finite]], meaning they cannot be put in bijection with a proper subset of itself, but whose elements cannot be counted (put in bijection with <math>\{ 1, 2, \cdots , n \}</math> for any n).
=== Axiomatic set theory ===
* Cardinal inequality <math>(\preceq)</math> cannot be a total order on all sets. That is, given any two sets <math>A, B,</math> it may be that neither <math>A \preceq B</math> nor <math>B \preceq A</math> hold. Further, since Alephs can naturally be compared, there exist sets which do not correspond to any Aleph number.
{{Multiple image
* Since the most common way of defining cardinal numbers is by assigning them ordinal number, removing the axiom of choice creates difficulty in defining the [[cardinal function]] <math>S \mapsto |S|.</math> Thus, some authors reserve <math>\operatorname{card}(S)</math> for the cardinality of well-orderable sets. Still, the function can be defined using [[Scott's trick]], which assigns each set <math>S</math> to the least rank <math>V_{\alpha}</math> of the [[Von Neumann universe]] which contains a set equinumerous to <math>S.</math>
| image1            = Hausdorff 1913-1921.jpg
* One may define the "infinite product" of cardinal numbers as the cardinality of the set of all [[sequences]] of their elements. Asserting that this set is always nonempty is equivalent to the axiom of choice. This is why Bertrand Russell called AC the ''Multiplicative axiom''.
| image2            = Kurt gödel.jpg
* Although the [[Generalized Continuum Hypothesis]] (GCH) is independent of ZFC, it can be shown that ZF+GCH is sufficient to prove AC. Thus, if AC is false, it follows that the GCH does not hold.
| total_width      = 360
| footer            = [[Felix Hausdorff]] and [[Kurt Gödel]]
}}


=== Proper classes ===
In 1908, [[Ernst Zermelo]] proposed the first [[axiomatization]] of set theory, now called [[Zermelo set theory]], primarily to support his earlier (1904) proof of the [[Well-ordering theorem]], which showed that all cardinal numbers could be represented as [[#Aleph numbers|Alephs]], though the proof required a controversial principle now known as the [[Axiom of Choice]] (AC).<ref>{{Harvard citation no brackets|Bourbaki|1968|p=325}}</ref> Zermelo's system would later be extended by [[Abraham Fraenkel]] and [[Thoralf Skolem]] in the 1920s to create the standard foundation of set theory, called [[Zermelo–Fraenkel set theory]] (ZFC, "C" for the Axiom of Choice). ZFC provided a rigorous foundation through which infinite cardinals could be systematically studied while avoiding the [[Paradoxes of set theory|paradoxes of naive set theory]].<ref name=":14" />
Some set theories allow for [[proper classes]], which are, roughly, collections "too large" to form sets. For example, the [[Universe (mathematics)|Universe of all sets]], the class of all cardinal numbers, or the [[Burali-Forti paradox|class of all ordinal numbers]]. Such set theories include [[Von Neumann–Bernays–Gödel set theory]], and [[Morse–Kelley set theory]]. In such set theories, it is perfectly fine to define cardinal numbers as classes of equinumerous sets, as done by Frege and Russell, mentioned above. Some authors find this definition more elegant than assigning representatives, as it more accurately describes the concept by "definition by abstraction".


Classes, technically, can be assigned cardinalities. The first to distinguish between sets and classes was [[John von Neumann]], who defined classes as, roughly, "too large" to form sets. More accurately, he showed that a collection of objects is a proper class if and only if it can be put in one-to-one correspondence with the whole Universe of sets (cf. [[Axiom of limitation of size|''Axiom of limitation of size'']]). Thus, all proper classes have the same "size". Before Neumann, Cantor called this size "[[Absolute infinite]]" denoted with the Greek letter <math>\Omega</math>, and associated the concept with God.
Ignoring possible foundational issues, during the early 1900s, [[Felix Hausdorff]] would begin studying "exorbitant numbers": roughly, very large cardinal numbers, or what are now called [[inaccessible cardinals]]. This work would be continued and popularized by several other influential set theorists such as [[Paul Mahlo]]{{em dash}}who introduced [[Mahlo cardinal]]s{{em dash}}as well as [[Wacław Sierpiński]], and [[Alfred Tarski]]. Their work would eventually be known collectively as the study of [[Cardinality#Large cardinals|large cardinals]].<ref>
{{multiref
|{{Harvard citation no brackets|Ferreirós|2007|p=334}}
|{{Harvard citation no brackets|Kanamori|2003|p=XVI}}
}}
</ref>
 
In 1940, [[Kurt Gödel]] showed that the Continuum Hypothesis (CH) cannot be ''disproved'' from the axioms of ZFC by showing that both CH and AC hold in his [[constructible universe]]: an [[inner model]] of ZFC. The existence of a model of ZFC in which additional axioms hold shows that the additional axioms are (relatively) [[consistent]] with ZFC.<ref>{{harvnb|Gödel|1938}}</ref> In 1963, [[Paul Cohen]] showed that CH cannot be ''proven'' from the ZFC axioms, which showed that CH was [[Independence (mathematical logic)|independent]] from ZFC. To prove his result, Cohen developed the method of [[Forcing (mathematics)|forcing]], which has become a standard tool in set theory. Cohen was awarded the [[Fields Medal]] in 1966 for his proof.<ref>
{{multiref
|{{harvnb|Cohen|1963}}
|{{harvnb|Cohen |2008}}
}}
</ref>


==See also==
==See also==
Line 258: Line 992:
{{Wikidata property|P1164|P2820}}
{{Wikidata property|P1164|P2820}}
* ''[[Cardinal and Ordinal Numbers]]''
* ''[[Cardinal and Ordinal Numbers]]''
* [[Cardinal function]]
* {{slink|Fuzzy set|Scalar cardinality}}
* [[Inaccessible cardinal]]
* [[Infinitary combinatorics]]
* [[Infinitary combinatorics]]
* [[Large cardinal]]
* [[Multiplicity (mathematics)]]
** [[List of large cardinal properties]]
* [[Natural density]]
* [[Numerosity (mathematics)]]
* [[Numerosity (mathematics)]]
* [[Regular cardinal]]
* [[Subcountability]]
* [[Von Neumann universe]]
* [[Zero sharp]]


==References==
==References==
=== Notes ===
{{notelist|30em}}


=== Citations ===
=== Citations ===
{{reflist}}
{{reflist|20em}}
{{notelist}}
 
 
=== Primary sources ===
 
{{refbegin|30em}}
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|title=Paradoxes Of The Infinite
|date=1950
|orig-year=1851
|publisher=Routledge and Kegan Paul
|location=London
|editor-last=Přihonský
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}}
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|first=Georg
|title=Ueber eine Eigenschaft des Inbegriffes aller reellen algebraischen Zahlen
|date=1984
|work=Über unendliche, lineare Punktmannigfaltigkeiten: Arbeiten zur Mengenlehre aus den Jahren 1872–1884
|volume=2
|orig-date=1872–1884
|url=https://link.springer.com/book/10.1007/978-3-7091-9516-1
|access-date=2025-05-24
|series=Teubner-Archiv zur Mathematik
|place=Vienna
|publisher=Springer
|language=de
|doi=10.1007/978-3-7091-9516-1_2
|isbn=978-3-7091-9516-1
|url-access=subscription
}}
* {{Cite journal
|last=Cantor
|first=Georg
|date=1883
|title=Ueber unendliche, lineare Punktmannichfaltigkeiten
|url=https://doi.org/10.1007/BF01446819
|journal=Mathematische Annalen
|language=de
|volume=21
|issue=4
|pages=545–591
|doi=10.1007/BF01446819
|issn=1432-1807
|url-access=subscription
}}
* {{Cite journal
|last=Cantor
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|title=Ueber eine elementare Frage der Mannigfaltigkeitslehre
|url=https://www.digizeitschriften.de/dms/img/?PID=GDZPPN002113910&physid=phys84#navi
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|journal=Mathematische Annalen
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|orig-date=1932
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}}
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|bibcode=1964PNAS...51..105C
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|date=1961
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|chapter=IV. Der Begriff der Anzahl § 63. Die Möglichkeit der eindeutigen Zuordnung als solches. Logisches Bedenken, dass die Gleichheit für diesen Fall besonders erklärt wird
|quote=§63. Ein solches Mittel nennt schon Hume: »Wenn zwei Zahlen so combinirt werden, dass die eine immer eine Einheit hat, die jeder Einheit der andern entspricht, so geben wir sie als gleich an.«
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|title=Dialogues Concerning Two New Sciences
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| title=Über das Problem der Wohlordnung
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| doi=10.1007/bf01458215
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|last2=Whitehead
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{{refend}}


=== Bibliography ===
=== Secondary and tertiary sources ===


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}}  
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|title=Proofs from THE BOOK
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|title=Introduction to Axiomatic Set Theory
|publisher=[[D. Reidel Publishing Company]]
|year=1971
|isbn=9780391001794
|series=Synthese Library
|location=New York
|doi=10.1007/978-94-010-3144-8
|issn=0166-6991
|lccn=71-146965
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{{Mathematical logic}}
{{Mathematical logic}}

Latest revision as of 23:48, 31 May 2026

Error creating thumbnail:
A one-to-one correspondence between a set of apples and a set of oranges shows they have the same cardinality.

In mathematics, cardinality is an inherent property of sets, roughly meaning the number of individual objects they contain, which may be infinite. The concept is understood through one-to-one correspondences between sets. That is, if their objects can be paired such that each object has a pair, and no object is paired more than once.

Two sets are said to be equinumerous or have the same cardinality if there exists a one-to-one correspondence between them. Otherwise, under the axiom of choice, one of the two sets must be equinumerous with a strict subset of the other and is said to be strictly smaller than it; the other set is strictly larger. Using this concept, it is possible to show there are different sizes of infinity.

A set is countably infinite if it can be placed in one-to-one correspondence with the set of natural numbers Template:Tmath. For example, the set of even numbers Template:Tmath and the set of rational numbers are countable. Uncountable sets are those strictly larger than the set of natural numbers. The set of all real numbers and the powerset of the set of natural numbers are proven to be uncountable by so-called diagonal arguments. Cantor's theorem generalizes these arguments to show there is an infinite hierarchy of infinities.

For finite sets, cardinality recovers the usual concept of size as "number of elements." However, it is more often difficult to ascribe "sizes" to infinite sets. A system of cardinal numbers can be developed to extend the role of natural numbers in answering "how many". Most commonly, the Aleph numbers Template:Tmath are used, since their definition naturally extends the process of counting, and it can be shown that every infinite set has cardinality equivalent to some Aleph.

The set of natural numbers has cardinality Template:Tmath. The question of whether the real numbers have cardinality Template:Tmath is known as the continuum hypothesis, which has been shown to be both unprovable and undisprovable in standard set theories such as Zermelo–Fraenkel set theory. Alternative set theories and additional axioms give rise to different properties and have often strange or unintuitive consequences. However, every theory of cardinality using standard logical foundations of mathematics admits Skolem's paradox.

The basic concepts of cardinality go back as early as the 6th century BCE, and there are several close encounters with it throughout history, however, the results were generally dismissed as paradoxical. It is considered to have been first introduced formally to mathematics by Georg Cantor at the turn of the 20th century. Cantor's theory of cardinality was then formalized, popularized, and explored by many influential mathematicians of the time, and has since become a fundamental concept of mathematics.

Basics

Definition

Cardinality is an inherent property of sets which defines their size, roughly meaning the number of individual objects they contain.[1] Fundamentally however, it is different from the concepts of number or counting as the cardinalities of two sets can be compared without referring to their number of elements, or defining number at all. For example, in the image above, a set of apples is compared to a set of oranges such that every fruit is used exactly once which shows these two sets have the same cardinality, even if one doesn't know how many of each there are.[2] Thus, cardinality is measured by putting sets in one-to-one correspondence. If it is possible, the sets are said to have the same cardinality, and if not, one set is said to be strictly larger or strictly smaller than the other.[3]

Sets and functions

not surjective surjective
not

injective

Total function

general function

File:Surjection.svg

surjective only

injective File:Injection.svg

injective only

Error creating thumbnail:

bijective

The basic concepts of cardinality are developed in terms of sets and functions, which are somewhat more abstract than their counterparts outside of mathematics. Informally, a set can be understood as any collection of objects, usually represented with curly braces. For example, Template:Tmath specifies a set, called Template:Tmath, which contains the numbers 1, 2, and 3. The symbol Template:Tmath represents set membership, for example Template:Tmath says "1 is a member of the set Template:Tmath" which is true by the definition of Template:Tmath above. Here Template:Tmath is finite, but that is not a requirement in general. The only requirement for a set is that it is well-defined. That is, for any object, Template:Tmath, one can determine whether Template:Tmath belongs to that set Template:Tmath, or Template:Tmath does not belong to that set Template:Tmath. One example of an infinite set is the set of all natural numbers Template:Tmath.[4][lower-alpha 1]

A function, or correspondence, maps members of one set to the members of another, often represented with an arrow diagram. For example, the adjacent table depicts several functions which map sets of natural numbers to sets of letters. If a function does not map two members to the same place, it is called injective. If a function covers every member in the output set, it is called surjective. If a function is both injective and surjective, it is called bijective or a one-to-one correspondence. Functions are not limited to those one can draw an arrow diagram for, so long as the function is well-defined. That is, for each possible input, one can determine the output. For example, one may define a function on the natural numbers by multiplying by two: Template:TmathTemplate:TmathTemplate:Tmath Template:Tmath[6]

The term cardinality originates from the post-classical Latin cardo ("to hinge"), which referred to something central or pivotal, both literally and metaphorically. This passed into medieval Latin and then into English, where cardinal came to describe things considered to be, in some sense, fundamental, such as, cardinal sins, cardinal directions, and (in linguistics) cardinal numbers.[7][8] The last of which referred to numbers used for counting (e.g., one, two, three),[9] as opposed to ordinal numbers, which express order (e.g., first, second, third),[10] and nominal numbers used for labeling without meaning (e.g., jersey numbers and serial numbers).[11]

In mathematics, the notion of cardinality was first introduced by German mathematician Georg Cantor in the late 19th century, who used the term Mächtigkeit, which may be translated as "magnitude" or "power", though Cantor credited the term to a work by Jakob Steiner on projective geometry.[12] Around 1930, the terms cardinality and cardinal number were adopted from the grammatical sense, and later translations would use these terms.[13][14][lower-alpha 2]

Comparing sets

Equinumerosity

File:Aplicación 2 inyectiva sobreyectiva04.svg
A one-to-one correspondence from N, the set of all non-negative integers, to the set E of non-negative even numbers. Although E is a proper subset of N, both sets have the same cardinality.

An intuitive relationship between two sets having the "same size" is that their objects can be paired one-to-one. That is, if each object in one set can be assigned a dedicated "pair" in the other, and no object from either set left unpaired, it seems reasonable to say there are the same number of objects in each set. A one-to-one pairing between two sets defines a bijective function between them by mapping each object to its pair. Similarly, a bijection between two sets defines a pairing of their elements by pairing each object with the one it maps to. Therefore, these notions of "pairing" and "bijection" are, at least intuitively, equivalent.[17] Thus, the following definition is given:

Two sets are said to have the same cardinality or be equinumerous if their members can be paired one-to-one. That is, if there exists a function between them which is bijective. This is often written as Template:Tmath, or Template:Tmath.[18] Alternatively, these sets may be said to be equivalent, similar, equipotent, or equipollent.[19] For example, the set Template:Tmath of even numbers has the same cardinality as the set Template:Tmath of natural numbers, since the function Template:Tmath is a bijection from Template:Tmath to Template:Tmath.[20]

The property for finite sets that "the whole is greater than the part" is no longer true for infinite sets, and the existence of surjections or injections that don't work does not prove that there is no bijection. For example, the function Template:Tmath from Template:Tmath to Template:Tmath, defined by multiplying by 4, Template:Tmath, is injective, but not surjective (since 2, for instance, is not mapped to). Further, the function Template:Tmath from Template:Tmath to Template:Tmath, defined by rounding down to the nearest even number, Template:Tmath (cf. floor function), is surjective, but not injective, (since 0 and 1 for instance both map to 0). Neither Template:Tmath nor Template:Tmath can challenge Template:Tmath, which was established by the existence of Template:Tmath.[21]

Equivalence

File:Example for a composition of two functions.svg
The composition of two functions applies one function to the output of another: Template:Tmath.

A fundamental result in developing a theory of cardinality is that equinumerosity forms an equivalence relation—that is, a relation satisfying the same three basic properties as equality: reflexivity, symmetry, and transitivity.[22][lower-alpha 3]

Reflexivity, the property that every set has the same cardinality as itself Template:Tmath, follows from the identity function: for any set Template:Tmath, the function that maps each element to itself is a bijection from Template:Tmath to Template:Tmath. Symmetry, the property that, if Template:Tmath has the same cardinality as Template:Tmath Template:Tmath, then Template:Tmath has the same cardinality as Template:Tmath Template:Tmath, holds because any bijection Template:Tmath has an inverse function Template:Tmath, which is also bijective. Transitivity, the property that if Template:Tmath and Template:Tmath have the same cardinality Template:Tmath, and Template:Tmath and Template:Tmath have the same cardinality Template:Tmath then so do Template:Tmath and Template:Tmath Template:Tmath, follows from the composition of functions: given bijections Template:Tmath and Template:Tmath, their composition Template:Tmath is a bijection from Template:Tmath to Template:Tmath (see image).[22]

Since equinumerosity satisfies all three properties, it is an equivalence relation. This means that it groups sets into equivalence classes—groups of sets that are all equinumerous with one another—where each group defines a possible size of a set. This motivates the notion of cardinal numbers, which are representatives that stand for the "size" of each group, developed in the section below.[24]

Inequality

File:Square to circle bijection.webm
Given the two injections between a circle and a square above, the Schröder–Bernstein theorem constructs the following bijection.[25]

A set Template:Tmath is not larger than a set Template:Tmath if it can be mapped into Template:Tmath without overlap. That is, the cardinality of Template:Tmath is less than or equal to the cardinality of Template:Tmath if there is an injective function from Template:Tmath to Template:Tmath. This is written Template:Tmath, Template:Tmath and eventually Template:Tmath,[26] and read as "Template:Tmath is not greater than Template:Tmath," or "Template:Tmath is dominated by Template:Tmath."[27] If Template:Tmath, but there is no injection from Template:Tmath to Template:Tmath, then Template:Tmath is said to be strictly smaller than Template:Tmath, written without the underline as Template:Tmath or Template:Tmath.[28] For example, if Template:Tmath has four elements and Template:Tmath has five, then the following are true Template:Tmath, Template:Tmath, and Template:Tmath.

The basic properties of an inequality are reflexivity (for any Template:Tmath, Template:Tmath), transitivity (if Template:Tmath and Template:Tmath, then Template:Tmath) and antisymmetry (if Template:Tmath and Template:Tmath, then Template:Tmath). Cardinal inequality Template:Tmath as defined above is reflexive since the identity function is injective, and is transitive by function composition.[29] Antisymmetry—the fact that, given injections in both directions, then one can find a bijection—is non-trivial, and is the content of the so-called Schröder–Bernstein theorem.[30] One such proof can be summarized as follows, with the help of the adjacent illustration:

Given injections in both directions (Template:Tmath, and Template:Tmath), take set Template:Tmath and "color" each point blue. Then take the image of set Template:Tmath on Template:Tmath after the injection—that is, the set of points that the injection projects on to—and color those red. Then take the image of Template:Tmath on this image of Template:Tmath, and color those points blue again. By recursively alternating the images of these sets, one obtains a "coloring" of the original set (see illustration). For each point, it either stops at some finite step—and thus is definitively colored blue or red—or continues switching indefinitely. Of the points that are definitively colored blue, map these points onto the next recursive image (i.e. by applying Template:Tmath then Template:Tmath), leaving all other points in place. The resulting set is exactly the image of Template:Tmath. Taking this transformation, followed by the inverse of Template:Tmath, gives a bijection from Template:Tmath to Template:Tmath.[25]

A further property of cardinal inequality is totality, which says that any two sets are comparable. That is, for any Template:Tmath and Template:Tmath, either Template:Tmath or Template:Tmath. A full proof of which requires concepts introduced later, however the argument can be briefly summarized as follows. Every well-ordered set is isomorphic to a unique ordinal number, called the order type of the set. By the well-ordering theorem, every set can be well-ordered. Then, by comparing their order types, one can show that Template:Tmath or Template:Tmath. This fact is equivalent to the axiom of choice.[31]

Countability

Countable sets

A set is called countable if it is finite or has a bijection with the set of natural numbers Template:Tmath, in which case it is called countably infinite. The term denumerable is also sometimes used for countably infinite sets.[32] For example, the set of all even natural numbers is countable, and therefore has the same cardinality as the whole set of natural numbers, even though it is a proper subset. Similarly, the set of square numbers is countable, which was considered paradoxical for hundreds of years before modern set theory (cf. § Pre-Cantorian set theory). However, several other examples have historically been considered surprising or initially unintuitive since the rise of set theory.[33]

Two images of a visual depiction of a function from Template:Tmath to Template:Tmath. On the left, a version for the positive rational numbers. On the right, a spiral for all pairs of integers Template:Tmath for each fraction Template:Tmath.

The rational numbers Template:Tmath are those which can be expressed as the quotient or fraction Template:Tmath of two integers. The rational numbers can be shown to be countable by considering the set of fractions as the set of all ordered pairs of integers, which can be visualized as the set of all integer points on a grid. Then, an intuitive function can be described by drawing a line in a repeating pattern, or spiral, which eventually goes through each point in the grid. For example, going through each diagonal on the grid for positive fractions, or through a lattice spiral for all integer pairs.[34] These technically over cover the rationals, since, for example, the rational number Template:Tmath gets mapped to by all the fractions Template:Tmath, as the grid method treats these all as distinct ordered pairs. So this function shows Template:Tmath not Template:Tmath. This can be corrected by "skipping over" these numbers in the grid, using the Schröder–Bernstein theorem, or by designing a function which does this naturally, for example using the Calkin–Wilf tree.[35]

File:Algebraicszoom.png
Algebraic numbers on the complex plane, colored by degree

A number is called algebraic if it is a solution of some polynomial equation (with integer coefficients). For example, the square root of two Template:Tmath is a solution to Template:Tmath, and the rational number Template:Tmath is the solution to Template:Tmath. Conversely, a number which cannot be the root of any polynomial is called transcendental. Two examples include Euler's number (e) and pi (π). In general, proving a number is transcendental is considered to be very difficult, and only a few classes of transcendental numbers are known. However, it can be shown that the set of algebraic numbers is countable by ordering the polynomials lexicographically (for example, see Cantor's first set theory article § The proofs). Since the set of algebraic numbers is countable while the real numbers are uncountable (shown in the following section), the transcendental numbers must form the vast majority of real numbers, even though they are individually much harder to identify. That is to say, almost all real numbers are transcendental.[36]

Hilbert's hotel

File:Hilbert's Hotel.png
Visual representation of Hilbert's hotel. Each guest goes to the room with a number that is double their room number, leaving the odd-numbered rooms vacant.

Hilbert's paradox of the Grand Hotel is a popular thought experiment devised by the German mathematician David Hilbert to illustrate a counterintuitive property of countably infinite sets, allowing them to have the same cardinality as a proper subset of themselves. The scenario begins by imagining a hotel with an infinite number of rooms, one for each natural number, all of which are occupied. But then a new guest walks in asking for a room. The hotel accommodates by moving the occupant of room 1 to room 2, the occupant of room 2 to room 3, room 3 to room 4, and in general, room n to room n+1. Then every guest still has a room, but room 1 is open for the new guest.[37]

Then, the scenario continues by imagining an infinitely long bus of new guests seeking a room. The hotel accommodates by moving the person in room 1 to room 2, room 2 to room 4, and in general, room n to room 2n. Thus, all the even-numbered rooms are occupied, but all the odd-numbered rooms are vacant, leaving room for the infinite bus of new guests. The scenario continues further by assuming an infinite number of these infinite buses arrive at the hotel, and showing that the hotel is still able to accommodate. Finally, an infinite bus which has a seat for every real number arrives, and the hotel is no longer able to accommodate.[37]

Uncountable sets

A set is called uncountable if it is not countable; that is, it is infinite and strictly larger than the set of natural numbers. The usual first example of this is the set of real numbers Template:Tmath, which can be understood as the set of all numbers on the number line. One method of proving that the reals are uncountable is called Cantor's diagonal argument, credited to Cantor for his 1891 proof,[38] though his method differs from the more common presentation.[39]

It begins by assuming, by contradiction, that there is some one-to-one mapping between the natural numbers and the set of real numbers between 0 and 1 (the interval Template:Tmath). Then, take the decimal representation of each real number, for example, Template:Tmath with a leading zero followed by any sequence of digits. The number 1 is included in this set since 1 = 0.999... Considering these real numbers in a column, it is always possible to create a new number such that the first digit of the new number is different from that of the first number in the column, the second digit is different from the second number in the column, and so on. The new number must also have a unique decimal representation, that is, it cannot end in repeating nines or repeating zeros. For example, if the digit isn't 2, make the digit of the new number 2, and if it was 2, make it 3.[40] Then, this new number will be different from each of the numbers in the list by at least one digit, and therefore must not be in the list. This shows that the real numbers cannot be put into a one-to-one correspondence with the naturals, and thus must be strictly larger.[41]

Error creating thumbnail:
Template:Tmath does not have the same cardinality as its power set Template:Tmath: For every function f from Template:Tmath to Template:Tmath, the set Template:Tmath disagrees with every set in the range of Template:Tmath, hence Template:Tmath cannot be surjective. The picture shows an example Template:Tmath and the corresponding Template:Tmath; red: Template:Tmath, blue: Template:Tmath.

Another classical example of an uncountable set, established using a related reasoning, is the power set of the natural numbers, denoted Template:Tmath. This is the set of all subsets of Template:Tmath, including the empty set and Template:Tmath itself. The method is much closer to Cantor's original diagonal argument. Again, assume by contradiction that there exists a one-to-one correspondence Template:Tmath between Template:Tmath and Template:Tmath, so that every subset of Template:Tmath is assigned to some natural number. These subsets are then placed in a column, in the order defined by Template:Tmath (see image). Now, one may define a subset Template:Tmath of Template:Tmath which is not in the list by taking the negation of the "diagonal" of this column as follows:[42]

If Template:Tmath, then Template:Tmath, that is, if 1 is in the first subset of the list, then 1 is not in the subset Template:Tmath. Further, if Template:Tmath, then Template:Tmath, that is if the number 2 is not in the second subset of the column, then 2 is in the subset Template:Tmath. Then in general, for each natural number Template:Tmath, Template:Tmath if and only if Template:Tmath, meaning Template:Tmath is put in the subset Template:Tmath only if the nth subset in the column does not contain the number Template:Tmath. Then, for each natural number Template:Tmath, Template:Tmath, meaning, Template:Tmath is not the nth subset in the list, for any number Template:Tmath, and so it cannot appear anywhere in the list defined by Template:Tmath. Since Template:Tmath was chosen arbitrarily, this shows that every function from Template:Tmath to Template:Tmath must be missing at least one element, therefore no such bijection can exist, and so Template:Tmath must be not be countable.[42]

These two sets, Template:Tmath and Template:Tmath can be shown to have the same cardinality (by, for example, assigning each subset to a decimal expansion) called the cardinality of the continuum.[43]

Cantor's theorem generalizes the second theorem above, showing that every set is strictly smaller than its powerset. In broad strokes, the proof goes as follows: Given a set Template:Tmath, assume by contradiction that there is a bijection Template:Tmath from Template:Tmath to Template:Tmath. Then, the subset Template:Tmath given by taking the negation of the "diagonal", formally, Template:Tmath, cannot be in the list. Therefore, every function is missing at least one element, and so Template:Tmath. Further, since Template:Tmath is itself a set, the argument can be repeated to show Template:Tmath. Taking Template:Tmath, this shows that Template:Tmath is even larger than Template:Tmath, which was already shown to be uncountable. Repeating this argument shows that there are infinitely many "sizes" of infinity.[44]

Cardinal numbers

In the above sections, "the cardinality of a set" was described relationally. In other words, one set could be compared to another, intuitively comparing their "size". Cardinal numbers are a means of measuring this "size" more explicitly. For finite sets, this is simply the natural number found by counting the elements. This number is called the cardinal number of that set, or simply the cardinality of that set. The cardinal number of a set Template:Tmath is generally denoted by Template:Tmath, with a vertical bar on each side,[45] though it may also be denoted by Template:Tmath, Template:Tmath, or Template:Tmath.[46]

For infinite sets, "cardinal number" is somewhat more difficult to define formally. Cardinal numbers are not usually thought of in terms of their formal definition, but immaterially in terms of their arithmetic/algebraic properties.[47] The assumption that there is some cardinal function Template:Tmath which satisfies Template:Tmath, sometimes called the axiom of cardinality[48] or Hume's principle,[49] is sufficient for deriving most properties of cardinal numbers.[50]

Commonly in mathematics, if a relation satisfies the properties of an equivalence relation, the objects used to materialize this relation are equivalence classes, which groups all the objects equivalent to one another. These called the Frege–Russell cardinal numbers.[51] However, this would mean that cardinal numbers are too large to form sets (apart from the cardinal number Template:Tmath whose only element is the empty set), since, for example, the cardinal number Template:Tmath would be the set of all sets with one element, then Template:Tmath, and would therefore contain itself, violating regularity.[52] Thus, due to John von Neumann, it is more common to assign representatives of these classes.[53]

Finite cardinals

Error creating thumbnail:
A bijective function, Template:Tmath from the set X = {1,2,3,4} to the set Y demonstrates that Y has cardinality 4.

Given a basic sense of natural numbers, a set is said to have cardinality Template:Tmath if it can be put in one-to-one correspondence with the set Template:Tmath, analogous to counting its elements.[54] For example, the set Template:Tmath has a natural correspondence with the set Template:Tmath, and therefore is said to have cardinality 4. Other terminologies include "Its cardinality is 4" or "Its cardinal number is 4". In formal contexts, the natural numbers can be understood as some construction of objects satisfying the Peano axioms—a list of properties, such that any system satisfying these properties is, in a certain sense, just like the natural numbers.[55]

Showing that such a correspondence exists is not always trivial. Combinatorics is the area of mathematics primarily concerned with counting, both as a means and as an end to obtaining results, and certain properties of finite structures.[56] The notion cardinality of finite sets is closely tied to many basic combinatorial principles, and provides a set-theoretic foundation to recover them. It can be shown by induction on the possible sizes of sets that finite cardinality corresponds uniquely with natural numbers (cf. Finite set § Uniqueness of cardinality).[57] This is related to several other concepts, verifying Hume's principle and the basis of bijective proofs, and is equivalent to a certain formulation of the pigeonhole principle, that a finite set cannot be put in one to one correspondence with a proper subset of itself.[58]

The addition principle asserts that given disjoint sets Template:Tmath and Template:Tmath, Template:Tmath, intuitively meaning that the sum of the parts is equal to the whole.[59] The multiplication principle asserts that given two sets Template:Tmath and Template:Tmath, Template:Tmath, intuitively meaning that there are Template:Tmath ways to pair objects from these sets.[60] Both of these can be proven by a bijective proof, together with induction.[61] The more general result is the inclusion–exclusion principle, which defines how to count the number of elements in overlapping sets.[62]

Naturally, a set is defined to be finite if it is empty or can be put in correspondence with the set Template:Tmath, for some natural number Template:Tmath.[54] However, there exist other definitions of "finite" which don't rely on a definition of "number." For example, a set is called Dedekind-finite if it cannot be put in one-to-one correspondence with a proper subset of itself, though this definition requires the axiom of choice.[63]

Aleph numbers

File:Aleph0.svg
Aleph-nought, aleph-zero, or aleph-null: the smallest infinite cardinal number, and the cardinal number of the set of natural numbers.[64]

The aleph numbers are a sequence of cardinal numbers that represent the sizes of infinite sets, denoted with an aleph Template:Tmath, the first letter of the Hebrew alphabet.[64] The first aleph number is Template:Tmath, called "aleph-nought", "aleph-zero", or "aleph-null", which represents the cardinality of the set of all natural numbers: Template:Tmath. Then, Template:Tmath represents the next largest cardinality, then Template:Tmath, and so on.[65] The most common way this is formalized in set theory is through Von Neumann ordinals, known as Von Neumann cardinal assignment.[66]

Ordinal numbers generalize the notion of order to infinite sets. For example, 2 comes after 1, denoted Template:Tmath, and 3 comes after both, denoted Template:Tmath. Then, one defines a new number, Template:Tmath, which comes after every natural number, denoted Template:Tmath. Further Template:Tmath, and so on.[67] More formally, these ordinal numbers can be defined as follows:

Template:Tmath, the empty set, Template:Tmath, Template:Tmath, Template:Tmath, and so on. Then one can define Template:Tmath, for example, Template:Tmath, therefore Template:Tmath. Defining Template:Tmath gives Template:Tmath the desired property of being the smallest ordinal greater than all finite ordinal numbers. Further, Template:Tmath, and so on.[68]

Since Template:Tmath by the natural correspondence, one may define Template:Tmath as the set of all finite ordinals. That is, Template:Tmath. Then, Template:Tmath is the set of all countable ordinals (all ordinals Template:Tmath with cardinality Template:Tmath), the first uncountable ordinal. Since a set cannot contain itself, Template:Tmath must have a strictly larger cardinality: Template:Tmath.[69] Furthermore, Template:Tmath is the set of all ordinals with cardinality less than or equal to Template:Tmath, and in general the successor cardinal Template:Tmathis the set of all ordinals with cardinality up to Template:Tmath. Put another way for infinite cardinals, Template:Tmath is the number of possible well-orderings on Template:Tmath up to order isomorphism.[70] Proving that such a set always exists is known as Hartogs' theorem, wherein the smallest ordinal not less than or equal to than a set Template:Tmath is called the Hartogs number of Template:Tmath.[71] Then, Template:Tmath for a limit ordinal Template:Tmath is the union of all lesser alephs.[72]

The importance of ordinal numbers here is to generalize the notion of counting to infinite sets. When counting, one implicitly assigns an order to their set of objects, but no matter what order one assigns the final result of the count is always the same, which demonstrates the connection between cardinal and ordinal numbers.[73] Further, by the well-ordering theorem, there cannot exist any set with cardinality between Template:Tmath and Template:Tmath, and every infinite set has some cardinality corresponding uniquely to some aleph Template:Tmath, for some ordinal Template:Tmath.[74] This allows one to use a constructive definition of the cardinality function, by assigning each set to its equinumerous aleph.[75]

Cardinal arithmetic

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The addition of the objects from the two disjoint sets is an instance of Template:Tmath.

Basic arithmetic can be done on cardinal numbers in a very natural way, by extending the theorems for finite combinatorial principles above. The intuitive principle that is Template:Tmath and Template:Tmath are disjoint then addition of these sets is simply taking their union, written as Template:Tmath.[76] Thus if Template:Tmath and Template:Tmath are infinite, cardinal addition is defined as Template:Tmath where Template:Tmath denotes disjoint union. Similarly, the multiplication of two sets is intuitively the number of ways to pair their elements (as in the multiplication principle), therefore cardinal multiplication is defined as Template:Tmath, where Template:Tmath denotes the Cartesian product.[77] These definitions can be shown to satisfy the basic properties of standard arithmetic:[78]

Although a lot of properties of finite arithmetic hold for infinite arithmetic, as above and in the table below, strict inequalities (such as Kőnig's theorem) are rare. For example, in finite arithmetic, for any nonzero number Template:Tmath, Template:Tmath. However, since both the set of even numbers Template:Tmath and set of odd numbers Template:Tmath have cardinality Template:Tmath, it shows Template:Tmath thus Template:Tmath. In fact, for any infinite cardinal, Template:Tmath. In this way, infinite cardinal addition and multiplication are considered to be remarkably well-behaved (at least under the Axiom of Choice).[79]

Cardinal exponentiation Template:Tmath is defined via set exponentiation, the set of all functions Template:Tmath, that is, Template:Tmath which naturally extends the role of "repeated multiplication" to infinite sets.[80] For finite sets this can be shown to coincide with standard natural number exponentiation, but includes as a corollary that zero to the power of zero is one Template:Tmath since there is exactly one function from the empty set to itself: the empty function.[81] A combinatorial argument can be used to show Template:Tmath, by considering the indicator function of each subset. In general, cardinal exponentiation is not as well-behaved as addition and multiplication. For example, even though it can be proven that the expression Template:Tmathdoes indeed correspond to some aleph, it is unprovable from standard set theories which aleph it corresponds to.[82]

Basic results
Exponentiation Inequality and Monotonicity Identity elements Absorption laws (for infinite A,B)
Template:Tmath [lower-alpha 4][83] Template:Tmath implies Template:Tmath[84] Template:Tmath[85] Template:Tmath[86]
Template:Tmath[87] Template:Tmath implies Template:Tmath[88] Template:Tmath[89] Template:Tmath[86]
Template:Tmath[87] Template:Tmath implies Template:Tmath[90] Template:Tmath[91] Template:Tmath (annihilator)[92]
Template:Tmath[93] Template:Tmath and Template:Tmath implies Template:Tmath[90] Template:Tmath[94]

Set of all cardinal numbers

ת
The Hebrew letter Tav, denoting the proper class of all cardinal numbers[95]

The set of all cardinal numbers refers to a hypothetical set which contains all cardinal numbers. Such a set cannot exist, which has been considered paradoxical, and related to the Burali-Forti paradox. Using the definition of cardinal numbers as representatives of their cardinalities. It begins by assuming there is some set Template:Tmath. Then, if there is some largest cardinal Template:Tmath, then the powerset Template:Tmath is strictly greater, and thus not in Template:Tmath. Conversely, if there is no largest element, then the union Template:Tmath contains the elements of all elements of Template:Tmath, and is therefore greater than or equal to each element. Since there is no largest element in Template:Tmath, for any element Template:Tmath, there is another element Template:Tmath such that Template:Tmath and Template:Tmath. Thus, for any Template:Tmath, Template:Tmath, and so Template:Tmath. Thus, the collection of all cardinal numbers is too large to form a set, and is a proper class.[96] Georg Cantor denoted the collection of all cardinal numbers ת (tav, the last letter of the Hebrew alphabet), and considered it to be an "inconsistent multiplicity".[95]

Cardinality of the continuum

Error creating thumbnail:
The number line, containing all points in its continuum

The real numbers Template:Tmath formalize the intuitive notion of the continuum: the unbroken, gapless set of points on the number line.[97] There are numerous ways to construct and analyze the continuum in set theory, for example, sets of Cauchy sequences of rational numbers, or Dedekind cuts. However, a somewhat informal definition as the set of infinite sequences of digits, e.g. Template:Tmath, with the usual arithmetic and order is a popular and sufficient choice for basic arguments involving the continuum.[98] The cardinality of this set, denoted "Template:Tmath" (a lowercase fraktur script "c"), turns out to be remarkably stable under various transformations.[99]

File:Cantor set binary tree.svg
First five iterations approaching the Cantor set

For example, all intervals on the real line e.g. Template:Tmath, and Template:Tmath, have the same cardinality as the entire set Template:Tmath. First, Template:Tmath is a bijection from Template:Tmath to Template:Tmath. The fact that two intervals of unequal length can be mapped one-to-one has been known, even if considered paradoxical, for thousands of years (cf. § Ancient history).[100] Further, the tangent function is a bijection from the interval Template:Tmath to the whole real line. A more surprising example is the Cantor set, which is defined as follows: take the interval Template:Tmath and remove the middle third Template:Tmath, then remove the middle third of each of the two remaining segments, and continue removing middle thirds (see image). The Cantor set is the collection of points that survive this process. The remaining points are exactly those whose decimal expansion can be written in ternary without a 1. Reinterpreting these decimal expansions as binary (e.g. by replacing the 2s with 1s) gives a bijection between the Cantor set and the interval Template:Tmath. The Cantor set has a measure or "length" of zero, and yet is still equinumerous to the whole real line.[101]

File:Peanocurve.svg
Three iterations of a Peano curve construction, whose limit is a space-filling curve

In the other direction, into higher dimensions, one can find a bijective map between a one-dimensional line and a two-dimensional square. Given a point in the unit square in Template:Tmath (two-dimensional space) Template:Tmath, one can interleave their digits to get the unique number Template:Tmath in the unit interval Template:Tmath.[102] [lower-alpha 5] Space-filling curves offer a more visual proof, giving a continuous map from the unit interval onto the unit square. Classical examples include the Peano curve and Hilbert curve. Although these maps are not bijective, they are indeed sufficient to show Template:Tmath with the converse being immediate. Both of these methods can be reused at each dimension to show that Template:Tmath and thus Template:Tmath for any dimension Template:Tmath.[103] Further, the infinite cartesian product Template:Tmath can also be shown to be equinumerous to Template:Tmath by cardinal arithmetic: Template:Tmath. Thus, the real numbers, all finite-dimensional real spaces, and the countable cartesian product have the same cardinality.[104]

As shown in § Uncountable sets, the set of real numbers is strictly larger than the set of natural numbers. Specifically, Template:Tmath. The Continuum Hypothesis (CH) asserts that the real numbers have the next largest cardinality after the natural numbers, that is Template:Tmath. As shown by Gödel and Cohen, the continuum hypothesis is independent of ZFC, a standard axiomatization of set theory; that is, it is impossible to prove the continuum hypothesis or its negation from ZFC—provided that ZFC is consistent, meaning it produces no contradictions.[105] The Generalized Continuum Hypothesis (GCH) extends this to all infinite cardinals, stating that Template:Tmath for every ordinal Template:Tmath. Research on CH and GCH continues independent of ZFC, especially in descriptive set theory and through the exploration of large cardinal axioms.[106] Without GHC, the cardinality of Template:Tmath cannot be written in terms of specific alephs. The Beth numbers ( Template:Tmath, the second letter of the Hebrew alphabet) provide a concise notation for powersets of the real numbers starting from Template:Tmath, then Template:Tmath, and Template:Tmath, and in general Template:Tmath and Template:Tmath if Template:Tmath is a limit ordinal.[107]

Alternative and additional axioms

Around the turn of the 20th century, set theory turned to an axiomatic approach to avoid rampant foundational issues related to its naive study (cf. § Axiomatic set theory). The most common axiomatic set theory used today is Zermelo–Fraenkel set theory (ZFC). In this system, the relevant axioms include: the Axiom of Infinity, stating roughly "there is an infinite set", specifically, a set with cardinality of the natural numbers Template:Tmath; the Axiom of power set, which says that, for any set Template:Tmath, the powerset Template:Tmath also exists; and the Axiom of Choice, explained below. ZFC has been criticized both for being too strong, and too weak. Similarly, there are many "natural extensions" of ZFC studied by set theorists. Thus, there exist many alternative systems of axioms each of which has implications to the standard theory of cardinality discussed above.[108]

Without the axiom of choice

File:Axiome du choix.svg
For any infinite collection of "jars of marbles," the axiom of choice allows one to choose exactly one marble from each jar.

The Axiom of Choice (AC) is a fundamental principle in the foundations of mathematics which has seen much controversy in its history. Informally, it states that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from each set, even if the collection is infinite. The controversy over AC had mostly to do with the nature of how it chose these elements. Whereas most axioms seem to describe what sets are or allow one to construct explicit sets, AC does not tell you which set you have constructed, just that such a choice function exists, leaving the constructed set implicit. It is hardly controversial to modern mathematicians, however, because of its unique historical controversy it is often given special treatment not given to other axioms that basic proofs which use it ought to call it out.[109]

The Axiom of Choice is very closely related to the nature of cardinality. AC imposes a strict structure on what cardinality can be and what it means to compare to sets. Assuming AC is false, cardinality has a much more intricate structure and resists the kind of linear order AC offers. For example, cardinal inequality does not treat injection and surjection equivalently. Specifically, there exists sets, such that there is a surjection from Template:Tmath onto Template:Tmath, but no injection from Template:Tmath into Template:Tmath, thus injection is a strictly stronger notion. Similarly, although cardinal inequality maintains a partial order, there exist incomparable sets under cardinal inequality, that is, the law of trichotomy fails to hold, and there are sets such that none of Template:Tmath, Template:Tmath, Template:Tmath hold. Both of these (trichotomy and that surjection implies injection) are equivalent to AC.[110]

Because trichotomy does not hold and the aleph sequence has a natural well-order, there exist sets whose cardinality does not correspond to any aleph. As such, the cardinality function Template:Tmath becomes somewhat more difficult to define. In fact, a cardinality function that maps each set to a unique "representative" of that cardinality—i.e. satisfying Hume's principle, and idempotence (Template:Tmath or Template:Tmath)—is impossible without AC.[111] Set theories without AC address this by adopting the so-called Frege–Russell–Scott definition, introduced by Dana Scott, reminiscent of the Frege–Russell cardinal numbers. Under this definition, one considers the "Set of all sets" equinumerous with Template:Tmath, but applies Scott's trick to regularize these classes. Specifically, it reduces this class to only those sets of minimal rank; that is, those sets which appear earliest in the von Neumann hierarchy. Since the von Neumann hierarchy is well-ordered, there is a least rank, and since these sets all share that rank, their collection is bounded in the hierarchy and thus constitutes a set rather than a proper class.[112]

Cardinal arithmetic is much more involved, losing many of its simplest identities. The identity Template:Tmath requires a well-defined notion of "max" which requires all sets to be comparable, and therefore does not hold. Similarly, the statement that Template:Tmath for every infinite cardinal Template:Tmath, and even the statement that the arbitrary product of non-zero cardinal numbers always non-zero—called the Multiplicative axiom by Bertrand Russell—are both equivalent to AC.[113] Further, although the Generalized Continuum Hypothesis (GCH, that Template:Tmath for every Template:Tmath) is independent of ZFC, it can be shown ZF+GCH is sufficient to derive AC, and therefore, if AC is false, it follows that GCH does not hold.[114]

Proper classes

Some set theories include classes, which are collections of sets, which allows theories to discuss any collection of sets without running into issues self-reference (e.g. the set of all sets that don't contain themselves.). A class is called a proper class when, at least intuitively, it is "too large" to form a set. For example, the Universe of all sets, the class of all cardinal numbers, and the class of all ordinal numbers are proper classes. Such set theories include Von Neumann–Bernays–Gödel set theory (NBG), and Morse–Kelley set theory (MK). Cantor originally called the size of these "too large" sets "Absolute infinite", separating it from the transfinite. The former he characterized by its "inconsistency", causing paradoxes, and associated the concept with God. [115]

Proper classes can, in a sense, be assigned cardinalities. The first to formally distinguish between sets and classes was John von Neumann, who formalized the notion of "too large to form sets". More accurately, he defined a class to be "too big" (a proper class) if and only if it was equinumerous with the whole Universe of sets (cf. Axiom of limitation of size; used as an axiom in MK set theory, and derivable as a theorem in NBG). Thus, all proper classes have the same "size". The axiom has several implications, mostly relating to the limitation of size principles of early set theory. It implies the axiom of specification, the axiom of replacement, the axiom of union, and the axiom of global choice.[116]

Large cardinals

File:Large Cardinals.jpg
Large cardinal hierarchy, ordered from bottom to top in terms of strength

Large cardinal axioms assert the existence of cardinal numbers which, as the name suggests, are very large—so large that they cannot be proven to exist within ZFC. For example, an inaccessible cardinal is, roughly, a cardinal that cannot be approached from below using basic set-theoretic operations such as unions, limits, and powersets (more formally, a regular, limit cardinal greater than Template:Tmath). Large cardinals are understood in terms of the Von Neumann hierarchy, denoted Template:Tmath (for some ordinal Template:Tmath), which can be understood as the sets that can be obtained from the empty set, followed by recursively applying the powerset Template:Tmath times. Specifically, Template:Tmath, Template:Tmath and Template:Tmath for a limit ordinal Template:Tmath.[117]

There exist many known properties defining large cardinals, which come seemingly in a linear hierarchy, in terms of consistency strength. As an analogy, in ZFC without the Axiom of Infinity can only prove the existence of finite sets. Therefore Template:Tmath, whose existence is provable in usual ZFC, can serve as a model of ZFC–Infinity, and thus if ZFC is consistent, ZFC–Infinity is consistent.[118] Analogously, ZFC+"There exists an inaccessible cardinal" implies the consistency of ZFC, since if Template:Tmath is inaccessible, Template:Tmath can serve as a model of ZFC (cf. Grothendieck universe). Stronger and stronger large cardinal axioms assert the existence of larger and larger cardinals, each of which proves the consistency—or inconsistency—of the weaker systems.[119]

Large cardinals are at the forefront of set-theoretic research for both practical and philosophical reasons. In a practical sense, it is often the case that unproven or unprovable conjectures can be settled by sufficiently strong large cardinal axioms. For example, the existence of a measurable cardinal is inconsistent with Gödel's constructibility axiom. Similarly, the existence of a Reinhardt cardinal is inconsistent with the axiom of choice, which makes it a much more controversial large cardinal axiom. In a philosophical sense, according to a platonic view among set-theorists such as W. Hugh Woodin, these axioms simply extend the system to include sets that are "supposed" to be considered. That is, there is some fundamental universe of sets, which these axioms grant further access to.[120] For this reason, large cardinal axioms are generally given preference compared to other possible axioms of set theory. This view is controversial among a competing philosophy, sometimes called pluralism,[121] which posits that set theory should be understood as a multiverse of set theories, but no "absolute" or "true" model.[122]

Determinacy

File:Banach-Tarski Paradox.svg
Illustration of the Banach–Tarski paradox, which arises in ZFC, but is impossible in ZF+AD

The Axiom of Determinacy (AD) asserts that certain kinds of mathematical games on the natural numbers are determined; that is, one player will always have a guaranteed winning strategy.[123] The first serious study of the consequences of AD started during the 1960s in descriptive set theory—which, roughly, studies the definable sets of the real numbers—after it was noticed that it leads to very nice regulatory properties of the real numbers.[124] However, it was shown that this axiom is inconsistent with AC and thus was never taken as a fundamental axiom of set theory.[125]

AD is closely related to the cardinality of the real numbers, giving it a structure very different than under AC. Under AD, the real numbers cannot be well-ordered, meaning Template:Tmath does not correspond to any aleph. Despite this, AD imposes a rigid structure on the real numbers, known as the perfect set property, implying that every set of real numbers is either countable, or has cardinality of exactly Template:Tmath, equal to the whole real line. Similarly, it also implies that all sets of real numbers are Lebesgue measurable, eliminating the existence of sets whose size is non-zero, but cannot be assigned a length. Existence of such non-measurable sets allows the Banach–Tarski paradox, demonstrating that one can cut one sphere into finitely many pieces, smoothly rearrange them, and end with two solid spheres, which becomes impossible under AD.[126]

On the other hand, due to the restrictions on what sets can exist, it implies that one can partition the real numbers into strictly more groups than there are real numbers. Specifically, one can find an injection to show that Template:Tmath (equivalence classes of reals, such that Template:Tmath iff Template:Tmath). However, if an injection Template:Tmath existed. then the image Template:Tmath would be a set, which cannot be assigned a measure, contradicting AD. So no such injection could exist, and thus Template:Tmath. [127]

However, its relationship with large cardinals and the continuum hypothesis is still of heavy interest among set theorists such as Donald A. Martin, John R. Steel, and W. Hugh Woodin, at least in part because AD is equiconsistent with the large cardinal axiom that there exists infinitely many Woodin cardinals.[128]

Skolem's paradox

File:Lowenheim-skolem.svg
Illustration of the Löwenheim–Skolem theorem, where Template:Tmath and Template:Tmath are models of set theory, and Template:Tmath is an arbitrary infinite cardinal number

In model theory, a model corresponds to a specific interpretation of a formal language or theory. It consists of a domain (a set of objects) and an interpretation of the symbols in the language, such that the axioms of the theory are satisfied within this structure. In first-order logic, the Löwenheim–Skolem theorem states that if a theory has an infinite model, then it also has models of every other infinite cardinality. Applied to set theory, it asserts that Zermelo–Fraenkel set theory, which proves the existence of uncountable sets such as Template:Tmath, nevertheless has a countable model. Thus, Skolem's paradox was posed as follows: how can it be that there exists a domain of set theory which only contains countably many objects, but is capable of satisfying the statement "there exists a set with uncountably many elements"?[129]

Skolem's paradox does not only apply to ZFC, but any first-order set theory, if it is consistent, has a model which is countable. A mathematical explanation of the paradox, showing that it is not a true contradiction in mathematics, was first given in 1922 by Thoralf Skolem, who asserted it as a reason against founding mathematics on first order logic. He explained that the countability or uncountability of a set is not absolute, but relative to the model in which the cardinality is measured. This is because, for example, if the set Template:Tmath is countable in a model of set theory then there is a bijection Template:Tmath. But a submodel containing Template:Tmath which excludes all such functions would thus contain no bijection between Template:Tmath and Template:Tmath, and therefore Template:Tmath would be uncountable. In second-order and higher-order logics, the Löwenheim–Skolem theorem does not hold. This is due to the fact that second-order logic quantifies over all subsets of the domain. Skolem's work was harshly received by Ernst Zermelo, who argued against the limitations of first-order logic and Skolem's notion of "relativity", but the result quickly came to be accepted by the mathematical community.[130]

History

Ancient history

File:AristotlesWheelLabeledDiagram.svg
Diagram of Aristotle's wheel as described in Mechanica

From the 6th century BCE, the writings of Greek philosophers, such as Anaximander, discuss infinite sets or objects, however, it was generally viewed as paradoxical and imperfect (cf. Zeno's paradoxes). Aristotle distinguished between the notions of actual and potential infinity, arguing that Greek mathematicians understood the difference, and that they "do not need the [actual] infinite and do not use it." The Greek notion of number (αριθμός, arithmos) was used exclusively for a definite number of definite objects (i.e. finite numbers).[131] This would be codified in Euclid's Elements, where the fifth common notion states "The whole is greater than the part", called the Euclidean principle. This principle would be the dominating philosophy in mathematics until the 19th century.[132]

Around the 4th century BCE, Jaina mathematics would be the first to discuss different sizes of infinity. They defined three major classes of number: enumerable (finite numbers), unenumerable (asamkhyata, roughly, countably infinite), and infinite (ananta, roughly, the continuum). Then they had five classes of infinite numbers: infinite in one direction, infinite in both directions, infinite in area, infinite everywhere, and infinite perpetually.[133]

One of the earliest explicit uses of a one-to-one correspondence is recorded in Aristotle's Mechanics (c. 350 BCE), known as Aristotle's wheel paradox. The paradox can be briefly described as follows: A wheel is depicted as two concentric circles. The larger, outer circle is tangent to a horizontal line (e.g. a road that it rolls on), while the smaller, inner circle is rigidly affixed to the larger. Assuming the larger circle rolls along the line without slipping (or skidding) for one full revolution, the distances moved by both circles are the same: the circumference of the larger circle. Further, the lines traced by the bottom-most point of each is the same length.[134] Since the smaller wheel does not skip any points, and no point on the smaller wheel is used more than once, there is a one-to-one correspondence between the two circles.[135]

Pre-Cantorian set theory

Galileo Galilei presented what was later coined Galileo's paradox in his book Two New Sciences (1638),[136] where he presents a seeming paradox in infinite sequences of numbers. It goes as follows: for each perfect square Template:Tmath 1, 4, 9, 16, and so on, there is a unique square root Template:Tmath 1, 2, 3, 4, and so on. Therefore, there are as many perfect squares as there are square roots. However, every number is a square root, since it can be squared, but not every number is a perfect square. Moreover, the proportion of perfect squares as one passes larger values diminishes, and is eventually smaller than any given fraction. Galileo denied that this was fundamentally contradictory, however he concluded that this meant we could not compare the sizes of infinite sets, missing the opportunity to discover cardinality.[137]

In A Treatise of Human Nature (1739), David Hume is quoted for saying "When two numbers are so combined, as that the one has always a unit answering to every unit of the other, we pronounce them equal",[138] now called Hume's principle, which was used extensively by Gottlob Frege later during the rise of set theory.[139]

Bernard Bolzano's Paradoxes of the Infinite (Paradoxien des Unendlichen, 1851) is often considered the first systematic attempt to introduce the concept of sets into mathematical analysis. In this work, Bolzano defended the notion of actual infinity, presented an early formulation of what would later be recognized as one-to-one correspondence between infinite sets. He discussed examples such as the pairing between the intervals Template:Tmath and Template:Tmath by the relation Template:Tmath, and revisited Galileo's paradox. However, he too resisted saying that these sets were, in that sense, the same size. While Paradoxes of the Infinite anticipated several ideas central to later set theory, the work had little influence on contemporary mathematics, in part due to its posthumous publication and limited circulation.[140]

Early set theory

Georg Cantor

refer to caption
Georg Cantor,     c. 1870

The concept of cardinality emerged nearly fully formed in the work of Georg Cantor during the 1870s and 1880s, in the context of mathematical analysis. In a series of papers beginning with On a Property of the Collection of All Real Algebraic Numbers (1874),[141] Cantor introduced the idea of comparing the sizes of infinite sets, through the notion of one-to-one correspondence.[142] He showed that the set of real numbers was, in this sense, strictly larger than the set of natural numbers using a nested intervals argument.[143] This result was later refined into the more widely known diagonal argument of 1891, published in Über eine elementare Frage der Mannigfaltigkeitslehre,[144] where he also proved the more general result (now called Cantor's Theorem) that the power set of any set is strictly larger than the set itself.[145]

Cantor introduced the notion cardinal numbers together with ordinal numbers, which he viewed as abstractions of sets. For a given set Template:Tmath, he wrote Template:Tmath to mean the abstraction of that set from its elements, while maintaining their order, and cardinal numbers were a double abstraction, written Template:Tmath.[146] Specifically, his definition was "the general concept which, with the aid of our intelligence, results from a set when we abstract from the nature of its various elements and from the order of their being given."[147] This definition was considered to be imprecise, unclear, and purely psychological, and it would be some time before the concept was put on more rigorous footing.[148] He also introduced the Aleph sequence for infinite cardinal numbers. These notations appeared in correspondence and were formalized in his later writings, particularly the series Beiträge zur Begründung der transfiniten Mengenlehre (1895–1897).[149] In these works, Cantor developed an arithmetic of cardinal numbers, defining addition, multiplication, and exponentiation of cardinal numbers. This led to the formulation of the Continuum Hypothesis: whether Template:Tmath. Cantor was unable to resolve CH and left it as an open problem.[150]

Other contributors

Parallel to Cantor’s development, Richard Dedekind independently formulated many advanced theorems of set theory, and helped establish set-theoretic foundations of algebra and arithmetic.[151] Dedekind's The Nature and Meaning of Numbers [de] (1888)[152] emphasized structural properties over extensional definitions, and supported the bijective formulation of size and number. Dedekind was in correspondence with Cantor during the development of set theory; he supplied Cantor with a proof of the countability of the algebraic numbers, and gave feedback and modifications on Cantor's proofs before publishing.[153]

After Cantor's 1883 proof that all finite-dimensional spaces Template:Tmath have the same cardinality,[154] in 1890, Giuseppe Peano introduced the Peano curve, which was a more visual proof that the unit interval Template:Tmath has the same cardinality as the unit square on Template:Tmath.[155] This created a new area of mathematical analysis studying what is now called space-filling curves.[156] In 1894, attempting to formalize Cantor's "cardinal number", Peano introduced "definition by abstraction": if one can define an equivalence relation, then one may define "that property" which an equivalence class describes. However, this was received harshly by Russell for not considering that this property may not be unique.[157]

German logician Gottlob Frege attempted to ground the concepts of number and arithmetic in logic using Cantor's theory of cardinality and Hume's principle in Die Grundlagen der Arithmetik (1884) and the subsequent Grundgesetze der Arithmetik (1893, 1903).[139] Frege defined cardinal numbers as equivalence classes of sets under equinumerosity. However, Frege's approach to set theory was later shown to be flawed. His approach was eventually reformalized by Bertrand Russell and Alfred Whitehead in Principia Mathematica (1910–1913, vol. II)[158] using a theory of types.[159] Though Russell initially had difficulties accepting Cantor's and Frege’s intuitions of cardinality.[160] This definition of cardinal numbers is now referred to as the Frege–Russell definition.[51] This definition was eventually superseded by the convention established by John von Neumann in 1928 which uses representatives to define cardinal numbers.[161]

At the Paris conference of the International Congress of Mathematicians in 1900, David Hilbert, one of the most influential mathematicians of the time, gave a speech wherein he presented ten unsolved problems (of a total of 23, later published, now called Hilbert's problems). Of these, he placed "Cantor's problem" (now called the Continuum Hypothesis) as the first on the list. This list of problems would prove to be very influential in 20th century mathematics, and attracted a lot of attention from other mathematicians toward Cantor's theory of cardinality.[162]

Axiomatic set theory

In 1908, Ernst Zermelo proposed the first axiomatization of set theory, now called Zermelo set theory, primarily to support his earlier (1904) proof of the Well-ordering theorem, which showed that all cardinal numbers could be represented as Alephs, though the proof required a controversial principle now known as the Axiom of Choice (AC).[163] Zermelo's system would later be extended by Abraham Fraenkel and Thoralf Skolem in the 1920s to create the standard foundation of set theory, called Zermelo–Fraenkel set theory (ZFC, "C" for the Axiom of Choice). ZFC provided a rigorous foundation through which infinite cardinals could be systematically studied while avoiding the paradoxes of naive set theory.[108]

Ignoring possible foundational issues, during the early 1900s, Felix Hausdorff would begin studying "exorbitant numbers": roughly, very large cardinal numbers, or what are now called inaccessible cardinals. This work would be continued and popularized by several other influential set theorists such as Paul Mahlo—who introduced Mahlo cardinals—as well as Wacław Sierpiński, and Alfred Tarski. Their work would eventually be known collectively as the study of large cardinals.[164]

In 1940, Kurt Gödel showed that the Continuum Hypothesis (CH) cannot be disproved from the axioms of ZFC by showing that both CH and AC hold in his constructible universe: an inner model of ZFC. The existence of a model of ZFC in which additional axioms hold shows that the additional axioms are (relatively) consistent with ZFC.[165] In 1963, Paul Cohen showed that CH cannot be proven from the ZFC axioms, which showed that CH was independent from ZFC. To prove his result, Cohen developed the method of forcing, which has become a standard tool in set theory. Cohen was awarded the Fields Medal in 1966 for his proof.[166]

See also

References

Notes

  1. The actually-infinite set of natural numbers is guaranteed to exist by the Axiom of Infinity.[5]
  2. Etymonline gives the year 1935,[13] however Oxford English Dictionary cites an earlier example from 1926 by C. H. Langford.[15][16]
  3. Somewhat more formally, an equivalence relation, and the partitions it defines, must be sets. Since there is no set of all sets in standard set theory, equinumerosity is not a relation in the usual sense, but a predicate, defined formally as:[23] Template:Tmath
  4. The specific technique here is known as Currying
  5. Strictly speaking, this assumes that the decimal expansions given are always of the same form, always using either the terminating or non-terminating representation if there is a choice. This can be avoided by padding the digits with zeros as 0.a0b0... to regain injectivity regardless of the representation.

Citations

  1. Hazewinkel 2013, p. 24: "CARDINALITY, cardinal number, of a set A - That property of A which is inherent in any set B equivalent to A. Here two sets are called equivalent (or equipotent or of the same cardinality) if it is possible to construct a one-to-one correspondence between them."
  2. Template:Multiref
  3. Template:Multiref
  4. Template:Multiref
  5. Hrbáček & Jech 2017, p. 41
  6. Template:Multiref
  7. Oxford English Dictionary, "cardinal (adj.), Etymology," March 2025, https://doi.org/10.1093/OED/1490074521.
  8. Harper, Douglas, "Origin and history of cardinal", Online Etymology Dictionary, accessed April 20, 2025.
  9. Oxford English Dictionary, "cardinal number (n.), sense 1," July 2023, https://doi.org/10.1093/OED/3193437451.
  10. Oxford English Dictionary, "ordinal (n.2)," , https://doi.org/10.1093/OED/6032173309.
  11. Woodin & Winter 2024, Section 1: Introduction
  12. Template:Multiref
  13. 13.0 13.1 Harper, Douglas, "Origin and history of cardinality", Online Etymology Dictionary, accessed April 20, 2025.
  14. Oxford English Dictionary, "cardinality (n.2), Etymology," March 2025, https://doi.org/10.1093/OED/5444748676.
  15. Oxford English Dictionary, “cardinality (n.2), sense 2,” March 2025, https://doi.org/10.1093/OED/8293133300.
  16. Langford 1926, pp. 116, 118
  17. Template:Multiref
  18. Template:Multiref
  19. Template:Multiref
  20. Template:Multiref
  21. Template:Multiref
  22. 22.0 22.1 Template:Multiref
  23. Takeuti & Zaring 1982, p. 83
  24. Abbott 2015, p. 36
  25. 25.0 25.1 Template:Multiref
  26. Template:Multiref
  27. Template:Multiref
  28. Template:Multiref
  29. Template:Multiref
  30. Template:Multiref
  31. Template:Multiref
  32. Template:Multiref
  33. Template:Multiref
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  35. Aigner & Ziegler 2018, pp. 129–131
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  37. 37.0 37.1 Template:Multiref
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  39. Abbott 2015, pp. 32–34
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  41. Template:Multiref
  42. 42.0 42.1 Template:Multiref
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  47. Template:Multiref
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  49. Potter 2004, p. 156
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  51. 51.0 51.1 Template:Multiref
  52. Enderton 1977, p. 137
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  54. 54.0 54.1 Template:Multiref
  55. Template:Multiref
  56. Brualdi 2004, pp. 1–4
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  58. Template:Multiref
  59. Brualdi 2004, p. 45
  60. Brualdi 2004, p. 46
  61. Hrbáček & Jech 2017, pp. 71–72
  62. Brualdi 2004, p. 160.
  63. Template:Multiref
  64. 64.0 64.1 Template:Multiref
  65. Template:Multiref
  66. Moschovakis 1994, p. 199
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  68. Template:Multiref
  69. Halmos 1998, pp. 100–102
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  86. 86.0 86.1 Template:Multiref
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  90. 90.0 90.1 Template:Multiref
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  99. Dasgupta 2013, p. 77
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  101. Template:Multiref
  102. Template:Multiref
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  104. Template:Multiref
  105. Template:Multiref
  106. Template:Multiref
  107. Template:Multiref
  108. 108.0 108.1 Ferreirós 2007, Chapter XI: Consolidation of Axiomatic Set Theory
  109. Template:Multiref
  110. Template:Multiref
  111. Template:Multiref
  112. Template:Multiref
  113. Template:Multiref
  114. Template:Multiref
  115. Template:Multiref
  116. Template:Multiref
  117. Heller & Woodin 2011, p. 89
  118. Heller & Woodin 2011, pp. 90–94, Chapter 4.2: The Realm of the Finite
  119. Template:Multiref
  120. Heller & Woodin 2011, pp. 3–4
  121. Koellner 2014
  122. Heller & Woodin 2011, Chapter 4.4: The Generic Multiverse of Sets
  123. Template:Multiref
  124. Template:Multiref
  125. Koellner 2014, Section 2.1 Historical Overview
  126. Template:Multiref
  127. Taylor & Wagon 2019
  128. Kanamori 2003, p. XXII
  129. Bays 2025
  130. Template:Multiref
  131. Mayberry 2011, p. 21
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  133. Template:Multiref
  134. Drabkin 1950, pp. 162–198
  135. Template:Multiref
  136. Galilei 1914, p. 31–33
  137. Template:Multiref
  138. Hume 1739, Part III. Of Knowledge and Probability: Sect. I. Of Knowledge
  139. 139.0 139.1 Template:Multiref
  140. Bolzano 1950
  141. Cantor 1984, pp. 19–24
  142. Ferreirós 2007, p. 171
  143. Ferreirós 2007, p. 177
  144. Cantor 1891, pp. 72–78
  145. Template:Multiref
  146. Template:Multiref
  147. Stoll 1963, p. 80
  148. Template:Multiref
  149. Cantor 1895, pp. 481–512
  150. Ferreirós 2007, pp. 172, 177
  151. Template:Multiref
  152. Dedekind 1961
  153. Template:Multiref
  154. Cantor 1883
  155. Peano 1890
  156. Template:Multiref.
  157. Template:Multiref
  158. Russell & Whitehead 1973.
  159. Template:Multiref
  160. Template:Multiref
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  162. Template:Multiref
  163. Bourbaki 1968, p. 325
  164. Template:Multiref
  165. Gödel 1938
  166. Template:Multiref


Primary sources

Secondary and tertiary sources

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